Welcome to our dedicated page for Surf Air Mobility SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. (NYSE: SRFM) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its regional air mobility business, financial condition, and capital structure. As a Los Angeles-based commuter airline and aviation technology company, Surf Air Mobility uses SEC filings to report on its airline operations, on demand services, SurfOS software development, and electrification programs for aircraft such as the Cessna Caravan.
On this page, you can review Surf Air Mobility’s current and historical SEC filings, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain discussions of revenue from air mobility services, operating performance, risk factors, and management’s analysis of its Transformation Plan. Current reports on Form 8-K provide more frequent updates on material events, such as capital raising transactions, debt refinancings, equity issuances to strategic partners, board and governance changes, preliminary financial results, and NYSE listing compliance notifications.
Filings related to SurfOS and the company’s partnership with Palantir Technologies are particularly relevant for understanding its technology strategy. These documents describe multi-year software licensing agreements, exclusivity arrangements for the Part 135 regional air mobility market, and equity issued as prepayment for software and services. Other filings detail registered direct offerings, senior secured convertible notes, warrant terms, and amendments to equity incentive plans, helping investors assess dilution, leverage, and funding for software and electrification initiatives.
Stock Titan enhances this filings feed with AI-powered summaries that explain complex sections of Surf Air Mobility’s 10-K and 10-Q reports, highlight key terms in 8-Ks, and make it easier to interpret capital structure disclosures. Real-time updates from EDGAR allow you to see new filings as they are posted, while structured views of forms such as 4, S-3, and proxy statements help you follow insider transactions, shelf registrations, and corporate governance matters tied to SRFM.
Surf Air Mobility (NYSE:SRFM) filed an 8-K disclosing 2025 annual meeting results.
- Reverse stock split: Shareholders authorized a split in a 2-for-1 to 5-for-1 range (7.62 M for, 0.38 M against, 2.09 M abstain).
- Equity dilution: The Amended & Restated 2023 Equity Incentive Plan adds 3.5 M shares (>18 % of current outstanding) after receiving 3.21 M votes for versus 0.45 M against.
- Board elections: David Anderman, John D’Agostino and Edward Mady re-elected as Class B directors; votes for ranged 5.48-5.62 M.
- Auditor continuity: PwC ratified for FY-2025 (8.10 M for, 0.02 M against).
- Shares outstanding: 19,279,660 common shares on 28 Apr 2025 record date.
Approval of the reverse split gives the board flexibility to address price compliance, while the expanded equity pool increases potential dilution. No other material changes were reported.
Surf Air Mobility (NASDAQ:SRFM) director Tyler Painter filed a Form 4 revealing the sale of 40,583 common shares on 24-25 Jun 2025 under a Rule 10b5-1 trading plan adopted 20 Dec 2024. Weighted-average prices ranged from $4.00 to $5.00, generating roughly $182 thousand in proceeds.
- Beneficial ownership fell from ≈59,000 to 15,148 shares (14,966 direct; 182 via trust).
- No derivative securities were exercised or reported.
- Sale equates to an estimated ~69 % reduction of the insider’s pre-transaction holdings.
The large percentage reduction—despite modest dollar value—may signal diminished insider conviction, though timing was pre-scheduled.
Surf Air Mobility (NYSE:SRFM) executed a registered direct offering, selling 10,800,002 common shares at $2.50 and issuing 926,668 pre-funded warrants at $2.4999, generating $27 million gross proceeds. The deal closed on June 26 2025 and lifts total shares outstanding to 34,404,745 (ex-warrants). H.C. Wainwright earned a 7% cash fee and 540,000 five-year warrants at $3.125. A 60-day lock-up limits further equity sales. The securities were issued under the March 2025 Form S-3 shelf; a prospectus supplement was filed the same day.
The cash bolsters liquidity but introduces dilution and warrant overhang.
Surf Air Mobility has announced a public offering of 9,873,334 shares of common stock at $2.50 per share and 926,668 pre-funded warrants at $2.4999 per warrant to institutional investors. The total offering value is approximately $27 million.
Key offering details:
- H.C. Wainwright & Co. serving as exclusive placement agent, receiving 7% cash fee
- Placement agent warrants to purchase up to 540,000 shares
- Pre-funded warrants exercisable immediately at $0.0001 per share
- Common stock trades on NYSE under symbol SRFM (last traded at $3.60)
The company plans to use proceeds for debt reduction and general corporate purposes. Post-offering, shares outstanding will increase to 33,712,011. Surf Air's core business focuses on developing electric and hybrid-electric powertrain technology for regional air mobility, aiming to reduce costs and environmental impact of regional flying by decade's end.
Palantir Technologies Inc. (the “Reporting Person”) has filed Amendment No. 5 to Schedule 13G on Surf Air Mobility Inc. (NASDAQ: SRFM). The filing, dated 23 June 2025, discloses Palantir’s beneficial ownership of 4,461,564 shares of Surf Air Mobility common stock, par value $0.0001. This amount represents 19.9 % of Surf Air Mobility’s 22,419,920 outstanding shares as of 18 June 2025.
The ownership calculation is based on (i) 21,379,363 shares reported outstanding by the issuer as of 13 June 2025 plus (ii) 1,040,557 shares issued to Palantir on 18 June 2025. Palantir received these 1,040,557 shares as payment for certain outstanding receivables. The company asserts sole voting and dispositive power over the entire 4,461,564-share position; no shared power is reported.
The Schedule 13G is filed under Rule 13d-1(c), indicating that Palantir qualifies for passive investor status and does not seek to influence control of Surf Air Mobility. The certification under Item 10 reiterates that the securities “were not acquired and are not held for the purpose of or with the effect of changing or influencing control” of the issuer.
Because Palantir now holds nearly 20 % of Surf Air Mobility’s outstanding shares, any further purchases that push the stake to or above 20 % could trigger additional regulatory considerations, but the filing contains no forward-looking statements or intentions. The document is signed by Scott S. Hsu, Attorney-in-Fact for Palantir, on 23 June 2025.
Palantir Technologies, a 10% owner of Surf Air Mobility (SRFM), has acquired 1,040,557 shares of common stock on June 18, 2025, at a price of $2.07 per share. Following this transaction, Palantir's total beneficial ownership increased to 4,461,564 shares held directly.
The shares were received as consideration under a commercial arrangement between Palantir and Surf Air Mobility, where Palantir provided ordinary course services in exchange for either stock or cash. The share price was determined using the lower of:
- 5-day volume weighted average trading price before issuance
- Closing price on the last completed trading day before issuance
This Form 4 filing was signed by Scott S. Hsu under power of attorney on June 23, 2025, reporting the transaction in compliance with SEC regulations for insider trading disclosure.