Welcome to our dedicated page for Surf Air Mobility SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. filings document material events, operating results, financing transactions, governance updates, and listing-status disclosures for a regional air mobility and aviation-technology company. Recent Form 8-K reports furnish quarterly and annual financial results, guidance, and updates related to the company’s scheduled airline, charter, SurfOS software, and electrification activities.
The company’s regulatory disclosures also cover securities purchase agreements, registered direct offerings under a shelf registration statement, private placements of common stock and warrants, senior secured convertible notes, and promissory note arrangements secured by aircraft-related collateral. Other filings address share issuances tied to software-license arrangements, board appointments and compensation matters, and NYSE continued-listing compliance.
Reporting person: Palantir Technologies Inc. filed a Form 4 regarding its holdings in Surf Air Mobility Inc. (SRFM). The filing states that as of September 8, 2025 the issuer had 44,789,644 shares outstanding and, due to an increase in outstanding shares, the reporting person now beneficially owns 4,461,564 shares. Because this holding represents less than 10% of outstanding shares, the reporting person is no longer subject to Section 16 reporting requirements for transactions on or after that date.
Palantir Technologies Inc. reported beneficial ownership of 4,461,564 shares of Surf Air Mobility Inc. common stock, representing 9.9% of the outstanding class as of September 8, 2025. The percentage is calculated using 44,789,644 shares outstanding provided by the issuer. The filing states the shares were not acquired to change or influence control of the issuer and are held with sole voting and dispositive power by Palantir. The statement is signed by an attorney‑in‑fact for Palantir on September 9, 2025.
Palantir Technologies Inc. reported beneficial ownership of 4,461,564 shares of Surf Air Mobility Inc. common stock, representing 9.9% of the outstanding class as of September 8, 2025. The percentage is calculated using 44,789,644 shares outstanding provided by the issuer. The filing states the shares were not acquired to change or influence control of the issuer and are held with sole voting and dispositive power by Palantir. The statement is signed by an attorney‑in‑fact for Palantir on September 9, 2025.
Palantir Technologies Inc. reported beneficial ownership of 4,461,564 shares of Surf Air Mobility Inc. common stock, representing 9.9% of the outstanding class as of September 8, 2025. The percentage is calculated using 44,789,644 shares outstanding provided by the issuer. The filing states the shares were not acquired to change or influence control of the issuer and are held with sole voting and dispositive power by Palantir. The statement is signed by an attorney‑in‑fact for Palantir on September 9, 2025.
Palantir Technologies Inc. reported beneficial ownership of 4,461,564 shares of Surf Air Mobility Inc. common stock, representing 9.9% of the outstanding class as of September 8, 2025. The percentage is calculated using 44,789,644 shares outstanding provided by the issuer. The filing states the shares were not acquired to change or influence control of the issuer and are held with sole voting and dispositive power by Palantir. The statement is signed by an attorney‑in‑fact for Palantir on September 9, 2025.
Surf Air Mobility Inc. reported that on August 27, 2025, director Tyrone Bland resigned from the company’s board of directors. The company stated that Mr. Bland’s resignation was not due to any disagreement with Surf Air Mobility on its operations, policies, or practices, indicating this is not being presented as a dispute over the company’s direction or governance.
The filing also notes that the company furnished a related press release dated August 29, 2025 as an exhibit, which may provide additional background on the board change.
John J. D'Agostino, a director of Surf Air Mobility Inc. (SRFM), reported a disposition of common stock on 08/26/2025. The Form 4 shows a transaction coded "G" for 6,022 shares at a price listed as $0, and reports 111,547 shares beneficially owned following the transaction. The filing lists the reporting persons address in Hawthorne, California, and the Form 4 was signed by Douglas Sugimoto as attorney-in-fact on 08/28/2025.
Schedule 13G/A disclosure on Surf Air Mobility common stock shows two reporting persons—CVI Investments, Inc. (Cayman) and Heights Capital Management, Inc. (Delaware)—reporting no beneficial ownership. Each reporting person states 0 shares and 0% of the class, and Heights is identified as the investment manager to CVI, potentially holding voting and dispositive power over any CVI-owned shares. Both reporting persons disclaim beneficial ownership except for any pecuniary interest. The filing references a Limited Power of Attorney and a Joint Filing Agreement as exhibits (previously filed), clarifying agency and joint-filing arrangements.
Surf Air Mobility Inc. (SRFM) reported lower six-month revenue of $50.9 million versus $63.0 million a year earlier and a net loss of $46.5 million compared with $63.9 million for the same period in 2024, showing narrower but still substantial losses. Operating losses decreased to $34.5 million for the six months ended June 30, 2025 from $59.7 million. Cash, cash equivalents and restricted cash totaled $27.5 million at June 30, 2025, supported by net equity proceeds of $31.4 million during the period. The balance sheet shows total assets of $128.98 million against total liabilities of $244.47 million, producing a shareholders' deficit of $115.48 million. The company disclosed defaults on federal excise taxes ($8.8 million) and property taxes (~$1.8 million), a defaulted SAFE-T note ($0.5 million principal), and a Mandatory Convertible Security outstanding principal of $29.1 million with a fair-value liability of $18.4 million. Management states that these factors raise substantial doubt about the company’s ability to continue as a going concern.
Surf Air Mobility Inc. furnished a press release announcing its financial results for the quarter ended June 30, 2025. The press release is attached to this Form 8-K as Exhibit 99.1, and the filing includes an Inline XBRL cover page as Exhibit 104. The company explicitly states these materials are furnished, not filed, so they are not subject to Section 18 liabilities and are not incorporated by reference into other filings except where expressly specified. This 8-K itself does not present revenue, earnings, cash flow, balance sheet figures, or other operating metrics; it only notifies investors that the results release has been furnished and directs readers to Exhibit 99.1 for the detailed financial information. The filing identifies the registrant as Surf Air Mobility, trading as SRFM on the New York Stock Exchange, and is signed by Chief Financial Officer Oliver Reeves.
Surf Air Mobility Inc. (Ticker: SRFM) has filed a Form S-8 to register an additional 4,575,255 shares of common stock for issuance under its Amended & Restated 2023 Equity Incentive Plan and Employee Stock Purchase Plan (ESPP).
The newly registered shares consist of:
- 3,500,000 shares approved by shareholders at the 2025 annual meeting
- 846,685 shares added via the plan’s 2025 evergreen increase
- 114,285 shares added via the ESPP’s 2025 evergreen increase
- 114,285 shares added via the ESPP’s 2024 evergreen increase
Surf Air Mobility remains a non-accelerated filer, smaller reporting company, and emerging growth company. The filing is largely administrative, incorporating prior S-8 registrations from July 26 2023 and August 14 2024 and adding required exhibits, legal opinions, and consents.
Key investment takeaway: the additional share pool supports employee retention and incentives but also introduces incremental potential dilution to existing shareholders.
Surf Air Mobility director Edward A. Mady received two grants of restricted stock units (RSUs) on June 26, 2025:
- 62,857 RSUs that were fully vested upon grant, converting immediately to common stock
- 33,724 RSUs that vest on the earlier of the first anniversary of grant or the day before the next annual stockholder meeting, subject to continued service
Following these transactions, Mady directly owns 123,314 shares of common stock. The filing notes that a 1-for-7 reverse stock split occurred on August 19, 2024, which is reflected in the reported share counts. All RSUs convert to common stock on a 1-for-1 basis upon vesting, and were granted at $0 exercise price.