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Spok Hldgs Inc Form 4 Filings

SPOK NASDAQ

Every Form 4 that Spok Hldgs Inc (SPOK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow SPOK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SPOK filings page.

Rhea-AI Summary

Spok Holdings director Christine Cournoyer reported selling 8,320 shares of common stock on 2026-08-10 at $11.2824 per share in an open-market or private transaction. Following the sale, she directly holds 16,261 shares of common stock and 5,637 deferred stock units, which are fully vested and will be settled in common shares upon separation from service or as provided under the company’s Deferred Compensation Plan for Non-Employee Directors.

Rhea-AI Summary

Spok Holdings, Inc officer Sharon Woods-Keisling, Corporate Secretary and Treasurer, reported selling 20,000 shares of common stock on August 10, 2026 at $11.297 per share in an open-market or private transaction. After the sale, she directly held 6,036 common shares and 58,871 Restricted Stock Units, each RSU representing a contingent right to receive one share of common stock.

Rhea-AI Summary

Spok Holdings Chief Operating Officer Michael W. Wallace reported two equity awards, each for 13,761 Restricted Stock Units, on August 3, 2026. One grant is performance-based under the 2026 LTIP and converts into common stock if objectives for the year ending December 31, 2028 are achieved.

The second grant vests in three equal annual installments beginning December 31, 2026, with shares delivered for fiscal years 2026, 2027 and 2028. Each RSU represents a contingent right to receive one share of Spok common stock, and the awards were not reported as made under a Rule 10b5-1 trading plan.

Rhea-AI Summary

Woods-Keisling Sharon reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings, Inc reported that Corporate Secretary and Treasurer Sharon Woods-Keisling received two equity awards on August 3, 2026. One grant covers 5,304 performance-based RSUs under the 2026 LTIP, convertible into common stock if 2028 performance objectives are achieved, and the other grant covers 5,303 time-based RSUs that vest in three equal annual installments beginning December 31, 2026. Each RSU represents a contingent right to receive one share of common stock.

Rhea-AI Summary

KELLY VINCENT D reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings, Inc. reported that President & CEO Vincent D. Kelly received two indirect awards of Restricted Stock Units held through his revocable trust. One grant covers 22,936 RSUs tied to performance objectives under the company’s 2026 LTIP for the year ending December 31, 2028.

A second award covers 22,935 RSUs that vest in three equal annual installments beginning December 31, 2026, with additional installments for the fiscal years ending December 31, 2027 and December 31, 2028. Each RSU represents a contingent right to receive one share of Spok common stock.

Rhea-AI Summary

Spok Holdings director Brett A. Shockley received a grant of 2,441 shares of Common Stock at a value of $10.24 per share. This was a compensation-related award reported as an acquisition rather than an open-market purchase. Following the grant, Shockley directly holds 40,679 shares of Spok Holdings common stock.

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COURNOYER CHRISTINE reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings director Christine Cournoyer reported equity compensation awards. She received 2,441 shares of common stock on July 1, 2026 at a stated value of $10.24 per share, bringing her direct common stock holdings to 24,581 shares.

She was also granted fully vested deferred stock units, which represent the right to receive an equal number of common shares and will be settled in stock after her service with the company ends or as provided under Spok’s Deferred Compensation Plan for Non-Employee Directors.

Rhea-AI Summary

Spok Holdings, Inc. director Hyun Randy reported receiving a grant of 2,441 shares of common stock at a reference value of $10.24 per share. This award is classified as a grant, award, or other acquisition rather than an open-market purchase. Following the transaction, Randy directly holds 39,002 shares of Spok common stock, indicating this is a routine compensation-related equity grant rather than a discretionary trading decision.

Rhea-AI Summary

Spok Holdings director Todd J. Stein reported equity awards and updated share holdings. The filing shows three grant or award acquisitions of common stock on 2026-07-01. One direct award covered 2,441 shares at $10.24 per share, bringing his directly held common stock to 50,805 shares.

Stein also reported indirect beneficial ownership through investment partnerships. After these transactions, Braeside Capital II, L.P. held 566,912 shares and Braeside Capital, L.P. held 532,771 shares of Spok common stock. Footnotes state these entities are managed by Braeside Investments, LLC, and Stein may be deemed a beneficial owner through his co-manager role, while he disclaims beneficial ownership except for his pecuniary interest.

Rhea-AI Summary

Byrne Barbara Peterson reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings director Barbara Peterson Byrne received equity awards in the form of common stock and deferred stock units. She was granted 2,441 shares of common stock at a reference price of $10.24 per share, bringing her direct common stock holdings to 46,393 shares.

She also holds 5,637 deferred stock units, each representing the right to receive one share of Spok common stock. These deferred stock units are fully vested and will be settled in shares when she separates from service with Spok or as provided under the company’s Deferred Compensation Plan for Non-Employee Directors.

Rhea-AI Summary

Spok Holdings director Todd J. Stein reported an open-market purchase linked to an affiliated investment fund. Braeside Capital, L.P., an entity associated with Stein through Braeside Investments, bought 35,211 shares of Spok Holdings common stock at an average price of $10.4145 per share. Following this transaction, Braeside Capital holds 532,771 shares, while another affiliated fund, Braeside Capital II, L.P., holds 566,912 shares and Stein directly holds 48,364 shares. The filing notes that Stein may be deemed to beneficially own the shares held by the funds but disclaims beneficial ownership except to the extent of his pecuniary interest.

Rhea-AI Summary

Spok Holdings President & CEO Vincent D. Kelly, through a revocable trust, bought a total of 10,000 shares of Spok common stock in open-market transactions on May 11 and 12, 2026 at prices around $10.67–$10.70 per share.

After these purchases, the trust holds 167,565 shares of common stock indirectly. The filing also shows 208,710 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of Spok common stock.

Rhea-AI Summary

Spok Holdings, Inc. officer Sharon Woods-Keisling, Corporate Secretary and Treasurer, completed an open-market sale of 10,000 shares of Common Stock at an average price of $11.0036 per share. After the sale, she directly holds 26,036 shares of Common Stock and 48,264 Restricted Stock Units, each RSU representing a contingent right to receive one share of Common Stock.

Rhea-AI Summary

Spok Holdings, Inc. Chief Financial Officer & CAO Calvin Rice reported equity compensation transactions involving Restricted Stock Units (RSUs) and Common Stock. These were coded as grant or award acquisitions, reflecting compensation rather than open-market trading. After these awards, he directly held 67,830 RSUs and 21,359 shares of Common Stock. Each RSU represents a contingent right to receive one share of Spok’s Common Stock, tying a portion of his compensation to the company’s future stock performance.

Rhea-AI Summary

Byrne Barbara Peterson reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings, Inc. director Barbara Peterson Byrne reported stock-based compensation awards rather than open-market trades. On April 1, 2026, she received a grant of 2,294 shares of common stock at a value of $10.90 per share, bringing her direct common stock holdings to 43,952 shares after the award.

She also holds 5,637 deferred stock units, each representing the right to receive one share of common stock. According to the plan, these deferred stock units are fully vested and will be settled in common shares upon her separation from service or as provided under Spok’s Deferred Compensation Plan for Non-Employee Directors.

Rhea-AI Summary

COURNOYER CHRISTINE reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings director Christine Cournoyer received equity-based compensation in the form of common stock and deferred stock units. On April 1, 2026, she was granted 2,294 shares of common stock at $10.90 per share, bringing her direct common stock holdings to 22,140 shares.

She also holds 5,637 deferred stock units, each representing the right to receive one share of Spok common stock. These deferred stock units are fully vested and will be settled in common shares upon her separation from service or as provided by the company’s deferred compensation plan for non-employee directors.

Rhea-AI Summary

SHOCKLEY BRETT A reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings, Inc. director Brett A. Shockley received a grant of 2,294 shares of Common Stock at $10.90 per share. This was a compensation-related award, not an open-market purchase. After the grant, he directly owns 38,238 shares of Spok common stock.

Rhea-AI Summary

Spok Holdings director Hyun Randy received a grant of 2,294 shares of Common Stock, valued at $10.90 per share. This award increased Randy’s direct holdings to 36,561 shares. The transaction is classified as a grant or award acquisition, reflecting routine equity compensation rather than an open-market purchase.

Rhea-AI Summary

Spok Holdings director Todd J. Stein reported acquiring 2,294 shares of Spok Holdings common stock on April 1, 2026 through a grant or award at a reference price of $10.90 per share. Following this grant, his directly held stake rose to 48,364 shares.

The filing also updates large indirect holdings attributed to investment funds. After the transactions, Braeside Capital, L.P. is shown with 497,560 shares and Braeside Capital II, L.P. with 566,912 shares. Stein is a co‑manager of Braeside Investments, which manages these funds, and he disclaims beneficial ownership of those fund-held shares except for any pecuniary interest.

Rhea-AI Summary

Spok Holdings Corporate Secretary and Treasurer Sharon Woods-Keisling reported equity compensation activity tied to performance-based Restricted Stock Units. On March 4, she exercised 11,447 RSUs into Common Stock and received an additional 3,434 shares after performance targets were exceeded, while 4,469 shares were withheld to cover tax obligations.

Rhea-AI Summary

Spok Holdings, Inc Chief Operating Officer Michael W. Wallace reported several equity transactions tied to performance-based awards. On March 4, 2026, he exercised 30,525 Restricted Stock Units into the same number of shares of Common Stock, and received an additional grant of 9,157 shares after performance targets under the 2023 Long Term Incentive Plan were exceeded for the year ending December 31, 2025. To cover tax obligations related to these awards, 17,897 shares of Common Stock were disposed of through a tax-withholding transaction, leaving him with 74,034 directly owned common shares after the withholding event.

Rhea-AI Summary

Spok Holdings, Inc reported that President and CEO Vincent D. Kelly, through his revocable trust, completed several equity award-related transactions. On March 4, 2026, 48,840 Restricted Stock Units were exercised into Common Stock after performance targets under the 2023 Long Term Incentive Plan for the year ended December 31, 2025 were exceeded. The trust also received an additional grant of 14,652 shares of Common Stock tied to this performance determination, while 28,635 shares were disposed of to cover exercise price or tax obligations. Following these transactions, the trust’s indirect holdings reported in one line item totaled 157,565 shares of Common Stock.

Rhea-AI Summary

Spok Holdings Chief Financial Officer Calvin Rice reported equity transactions tied to a prior performance-based award and a new grant. He exercised 13,736 Restricted Stock Units, converting them into 13,736 shares of common stock at a stated value of $12.14 per share. The Compensation Committee determined that performance targets under a 2023 long-term incentive plan had been exceeded, leading to an additional grant of 4,120 common shares at $12.14 per share. To cover tax obligations associated with these vestings, 8,759 common shares were disposed of through a tax-withholding transaction, leaving Rice with 21,359 directly held common shares after these movements.

Rhea-AI Summary

Spok Holdings, Inc. officer Sharon Woods-Keisling, Corporate Secretary and Treasurer, reported equity compensation activity on January 5, 2026. Several blocks of Restricted Stock Units (RSUs) vested and were converted into common stock, including 2,490 RSUs, 2,401 RSUs, and 3,816 RSUs, each representing one share of common stock.

These conversions are shown as code M transactions, and the resulting common shares appear in Table I, where 8,707 shares of common stock were acquired at $13.19 per share and a separate code F transaction shows 3,083 shares disposed of at $13.19 per share. After these transactions, Woods-Keisling directly owned 25,624 shares of Spok common stock. Footnotes state that 2,490 RSUs are scheduled to vest on December 31, 2026, and 4,803 RSUs are scheduled to vest on December 31, 2026 and December 31, 2027.

Rhea-AI Summary

Spok Holdings’ Chief Operating Officer Michael W. Wallace exercised 22,865 Restricted Stock Units into Common Stock on January 5, 2026 at $13.19 per share. 10,985 shares were withheld to satisfy tax obligations. Following these transactions he holds 52,249 Common shares and 18,921 RSUs, with remaining RSUs scheduled to vest in 2026 and 2027.

Rhea-AI Summary

Spok Holdings, Inc. President & CEO Vincent D. Kelly reported equity award activity on January 5, 2026, all held indirectly as trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust. The trust acquired 37,430 shares of common stock at $13.19 per share in a transaction coded “M,” then disposed of 17,539 shares at $13.19 in a transaction coded “F,” leaving 122,708 common shares held indirectly.

Three blocks of restricted stock units vested on the same date. Vested amounts were 10,766 RSUs, 10,384 RSUs, and 16,280 RSUs, each representing the right to receive one share of common stock. Following these events, 10,767 RSUs are scheduled to vest on December 31, 2026, and 20,768 RSUs are scheduled to vest on December 31, 2026 and December 31, 2027.

Rhea-AI Summary

Spok Holdings, Inc. Chief Financial Officer and CAO Calvin Rice reported equity award vesting and related stock transactions dated January 5, 2026. Restricted Stock Units vested and were converted into common stock, resulting in the acquisition of 11,452 shares of common stock at $13.19 per share and a disposition of 6,225 shares at the same price. Following these transactions, Rice directly held 12,262 shares of Spok common stock. The derivative table shows RSU vestings of 3,499, 3,374, and 4,579 units, each representing the right to receive one common share, with remaining RSUs scheduled to vest on December 31, 2026 and December 31, 2027.

Rhea-AI Summary

Randy Hyun, a director of Spok Holdings, Inc. (SPOK), purchased 1,449 shares of common stock on 10/01/2025 at $17.25 per share. After the transaction he beneficially owned 32,372 shares. The filing is a Form 4 reporting a non-derivative acquisition by a single reporting person and shows direct ownership. The document contains no other transactions, derivative holdings, or explanatory notes.

Rhea-AI Summary

Christine Cournoyer, a director of Spok Holdings, Inc. (SPOK), reported purchasing 1,449 shares of the company's common stock on 10/01/2025 at a price of $17.25 per share, bringing her total direct beneficial ownership to 17,951 shares. The filing also reports 5,637 deferred stock units held directly; each unit represents the right to one share and the units are fully vested and will be settled in shares upon separation from service or as provided by the issuer's deferred compensation plan.

Rhea-AI Summary

Barbara P. Byrne, a director of Spok Holdings, Inc. (SPOK), reported acquiring 1,449 shares of common stock on 10/01/2025 at a price of $17.25 per share, bringing her direct beneficial ownership to 39,763 shares. The filing also shows 5,637 deferred stock units were recorded as acquired on 10/01/2025; each unit represents the right to one share and the units are fully vested and will be settled in shares upon her separation from service or under the company’s deferred compensation plan for non-employee directors. The Form 4 is a routine insider reporting an open-market purchase and vesting of director compensation.

Rhea-AI Summary

Spok Holdings director Brett A. Shockley purchased 1,449 shares of Spok Holdings, Inc. (SPOK) on 10/01/2025 at $17.25 per share, increasing his direct holdings to 34,049 shares. The filing is a standard Section 16 Form 4 reporting this insider purchase and shows no derivative transactions or amendments.