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[SCHEDULE 13G/A] Surrozen, Inc./DE Amended Passive Investment Disclosure

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

StemPoint Capital and related parties reported a significant ownership stake in Surrozen, Inc. The Schedule 13G/A shows StemPoint Capital LP, StemPoint Capital Management GP LLC, and Michelle Ross collectively beneficially owning 619,766 shares of Surrozen common stock, including 329,658 shares issuable upon exercise of warrants.

This represents 7.0% of Surrozen’s common stock, calculated using 8,571,421 shares outstanding as of November 5, 2025, plus specified Series A, B, and E warrants subject to a 9.9% beneficial ownership limitation. The filers state the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Surrozen.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G




Comment for Type of Reporting Person: StemPoint Capital Management GP LLC is a limited liability company.


SCHEDULE 13G





SCHEDULE 13G



StemPoint Capital LP
Signature:/s/ Sean C. Tan
Name/Title:Sean C. Tan, Authorized Signatory
Date:02/17/2026
StemPoint Capital Management GP LLC
Signature:/s/ Sean C. Tan
Name/Title:Sean C. Tan, Authorized Signatory
Date:02/17/2026
Michelle Ross
Signature:/s/ Michelle Ross
Name/Title:Michelle Ross
Date:02/17/2026
Exhibit Information

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

FAQ

What ownership stake in Surrozen (SRZN) does StemPoint Capital report?

StemPoint Capital LP, its general partner, and Michelle Ross report beneficial ownership of 619,766 Surrozen common shares. This stake includes 329,658 shares issuable upon exercise of warrants and represents 7.0% of the company’s common stock, based on the issuer’s reported shares outstanding and warrant terms.

How did StemPoint Capital calculate its 7.0% beneficial ownership in SRZN?

The 7.0% figure is based on 8,571,421 Surrozen common shares outstanding as of November 5, 2025. The calculation also adds Series A, Series B, and Series E warrants exercisable for 329,658 shares, subject to a 9.9% beneficial ownership limitation, consistent with Rule 13d-3(d)(1)(i).

Who are the reporting persons on the Surrozen (SRZN) Schedule 13G/A?

The filing is jointly made by StemPoint Capital LP, StemPoint Capital Management GP LLC, and Michelle Ross. StemPoint Capital LP and its general partner are organized in Delaware, while Michelle Ross is a U.S. citizen, and all share the same New York business address for this filing.

Does StemPoint Capital seek control of Surrozen (SRZN) with this 7.0% stake?

The reporting persons certify the Surrozen securities were acquired and are held in the ordinary course of business. They state the holdings were not acquired and are not held for the purpose of changing or influencing control of the issuer, except for limited nomination-related activities referenced in the certification.

What portion of StemPoint Capital’s Surrozen (SRZN) stake is in warrants?

Of the 619,766 beneficially owned shares, 329,658 are issuable upon exercise of Series A, Series B, and Series E warrants. The filing notes these warrants are included in shared voting and dispositive power, and certain Series E warrants are subject to a 9.9% beneficial ownership cap.

Who signed the Surrozen (SRZN) Schedule 13G/A for StemPoint Capital?

Sean C. Tan signed as authorized signatory for StemPoint Capital LP and StemPoint Capital Management GP LLC, while Michelle Ross signed in her individual capacity. The filing also includes a joint filing agreement under Rule 13d-1(k) confirming the coordinated reporting arrangement among the parties.
Surrozen Inc

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Biotechnology
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