STEM (STEM) director Anil Tammineedi receives 12,168 RSU equity grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Tammineedi Anil reported acquisition or exercise transactions in this Form 4 filing.

STEM, INC. director Anil Tammineedi received a grant of 12,168 restricted stock units on June 3, 2026. Each RSU represents the right to receive one share of common stock. The award vests 100% on June 3, 2027, and his reported holdings after the grant are 12,168 derivative units.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Tammineedi Anil

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	12,168	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 12,168 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.

Key Figures

RSUs granted: 12,168 RSUs Vesting date: June 3, 2027 Units after transaction: 12,168 units +2 more

5 metrics

RSUs granted 12,168 RSUs Grant to director on June 3, 2026

Vesting date June 3, 2027 RSUs vest 100% on this date

Units after transaction 12,168 units Total derivative units following grant

Conversion ratio 1 RSU : 1 share Each RSU represents one common share

Exercise price $0.0000 per unit RSU grant, no purchase price required

Key Terms

Restricted Stock Unit, RSU, contingent right, Grant, award, or other acquisition

4 terms

Restricted Stock Unit financial

"security_title: "Restricted Stock Unit""

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

RSU financial

"Each restricted stock unit ("RSU") represents a contingent right"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

contingent right financial

"represents a contingent right to receive one share"

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

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Form 4 Insider Transactions: What Each Field Means →

06/04/2026 - 05:53 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tammineedi Anil

(Last)

(First)

(Middle)

1400 POST OAK BLVD

SUITE 560

(Street)

HOUSTON

TEXAS

77056

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STEM, INC. [ STEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	06/03/2026		A		12,168		⁽²⁾	⁽²⁾	Common Stock, Par Value $0.0001 Per Share	12,168	$0	12,168	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

2. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Sarah Dunn, attorney-in-fact	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did STEM (STEM) director Anil Tammineedi report?

Director Anil Tammineedi reported receiving 12,168 restricted stock units from STEM, INC. This is a compensation-related equity award, not an open-market purchase or sale, and gives him rights to future shares subject to vesting conditions.

How many restricted stock units did Anil Tammineedi receive from STEM (STEM)?

He received 12,168 restricted stock units. Each RSU represents a contingent right to one share of STEM’s common stock, providing equity-based compensation that aligns his interests with shareholders once the units vest and convert into shares.

When do Anil Tammineedi’s STEM (STEM) RSUs vest?

The 12,168 RSUs granted to Anil Tammineedi vest 100% on June 3, 2027. Vesting means he will then be entitled to receive one share of common stock for each RSU, assuming continued satisfaction of the award’s conditions.

Is Anil Tammineedi’s RSU grant at STEM (STEM) an open-market stock purchase?

No, the Form 4 shows a grant of 12,168 restricted stock units as compensation, coded as an acquisition (A). This is not an open-market transaction and does not involve him buying or selling shares in the public market.

How many derivative units does Anil Tammineedi hold in STEM (STEM) after this grant?

After the June 3, 2026 grant, he is reported as holding 12,168 derivative units tied to RSUs. These units convert into an equal number of common shares upon vesting, giving him a future equity stake in the company.