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Sempra (NYSE: SRE) director receives 128 phantom shares as compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MARK RICHARD J reported acquisition or exercise transactions in this Form 4 filing.

Sempra director Richard J. Mark received a grant of 128.3200 phantom shares of Sempra Common Stock as director compensation. These phantom shares correspond 1-for-1 to common shares and are immediately exercisable for vested shares, with no stated expiration date. Following this award, his holdings total 1857.1000 phantom shares.

Positive

  • None.

Negative

  • None.
Insider MARK RICHARD J
Role Director
Type Security Shares Price Value
Grant/Award Phantom Shares 128.32 $97.41 $12K
Holdings After Transaction: Phantom Shares — 1,857.1 shares (Direct)
Footnotes (1)
  1. Phantom shares of Sempra Common Stock acquired as director compensation. Conversion of Derivative Security is 1 for 1. Date exercisable is immediate for shares that have vested. Expiration date is Not Applicable.
Phantom shares granted 128.3200 phantom shares Grant of phantom shares as director compensation on 2026-04-01
Reference price per phantom share $97.4100 per share Transaction price per phantom share for the award
Total phantom shares after grant 1857.1000 phantom shares Holdings following the reported phantom share award
Conversion ratio 1 for 1 Phantom shares convert into Sempra Common Stock on a 1-for-1 basis
Conversion or exercise price $0.0000 Phantom shares have no stated cash exercise price
Phantom Shares financial
"Phantom shares of Sempra Common Stock acquired as director compensation."
Phantom shares are a form of employee or executive compensation that mimics the economic value of owning company stock without actually issuing real shares; holders receive cash or equivalent payments tied to the company’s share price or dividends. Think of it like a receipt that pays out if the stock rises — it aligns managers’ interests with shareholders but does not dilute ownership, while creating a future cash obligation that investors should watch as it can affect company cash flow and valuation.
director compensation financial
"Phantom shares of Sempra Common Stock acquired as director compensation."
Derivative Security financial
"Conversion of Derivative Security is 1 for 1."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MARK RICHARD J
(Last)(First)(Middle)
488 8TH AVENUE
(Street)
SAN DIEGO CALIFORNIA 92101
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Shares(1)(2)04/01/2026A128.32 (3) (4)Common Stock128.32$97.411,857.1D
Explanation of Responses:
1. Phantom shares of Sempra Common Stock acquired as director compensation.
2. Conversion of Derivative Security is 1 for 1.
3. Date exercisable is immediate for shares that have vested.
4. Expiration date is Not Applicable.
Remarks:
RICHARD J. MARK BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did SEMPRA (SRE) director Richard J. Mark report?

Director Richard J. Mark reported receiving 128.3200 phantom shares of Sempra Common Stock. The award was classified as a grant or other acquisition of a derivative security and increased his total phantom share holdings to 1857.1000 after the transaction.

How many SEMPRA (SRE) phantom shares does the director hold after this grant?

After the reported grant, Richard J. Mark holds 1857.1000 phantom shares tied to Sempra Common Stock. This figure reflects his position following the 128.3200 phantom share award disclosed in the filing as director compensation.

What are the terms of the SEMPRA (SRE) phantom share grant reported?

The filing shows 128.3200 phantom shares granted at a reference price of $97.4100 per share. The phantom shares convert into Sempra Common Stock on a one-for-one basis, are immediately exercisable for vested shares, and have no applicable expiration date.

How do SEMPRA (SRE) phantom shares convert into common stock?

The phantom shares convert into Sempra Common Stock on a one-for-one basis, meaning each phantom share corresponds to one common share. The filing notes immediate exercisability for vested shares and states that the expiration date is not applicable for this award.

Was the SEMPRA (SRE) phantom share transaction a market buy or sell?

No, the transaction was a grant, not a market trade. It is coded as an “A” transaction for grant, award, or other acquisition and is described as phantom shares of Sempra Common Stock acquired as director compensation rather than an open-market purchase or sale.