Stem (STEM) director receives 12,168 RSUs vesting in 2027

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Guruswamy Vasudevan reported acquisition or exercise transactions in this Form 4 filing.

STEM, INC. director Guruswamy Vasudevan received a grant of 12,168 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of common stock. The grant vests 100% on June 3, 2027, and following this award he holds 12,168 RSUs directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Guruswamy Vasudevan

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	12,168	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 12,168 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.

Key Figures

RSUs granted: 12,168 units RSUs outstanding after grant: 12,168 units Exercise/ conversion price: $0.00 per share +2 more

5 metrics

RSUs granted 12,168 units Grant to director on June 3, 2026

RSUs outstanding after grant 12,168 units Director’s RSU holdings following transaction

Exercise/ conversion price $0.00 per share RSU grant has no purchase price

Underlying shares 12,168 shares Common stock issuable upon RSU vesting

Vesting date June 3, 2027 RSUs vest 100% on this date

Key Terms

Restricted Stock Unit, RSU, contingent right, vesting 100%

4 terms

Restricted Stock Unit financial

"The director received a grant of 12,168 restricted stock units (RSUs)."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

RSU financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

contingent right financial

"Each RSU represents a contingent right to receive one share of common stock."

vesting 100% financial

"The Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027."

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Form 4 Insider Transactions: What Each Field Means →

06/04/2026 - 05:51 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Guruswamy Vasudevan

(Last)

(First)

(Middle)

1400 POST OAK BLVD

SUITE 560

(Street)

HOUSTON

TEXAS

77056

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STEM, INC. [ STEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	06/03/2026		A		12,168		⁽²⁾	⁽²⁾	Common Stock, Par Value $0.0001 Per Share	12,168	$0	12,168	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

2. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Sarah Dunn, attorney-in-fact	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did STEM (STEM) report for Guruswamy Vasudevan?

STEM reported that director Guruswamy Vasudevan received a grant of 12,168 restricted stock units. These RSUs are a form of equity compensation and convert into an equal number of common shares once they vest, aligning his interests with shareholders.

How many restricted stock units did the STEM director receive?

The director received 12,168 restricted stock units. Each unit represents a right to receive one share of STEM common stock upon vesting, increasing his potential equity stake once the vesting conditions are satisfied in the future.

When do Guruswamy Vasudevan’s STEM RSUs vest?

The 12,168 RSUs granted to Guruswamy Vasudevan vest 100% on June 3, 2027. This means he must remain eligible through that date for the units to convert into common shares, encouraging longer-term alignment with the company.

What does each STEM RSU granted to the director represent?

Each RSU represents a contingent right to receive one share of STEM’s common stock. The director does not receive shares immediately; instead, the shares are delivered only if the vesting conditions, including the June 3, 2027 date, are met.

What are the director’s STEM RSU holdings after this grant?

Following the grant, Guruswamy Vasudevan holds 12,168 restricted stock units. These units will convert into an equal number of common shares only after they vest in full on June 3, 2027, assuming all conditions remain satisfied.