Every 8-K that Streamex Corp. (STEX) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow STEX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full STEX filings page.
Streamex Corp. received a Nasdaq notice that its common stock did not meet the $1.00-per-share minimum bid price requirement over 30 consecutive business days, from August 25, 2026 through October 6, 2026. The notice provides a 180-calendar-day compliance period ending April 5, 2027. To regain compliance, the closing bid must be at least $1.00 for 10 consecutive business days, unless Nasdaq staff requires a longer period.
The notice has no immediate effect on listing or trading; STEX remains listed on The Nasdaq Capital Market, subject to other continued-listing requirements. If Streamex chooses a reverse stock split to regain compliance, it must complete it no later than 10 business days before April 5, 2027. If the closing bid is $0.10 or less for 10 consecutive trading days during the period, Nasdaq will issue a Staff Delisting Determination. Streamex may be eligible for a second 180-calendar-day period if it meets the market-value requirement for publicly held shares and other applicable initial listing standards, excluding the bid-price requirement, and gives Nasdaq written notice of its intent to cure.
Streamex Corp. (STEX) said Morgan Lekstrom resigned from his position as Interim Executive Chairman of the Board of Directors, effective September 30, 2026. He will retain his position as an independent member of the Board.
Streamex Corp. (STEX) reported its first revenue from its tokenized gold platform, recognizing $0.1 million of gold lease income in the second quarter ended June 30, 2026. Management highlighted that the quarter marked an inflection point as its GLDY product gained distribution, custody, liquidity, and independent verification.
The company ended the quarter with a total liquidity position of $41.8 million, including $18.5 million in cash and marketable securities, $6.0 million in digital assets, $15.5 million in physical gold, and a $1.8 million investment in Metalayer, with no debt. Working capital was $32.8 million and total equity was $147.1 million. Operating cash burn averaged $1.6 million per month in Q2 2026, and the company states it expects burn of approximately $1.1 million per month in Q3 2026 excluding specified non-recurring items.
On July 29, 2026, Streamex Corp. director Shawn Matthews resigned from the Board of Directors and all related committees, effective the same day. The company states that his resignation was not due to any disagreement regarding its operations, policies, or practices.
Streamex is evaluating a potential qualified candidate to fill the resulting board vacancy before the fiscal year ending December 31, 2026. Any appointment would depend on the candidate’s willingness and availability, formal nomination and approval by the Board and its committees, and satisfaction of applicable governance, regulatory, and eligibility requirements, and may ultimately not occur.
Streamex Corp. changed its independent registered public accounting firm on July 8, 2026. The Audit Committee dismissed CBIZ CPAs P.C. and engaged EisnerAmper LLP as the new auditor. CBIZ CPAs had previously audited the company following its acquisition of Marcum LLP’s attest business in April 2025, and its report on the financial statements for the year ended December 31, 2025 contained no adverse or qualified opinion.
Streamex states that from April 30, 2025 through July 8, 2026 there were no disagreements with CBIZ CPAs on accounting principles, financial statement disclosure, or audit scope, and no reportable events other than a previously disclosed material weakness in internal control over financial reporting for 2025. That weakness relates to stock-based compensation accounting, period-end disclosure review including IPE, segregation of duties, and review controls over business combinations and related financial instruments.
The company authorized CBIZ CPAs to fully respond to inquiries from EisnerAmper and obtained a CBIZ letter to the SEC regarding the change, filed as Exhibit 16.1. Streamex also notes it had not consulted EisnerAmper on accounting or audit matters, disagreements, or reportable events before the engagement.
Streamex Corp. has launched 24/7 decentralized secondary liquidity infrastructure for trading tokenized securities, developed with Orca on the Solana blockchain. The first asset on this platform is GLDY, Streamex’s gold-backed, yield-bearing tokenized security, trading via the new GLDY Pool on Orca.
The system uses token-level compliance controls tied to Streamex’s KYC and accredited-investor verification, so only eligible wallets can hold or trade GLDY. Orca’s audited AMM infrastructure, which has processed over $500 billion in cumulative trading volume, powers permissioned liquidity pools to support institutional-grade, around-the-clock secondary market access.
Streamex will maintain the KYC and whitelist infrastructure and assist onboarding, earning a share of protocol fees from the GLDY Pool in addition to GLDY transfer fees. GLDY is offered under Rule 506(c) of Regulation D and remains a restricted security, with the company emphasizing that secondary liquidity, trading volume, and revenue outcomes are uncertain and subject to regulatory and market risks.
Streamex Corp. filed an 8-K to announce that it has appointed Kori Handy as Vice President of Product and Design. He brings 18 years of experience building and scaling fintech and SaaS products at companies such as Microsoft, PayPal, DraftKings, Expedia, Groundfloor, and others.
Handy will lead product strategy and design for Streamex’s GLDY gold-backed, yield-bearing tokenized security and the broader Streamex ecosystem, focusing on customer experience, design systems, onboarding, and new investor-facing products as the company moves from infrastructure buildout to platform scale and mass-market expansion.
Streamex Corp. reported several leadership and compensation changes. The board appointed Chief Investment Officer Mitchell Young Williams as a non-independent director, with his board term running until the 2026 annual stockholder meeting unless ended earlier.
The company amended employment agreements for Mr. Williams, CEO Karl Henry McPhie, and Interim Executive Chairman Morgan Lekstrom, each setting a $350,000 annual base salary and minimum $100,000 bonus for 2026. Williams received 2,250,000 restricted stock units that vest quarterly and accelerate upon certain termination or change-in-control events. McPhie and Lekstrom each received 1,500,000 performance stock units vesting in tranches tied to cumulative GLDY sales milestones from US$250 million up to US$3 billion, plus potential one-time cash and stock awards if fully diluted market capitalization reaches $50 billion, $100 billion, and $500 billion. All three executives are entitled to severance, continued benefits, prorated bonus, and accelerated equity vesting if terminated without cause or resigning for good reason.
Streamex Corp. entered into voluntary one-year lock-up agreements with its co-founders, Chief Executive Officer Henry McPhie and Executive Chairman Morgan Lekstrom. For one year from March 26, 2026, they agreed not to sell or transfer any Streamex common stock or related convertible securities, subject to limited exceptions such as bona fide gifts and transfers to certain family-related entities.
The company also clarified that third-party posts about an alleged March 24, 2026 lock-up expiration and 89,833,535 shares under lock-up were inaccurate. It stated that earlier, customary 60-day lock-ups covered 42,887,599 shares, including 21,014,450 shares held by McPhie and 20,707,421 held by Lekstrom, and that shares issued in the January 26, 2026 financing were freely tradable at closing.
Streamex Corp. reported a leadership transition in its finance organization. Ferdinand Groenewald resigned as Chief Financial Officer, effective March 15, 2026, under a Separation Agreement that provides $112,500 in cash severance (six months of base salary), pro-rated 2025 and 2026 bonuses if paid to other senior executives, and up to 12 months of COBRA reimbursement. His prior 500,000 restricted stock units were amended to 301,500 units, all of which, along with 60,000 restricted shares, fully vested on the separation date, and his Streamex shares are subject to a six‑month lock‑up.
The company also agreed to settle certain tax liabilities from earlier restricted stock awards and engaged an affiliate, Groenewald Enterprises LLC, under a six‑month consulting agreement at $20,000 per month. Streamex appointed Christine Plummer, a veteran finance executive with senior roles at Coinbase, MSCI and Morgan Stanley, as the new Chief Financial Officer under an employment agreement providing a $350,000 base salary, eligibility for an annual bonus, and a grant of 500,000 RSUs vesting quarterly over 48 months, along with severance and accelerated vesting protections for certain terminations and change in control events.
Streamex Corp. announced the appointment of Shawn Matthews, founder and CIO of Hondius Capital Management and former CEO of Cantor Fitzgerald & Co., as an independent director and member of its Compensation Committee. His term runs until the next annual stockholder meeting or until a successor is elected.
Under an offer letter dated March 3, 2026, Matthews will receive non-employee director pay consistent with company policy, including a $40,000 annual cash retainer, an additional $25,000 annual retainer for each Board committee he serves on, and a restricted stock award of 100,000 common shares. He is eligible for further annual equity awards and will receive standard director indemnification and directors and officers liability insurance coverage.
Streamex Corp. has fully settled its secured convertible debentures with YA II PN, LTD., ending this financing arrangement and related security interests. On February 6, 2026, the holder converted $15,000,000 of principal at $4.00 per share, issuing 3,750,000 common shares under an existing shelf registration.
After the conversion window expired, Streamex prepaid the remaining amounts for a total of $38,902,740, including $35,000,000 of principal, a $3,500,000 prepayment premium, and $402,740 of accrued interest. The company also cancelled its unused Standby Equity Purchase Agreement with Yorkville, describing these steps as removing debt and dilution overhang and leaving a clean balance sheet.
Governance-wise, co-founder and Chairman Morgan Lekstrom has been appointed Executive Chairman and joins the executive leadership team, with compensation details to be determined. Streamex also filed a prospectus supplement to register for resale 2,443,750 previously issued common shares held by Terra Capital Natural Resources Fund Pty Ltd.
Streamex Corp. appointed Anthony Marciano, a Clinical Professor of Finance at NYU Stern, as an independent director and member of the Audit Committee. His term runs until the next annual stockholder meeting or until a successor is elected and qualified.
Marciano brings more than 40 years of experience in finance and academics, including senior roles at Goldman Sachs, Morgan Stanley, and Drexel Burnham Lambert, and teaching positions at NYU Stern, MIT Sloan, and the University of Chicago. Under Streamex’s current non-employee director policy, he will receive a $40,000 annual cash retainer plus $25,000 per Board committee, and is eligible for annual equity awards.
Streamex Corp. entered into an Underwriting Agreement with Needham & Company for a public offering of 11,666,667 shares of common stock at $3.00 per share. The offering, made under an effective Form S-3 shelf registration, closed after the shares were sold to the underwriters.
On January 27, 2026, the underwriters fully exercised their over-allotment option to purchase an additional 1,750,000 shares at the public offering price, bringing aggregate gross proceeds to the company to $40.25 million before underwriting discounts and expenses. The company plans to use net proceeds to repay prior indebtedness, and for working capital and general corporate purposes.
The agreement includes customary representations, indemnification provisions, and a 60-day lock-up under which the company, as well as its officers and directors, agreed not to offer or transfer common stock, subject to specified exceptions. Streamex also obtained a legal opinion on the validity of the shares and issued multiple press releases announcing the launch, pricing, closing, and over-allotment closing of the offering.
Streamex Corp. terminated its Standby Equity Purchase Agreement with YA II PN, Ltd. (“Yorkville”), effective five trading days after a January 22, 2026 notice, and confirmed it has not sold any securities under that facility. The company also moved to fully address its secured convertible debentures held by Yorkville.
On the same date, Streamex delivered an irrevocable optional prepayment notice for its secured convertible debentures dated November 4 and December 17, 2025, with an original aggregate principal amount of $50,000,000. Yorkville has ten trading days from the notice date to elect conversion, after which any remaining balance must be prepaid at principal plus a 10% prepayment premium and accrued interest, with related security interests released once paid in full.
The company disclosed that, if conversions are not completed before the prepayment date, it may liquidate allocated vaulted gold bullion credited to a pledged account to fund the prepayment. Streamex furnished a press release about the SEPA termination and debenture repayment as Exhibit 99.1, noting this information is being furnished rather than filed for Exchange Act liability purposes.
Streamex Corp. filed an amended current report to correct how it previously described the outcome of Proposal 6 at its September 5, 2025 special stockholder meeting. The proposal sought to amend the company’s Certificate of Incorporation to create a classified board of directors with three classes serving staggered three-year terms. The company now states that, although 15,424,979 votes were cast "for", 1,009,783 "against", with 203,852 abstentions and 3,483,433 broker non-votes, the proposal did not receive the required affirmative vote of a majority of the outstanding voting power under Section 242 of the Delaware General Corporation Law. The company nonetheless had filed a charter amendment reflecting adoption of the classified board structure on November 19, 2025 and held its December 30, 2025 annual meeting in accordance with that structure.