STOCK TITAN

Sempra (SRE) director Kevin C. Sagara updates phantom share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kevin C. Sagara, a director of Sempra, reported changes in his deferred equity-based compensation on a Form 4. The filing details phantom shares of Sempra common stock held under the company’s deferred compensation and director compensation programs.

On 01/02/2026, phantom share transactions were reported at prices of $88.95 and $89.71 per share, each representing a right tied on a 1-for-1 basis to Sempra common stock. Following these transactions, Sagara beneficially owned 3,621.32 phantom shares in total.

The phantom shares are payable in cash and may be reallocated into alternative investment accounts. The total includes 2,044.10 unvested restricted phantom shares, which are subject to forfeiture if his service as a director ends before vesting, other than in cases of death, disability, or removal without cause.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sagara Kevin C.

(Last) (First) (Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CA 92101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares(1) (2) 01/02/2026 I 459.35 (3) (4) Common Stock 459.35 $88.95 3,481.98(5) D
Phantom Shares(6) (2) 01/02/2026 A 139.34 (3) (4) Common Stock 139.34 $89.71 3,621.32(5) D
Explanation of Responses:
1. Phantom shares of Sempra Common Stock acquired under Sempra's deferred compensation plan during Mr. Sagara's service as an employee. Phantom shares are payable in cash and may be transferred by the reporting person into an alternative investment account.
2. Conversion of Derivative Security is 1 for 1.
3. Date exercisable is immediate for shares that have vested.
4. Expiration date is Not Applicable.
5. Total includes 2,044.10 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.
6. Phantom shares of Sempra Common Stock acquired as director compensation.
Remarks:
KEVIN C. SAGARA BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sempra (SRE) director Kevin C. Sagara report on this Form 4?

Kevin C. Sagara reported updates to his holdings of phantom shares of Sempra common stock, reflecting deferred compensation and director compensation arrangements as of 01/02/2026.

How many phantom shares of Sempra (SRE) does Kevin C. Sagara now beneficially own?

After the reported transactions, Kevin C. Sagara beneficially owned 3,621.32 phantom shares tied to Sempra common stock.

What are the key terms of the Sempra (SRE) phantom shares reported by Kevin C. Sagara?

The phantom shares are linked to Sempra common stock on a 1-for-1 conversion basis, are payable in cash, and may be transferred into an alternative investment account.

How many of Kevin C. Sagara’s Sempra phantom shares are unvested and restricted?

The total includes 2,044.10 unvested restricted phantom shares, which may be forfeited if his service as a director ends before vesting, except in cases of death, disability, or removal without cause.

At what prices were the reported Sempra (SRE) phantom share transactions recorded?

The reported phantom share transactions were recorded at prices of $88.95 and $89.71 per share on 01/02/2026.

How did Kevin C. Sagara acquire the Sempra phantom shares mentioned in the filing?

According to the explanations, some phantom shares were acquired under Sempra's deferred compensation plan during his service as an employee, and others were acquired as director compensation.

Sempra Energy

NYSE:SRE

SRE Rankings

SRE Latest News

SRE Latest SEC Filings

SRE Stock Data

59.60B
651.63M
0.12%
91.84%
1.74%
Utilities - Diversified
Gas & Other Services Combined
Link
United States
SAN DIEGO