STOCK TITAN

[Form 4] Sempra Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 highlight: On 06/30/2025, LQR House Inc. (ticker: LQR) director Hong Chun Yeung converted 179 restricted stock units into 179 common shares at $0 exercise price. The RSUs were granted on 12/19/2024 and all figures are adjusted for the 1-for-35 reverse stock split completed on 04/21/2025.

Post-conversion, Mr. Yeung directly owns 358 common shares and retains 1,071 unexercised RSUs. Transaction code “M” signals a derivative security conversion rather than an open-market purchase or sale, so no cash changed hands and the float was unaffected beyond the de minimis share issuance.

The additional shares represent an immaterial fraction of LQR’s outstanding equity and do not meaningfully alter insider ownership or voting control. Nevertheless, the filing confirms ongoing vesting of equity-based compensation and provides a transparent record of insider holdings following the recent reverse split.

Punto saliente del Modulo 4: Il 30/06/2025, il direttore di LQR House Inc. (ticker: LQR), Hong Chun Yeung, ha convertito 179 unità azionarie vincolate in 179 azioni ordinarie a prezzo di esercizio pari a 0 $. Le RSU erano state assegnate il 19/12/2024 e tutti i dati sono stati adeguati per il raggruppamento azionario inverso 1 per 35 completato il 21/04/2025.

Dopo la conversione, il Sig. Yeung possiede direttamente 358 azioni ordinarie e mantiene 1.071 RSU non ancora esercitate. Il codice transazione “M” indica una conversione di titoli derivati anziché un acquisto o vendita sul mercato aperto, quindi non vi è stato scambio di denaro e il flottante non è stato influenzato se non per l’emissione di azioni di entità trascurabile.

Le azioni aggiuntive rappresentano una frazione irrilevante del capitale sociale di LQR e non modificano in modo significativo la proprietà interna o il controllo di voto. Tuttavia, la comunicazione conferma la continua maturazione della remunerazione azionaria e fornisce un resoconto trasparente delle partecipazioni degli insider dopo il recente raggruppamento azionario inverso.

Destacado del Formulario 4: El 30/06/2025, el director de LQR House Inc. (símbolo: LQR), Hong Chun Yeung, convirtió 179 unidades restringidas de acciones en 179 acciones ordinarias a un precio de ejercicio de 0 $. Las RSU fueron otorgadas el 19/12/2024 y todas las cifras están ajustadas por la división inversa de acciones 1 por 35 completada el 21/04/2025.

Tras la conversión, el Sr. Yeung posee directamente 358 acciones ordinarias y conserva 1.071 RSU no ejercidas. El código de transacción “M” indica una conversión de valores derivados en lugar de una compra o venta en mercado abierto, por lo que no hubo intercambio de dinero y el flotante no se vio afectado más allá de la emisión de acciones insignificante.

Las acciones adicionales representan una fracción insignificante del capital social en circulación de LQR y no alteran significativamente la propiedad interna ni el control de voto. Sin embargo, la presentación confirma la continuidad en la consolidación de la compensación basada en acciones y proporciona un registro transparente de las tenencias internas tras la reciente división inversa.

Form 4 주요 내용: 2025년 6월 30일, LQR 하우스 주식회사(티커: LQR)의 이사 홍춘영179개의 제한 주식 단위(RSU)를 행사 가격 $0로 179개의 보통주로 전환했습니다. RSU는 2024년 12월 19일에 부여되었으며, 모든 수치는 2025년 4월 21일 완료된 1대 35 역주식 병합에 맞춰 조정되었습니다.

전환 후, 홍 이사는 직접 358주 보통주를 보유하고 있으며 1,071개의 미행사 RSU를 유지하고 있습니다. 거래 코드 “M”은 공개 시장에서의 매매가 아닌 파생 증권 전환을 의미하므로 현금 거래는 없었고, 유통 주식 수에는 미미한 주식 발행 외에는 영향이 없었습니다.

추가된 주식은 LQR의 발행 주식 수에서 미미한 비중을 차지하며 내부자 소유권이나 의결권에 실질적인 변화를 주지 않습니다. 그럼에도 이번 보고는 주식 기반 보상의 계속적인 권리 취득을 확인해주며, 최근 역병합 이후 내부자 보유 현황을 투명하게 기록합니다.

Point fort du Formulaire 4 : Le 30/06/2025, le directeur de LQR House Inc. (symbole : LQR), Hong Chun Yeung, a converti 179 unités d’actions restreintes en 179 actions ordinaires au prix d’exercice de 0 $. Les RSU ont été attribuées le 19/12/2024 et tous les chiffres ont été ajustés suite au regroupement d’actions inversé au ratio de 1 pour 35, finalisé le 21/04/2025.

Après conversion, M. Yeung détient directement 358 actions ordinaires et conserve 1 071 RSU non exercées. Le code de transaction « M » indique une conversion de titres dérivés plutôt qu’un achat ou une vente sur le marché ouvert, ce qui signifie qu’aucune transaction en espèces n’a eu lieu et que le flottant n’a pas été affecté en dehors de l’émission d’actions de faible importance.

Les actions supplémentaires représentent une fraction négligeable du capital social en circulation de LQR et ne modifient pas de manière significative la propriété interne ni le contrôle des votes. Néanmoins, ce dépôt confirme la poursuite de l’acquisition des rémunérations en actions et fournit un registre transparent des participations des initiés après le récent regroupement inversé.

Formular 4-Höhepunkt: Am 30.06.2025 wandelte der Direktor von LQR House Inc. (Ticker: LQR), Hong Chun Yeung, 179 Restricted Stock Units (RSUs) in 179 Stammaktien zu einem Ausübungspreis von 0 $ um. Die RSUs wurden am 19.12.2024 gewährt und alle Zahlen wurden an den 1-zu-35 Reverse-Split angepasst, der am 21.04.2025 abgeschlossen wurde.

Nach der Umwandlung besitzt Herr Yeung direkt 358 Stammaktien und hält weiterhin 1.071 nicht ausgeübte RSUs. Der Transaktionscode „M“ signalisiert eine Umwandlung von derivativen Wertpapieren und keinen Kauf oder Verkauf am offenen Markt, sodass kein Geld den Besitzer wechselte und der Streubesitz abgesehen von der minimalen Aktienausgabe unverändert blieb.

Die zusätzlichen Aktien stellen einen unerheblichen Bruchteil des ausstehenden Eigenkapitals von LQR dar und verändern die Insider-Beteiligung oder Stimmrechtskontrolle nicht wesentlich. Dennoch bestätigt die Meldung die fortlaufende Vesting-Phase der aktienbasierten Vergütung und bietet eine transparente Dokumentation der Insider-Bestände nach dem jüngsten Reverse-Split.

Positive
  • Director increased direct share ownership, modestly enhancing alignment with shareholders.
Negative
  • None.

Insights

TL;DR: Director converts 179 RSUs into shares; tiny stake increase, valuation impact neutral.

The transaction is routine compensation-related. With only 179 shares issued, dilution is negligible, and the director’s total direct ownership remains well below a reporting-threshold stake. Because the shares were issued at $0, there is no pricing signal about the company’s market value or management’s view. Investors should see the filing as administrative rather than strategic.

TL;DR: Standard equity-comp vesting; modest alignment, governance status unchanged.

The Form 4 shows orderly execution of the company’s long-term incentive plan. Continued vesting during the post-split period suggests compensation plans were properly adjusted for the 1-for-35 split, avoiding potential dilution anomalies. Because ownership remains low, the filing neither strengthens nor weakens board influence, leaving governance dynamics intact.

Punto saliente del Modulo 4: Il 30/06/2025, il direttore di LQR House Inc. (ticker: LQR), Hong Chun Yeung, ha convertito 179 unità azionarie vincolate in 179 azioni ordinarie a prezzo di esercizio pari a 0 $. Le RSU erano state assegnate il 19/12/2024 e tutti i dati sono stati adeguati per il raggruppamento azionario inverso 1 per 35 completato il 21/04/2025.

Dopo la conversione, il Sig. Yeung possiede direttamente 358 azioni ordinarie e mantiene 1.071 RSU non ancora esercitate. Il codice transazione “M” indica una conversione di titoli derivati anziché un acquisto o vendita sul mercato aperto, quindi non vi è stato scambio di denaro e il flottante non è stato influenzato se non per l’emissione di azioni di entità trascurabile.

Le azioni aggiuntive rappresentano una frazione irrilevante del capitale sociale di LQR e non modificano in modo significativo la proprietà interna o il controllo di voto. Tuttavia, la comunicazione conferma la continua maturazione della remunerazione azionaria e fornisce un resoconto trasparente delle partecipazioni degli insider dopo il recente raggruppamento azionario inverso.

Destacado del Formulario 4: El 30/06/2025, el director de LQR House Inc. (símbolo: LQR), Hong Chun Yeung, convirtió 179 unidades restringidas de acciones en 179 acciones ordinarias a un precio de ejercicio de 0 $. Las RSU fueron otorgadas el 19/12/2024 y todas las cifras están ajustadas por la división inversa de acciones 1 por 35 completada el 21/04/2025.

Tras la conversión, el Sr. Yeung posee directamente 358 acciones ordinarias y conserva 1.071 RSU no ejercidas. El código de transacción “M” indica una conversión de valores derivados en lugar de una compra o venta en mercado abierto, por lo que no hubo intercambio de dinero y el flotante no se vio afectado más allá de la emisión de acciones insignificante.

Las acciones adicionales representan una fracción insignificante del capital social en circulación de LQR y no alteran significativamente la propiedad interna ni el control de voto. Sin embargo, la presentación confirma la continuidad en la consolidación de la compensación basada en acciones y proporciona un registro transparente de las tenencias internas tras la reciente división inversa.

Form 4 주요 내용: 2025년 6월 30일, LQR 하우스 주식회사(티커: LQR)의 이사 홍춘영179개의 제한 주식 단위(RSU)를 행사 가격 $0로 179개의 보통주로 전환했습니다. RSU는 2024년 12월 19일에 부여되었으며, 모든 수치는 2025년 4월 21일 완료된 1대 35 역주식 병합에 맞춰 조정되었습니다.

전환 후, 홍 이사는 직접 358주 보통주를 보유하고 있으며 1,071개의 미행사 RSU를 유지하고 있습니다. 거래 코드 “M”은 공개 시장에서의 매매가 아닌 파생 증권 전환을 의미하므로 현금 거래는 없었고, 유통 주식 수에는 미미한 주식 발행 외에는 영향이 없었습니다.

추가된 주식은 LQR의 발행 주식 수에서 미미한 비중을 차지하며 내부자 소유권이나 의결권에 실질적인 변화를 주지 않습니다. 그럼에도 이번 보고는 주식 기반 보상의 계속적인 권리 취득을 확인해주며, 최근 역병합 이후 내부자 보유 현황을 투명하게 기록합니다.

Point fort du Formulaire 4 : Le 30/06/2025, le directeur de LQR House Inc. (symbole : LQR), Hong Chun Yeung, a converti 179 unités d’actions restreintes en 179 actions ordinaires au prix d’exercice de 0 $. Les RSU ont été attribuées le 19/12/2024 et tous les chiffres ont été ajustés suite au regroupement d’actions inversé au ratio de 1 pour 35, finalisé le 21/04/2025.

Après conversion, M. Yeung détient directement 358 actions ordinaires et conserve 1 071 RSU non exercées. Le code de transaction « M » indique une conversion de titres dérivés plutôt qu’un achat ou une vente sur le marché ouvert, ce qui signifie qu’aucune transaction en espèces n’a eu lieu et que le flottant n’a pas été affecté en dehors de l’émission d’actions de faible importance.

Les actions supplémentaires représentent une fraction négligeable du capital social en circulation de LQR et ne modifient pas de manière significative la propriété interne ni le contrôle des votes. Néanmoins, ce dépôt confirme la poursuite de l’acquisition des rémunérations en actions et fournit un registre transparent des participations des initiés après le récent regroupement inversé.

Formular 4-Höhepunkt: Am 30.06.2025 wandelte der Direktor von LQR House Inc. (Ticker: LQR), Hong Chun Yeung, 179 Restricted Stock Units (RSUs) in 179 Stammaktien zu einem Ausübungspreis von 0 $ um. Die RSUs wurden am 19.12.2024 gewährt und alle Zahlen wurden an den 1-zu-35 Reverse-Split angepasst, der am 21.04.2025 abgeschlossen wurde.

Nach der Umwandlung besitzt Herr Yeung direkt 358 Stammaktien und hält weiterhin 1.071 nicht ausgeübte RSUs. Der Transaktionscode „M“ signalisiert eine Umwandlung von derivativen Wertpapieren und keinen Kauf oder Verkauf am offenen Markt, sodass kein Geld den Besitzer wechselte und der Streubesitz abgesehen von der minimalen Aktienausgabe unverändert blieb.

Die zusätzlichen Aktien stellen einen unerheblichen Bruchteil des ausstehenden Eigenkapitals von LQR dar und verändern die Insider-Beteiligung oder Stimmrechtskontrolle nicht wesentlich. Dennoch bestätigt die Meldung die fortlaufende Vesting-Phase der aktienbasierten Vergütung und bietet eine transparente Dokumentation der Insider-Bestände nach dem jüngsten Reverse-Split.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
YARDLEY JAMES C

(Last) (First) (Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CA 92101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares(1) (2) 07/01/2025 A 164.09 (3) (4) Common Stock 164.09 $76.18 39,751(5) D
Explanation of Responses:
1. Phantom shares of Sempra Common Stock acquired as director compensation.
2. Conversion of Derivative Security is 1 for 1.
3. Date exercisable is immediate for shares that have vested.
4. Expiration date is Not Applicable.
5. Total includes 1,863.44 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.
JAMES C. YARDLEY BY: James M. Spira, Associate General Counsel of Sempra and Attorney-In-Fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did LQR director Hong Chun Yeung report on the latest Form 4?

He converted 179 RSUs into 179 common shares on 06/30/2025 at $0 per share.

How many LQR shares does Yeung own after the RSU conversion?

He now directly owns 358 common shares and holds 1,071 RSUs that remain unexercised.

Was cash paid for the new LQR shares?

No. Transaction code “M” indicates a derivative conversion at $0, so no cash outlay occurred.

Does this Form 4 signal insider buying in the open market?

No. It records an equity-award vesting, not an open-market purchase or sale.

Did the recent 1-for-35 reverse split affect the numbers shown?

Yes. All share amounts were retroactively adjusted to reflect the 04/21/2025 reverse split.
Sempra Energy

NYSE:SRE

SRE Rankings

SRE Latest News

SRE Latest SEC Filings

SRE Stock Data

48.87B
651.17M
0.06%
91.49%
1.39%
Utilities - Diversified
Gas & Other Services Combined
Link
United States
SAN DIEGO