Spruce Power ex-director plans $18.6K stock sale

Spruce Power Holding Corp (SPRU) is the issuer for a planned sale of common stock reported under Rule 144 for the account of former director Lee Ja-Chin.

Rhea-AI Filing Summary

Spruce Power Holding Corp (SPRU) is the issuer for a planned sale of common stock reported under Rule 144 for the account of former director Lee Ja-Chin. The notice covers up to 10,000 shares of common stock to be sold through Fidelity Brokerage Services LLC on the NYSE.

The filing lists an aggregate market value of $18,600.00 for the 10,000 shares and notes that 19,252,186 shares of Spruce Power common stock were outstanding as of the notice date. The 10,000 shares were acquired on 08/12/2025 via restricted stock vesting as compensation from the issuer.

In the preceding three months, Ja-Chin A. Lee reported sales of Spruce Power common stock on 08/14/2026, 08/17/2026, and 08/20/2026, totaling 43,531 shares and aggregate proceeds of $85,566.04.

Key Figures

Shares to be sold under Rule 144: 10,000 shares Aggregate market value of planned sale: $18,600.00 Shares outstanding: 19,252,186 shares +4 more

7 metrics

Shares to be sold under Rule 144 10,000 shares Planned sale of Spruce Power common stock through Fidelity Brokerage Services LLC

Aggregate market value of planned sale $18,600.00 Value for the 10,000 SPRU shares covered by the notice

Shares outstanding 19,252,186 shares Spruce Power common stock outstanding as referenced in the Form 144

Acquisition date of shares to be sold 08/12/2025 Date the 10,000 shares were acquired via restricted stock vesting

Past sale on 08/14/2026 18,847 shares for $37,505.53 Common stock sale by Ja-Chin A. Lee in prior three months

Past sale on 08/17/2026 14,684 shares for $29,221.16 Common stock sale by Ja-Chin A. Lee in prior three months

Past sale on 08/20/2026 10,000 shares for $18,840.35 Common stock sale by Ja-Chin A. Lee in prior three months

Key Terms

Rule 144, Restricted Stock Vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 08/12/2025 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Ja-Chin Lee"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for SPRU?

The filing discloses that former director Lee Ja-Chin intends to sell up to 10,000 shares of Spruce Power Holding Corp (SPRU) common stock under Rule 144 through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $18,600.00.

How many SPRU shares are planned to be sold under this Form 144?

The notice covers a proposed sale of 10,000 shares of Spruce Power Holding Corp common stock. These shares are to be sold through Fidelity Brokerage Services LLC on the NYSE as indicated in the Rule 144 filing.

What is the reported market value of the SPRU shares covered by this Form 144?

The 10,000 Spruce Power Holding Corp (SPRU) shares covered by the notice have a reported aggregate market value of $18,600.00, as stated in the securities information section of the Form 144.

How many SPRU shares were outstanding according to this filing?

According to the Form 144, there were 19,252,186 shares of Spruce Power Holding Corp (SPRU) common stock outstanding as of the notice date. This figure provides context for the size of the proposed 10,000-share sale.

How and when were the SPRU shares to be sold acquired?

The 10,000 Spruce Power Holding Corp (SPRU) shares to be sold were acquired on 08/12/2025 through Restricted Stock Vesting from the issuer as compensation, as described in the securities-to-be-sold section.

What SPRU sales has Ja-Chin A. Lee made in the last three months?

The filing lists three past sales of Spruce Power (SPRU) common stock by Ja-Chin A. Lee: 18,847 shares for $37,505.53 on 08/14/2026, 14,684 shares for $29,221.16 on 08/17/2026, and 10,000 shares for $18,840.35 on 08/20/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/21/2026 - 11:18 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825753
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRUCE POWER HOLDING CORP
SEC File Number	001-38971
Address of Issuer	820 GESSNER ROAD SUITE 500 HOUSTON TEXAS 77024
Phone	866-777-8235
Name of Person for Whose Account the Securities are To Be Sold	Lee Ja-Chin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	18600.00	19252186	08/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/12/2025	Restricted Stock Vesting	Issuer			10000	08/12/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/14/2026	18847	37505.53
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/17/2026	14684	29221.16
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/20/2026	10000	18840.35

144: Remarks and Signature

Remarks
Date of Notice	08/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin Lee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)