STOCK TITAN

Alyeska discloses 9.99% Solidion Technology (STI) stake with warrant overhang

(Neutral)
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Alyeska Investment Group, L.P., Alyeska Fund GP, LLC, and Anand Parekh reported beneficial ownership of Solidion Technology, Inc. common stock. As of 30 June 2026 they beneficially own 848,718 shares of common stock, representing 9.99% of the outstanding class, all with shared voting and dispositive power. This position consists of 678,788 shares acquired in a private placement and 169,930 shares issuable upon exercise of pre-funded warrants. The reporting persons also hold pre-funded warrants exercisable for an additional 1,583,000 shares, but a 9.99% beneficial ownership limitation restricts further exercise based on 8,495,683 shares of common stock outstanding, as referenced from a Form 424B3 dated 23 June 2026. The position is held by Alyeska Master Fund, L.P., with Alyeska Investment Group, L.P. exercising voting and investment control; Anand Parekh may be deemed a beneficial owner but disclaims beneficial ownership.

Positive

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Negative

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Beneficially owned shares 848,718 shares Common stock beneficially owned as of 30 June 2026
Percent of class 9.99% Portion of Solidion common stock class beneficially owned
Private placement shares 678,788 shares Common shares acquired in a private placement
Beneficially owned warrant shares 169,930 shares Shares issuable upon exercise of pre-funded warrants within 9.99% cap
Total warrant capacity 1,583,000 shares Shares exercisable under pre-funded warrants, subject to ownership limit
Shares outstanding 8,495,683 shares Solidion common stock outstanding per Form 424B3 dated 23 June 2026
Beneficial ownership cap 9.99% Limit in pre-funded warrants on total beneficial ownership
beneficial ownership limitation regulatory
"such warrants contain a beneficial ownership limitation that prohibits exercise"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
pre-funded warrants financial
"169,930 shares issuable upon exercise of pre-funded warrants"
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
shared voting power regulatory
"Shared Voting Power 848,718.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
Schedule 13G regulatory
"JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k)"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

FAQ

What percentage of Solidion Technology, Inc. (STI) does Alyeska report owning?

Alyeska and related reporting persons report beneficial ownership of 9.99% of Solidion Technology, Inc. common stock, based on 8,495,683 shares outstanding as referenced from a Form 424B3 dated 23 June 2026.

How many Solidion Technology (STI) shares does Alyeska beneficially own?

The reporting persons beneficially own 848,718 shares of Solidion Technology common stock, including shares held outright and shares issuable upon exercise of pre-funded warrants, all subject to a 9.99% beneficial ownership cap.

What portion of Alyeska’s STI position comes from a private placement?

Alyeska’s reported position includes 678,788 shares of Solidion Technology common stock acquired in a private placement, forming the majority of their total 848,718-share beneficial ownership stake.

How many Solidion Technology (STI) shares are tied to Alyeska’s pre-funded warrants?

The reporting persons hold pre-funded warrants exercisable for 1,583,000 shares of Solidion Technology, but only 169,930 shares are currently counted as beneficially owned due to a 9.99% ownership limitation.

What is the beneficial ownership limitation affecting Alyeska’s STI warrants?

The pre-funded warrants include a 9.99% beneficial ownership limitation, preventing exercise if it would raise the holder’s beneficial ownership above 9.99% of Solidion’s 8,495,683 outstanding common shares.

Who exercises voting and investment control over Alyeska’s STI position?

Shares are held by Alyeska Master Fund, L.P., while Alyeska Investment Group, L.P. as investment manager exercises voting and investment control. Anand Parekh may be deemed a beneficial owner but disclaims beneficial ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





834212201

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Alyeska Investment Group, L.P.
Signature:Jason Bragg
Name/Title:Jason Bragg | Chief Financial Officer
Date:08/14/2026
Alyeska Fund GP, LLC
Signature:Jason Bragg
Name/Title:Jason Bragg | Chief Financial Officer
Date:08/14/2026
Anand Parekh
Signature:Anand Parekh
Name/Title:Anand Parekh | Self
Date:08/14/2026
Exhibit Information

As of 30 June 2026, the Reporting Persons beneficially own 848,718 shares of Common Stock, consisting of (i) 678,788 shares of Common Stock acquired in a private placement and (ii) 169,930 shares issuable upon exercise of pre-funded warrants. The Reporting Persons hold pre-funded warrants exercisable for 1,583,000 shares; however, such warrants contain a beneficial ownership limitation that prohibits exercise to the extent it would cause the holder's beneficial ownership to exceed 9.99% of the outstanding Common Stock. Based on 8,495,683 shares of Common Stock outstanding (per the Form 424B3 dated 23 June 2026), the 9.99% limitation permits exercise of only 169,930 warrant shares after giving effect to the 678,788 shares otherwise held. Position held by Alyeska Master Fund, L.P. Alyeska Investment Group, L.P., as investment manager, exercises voting and investment control over the shares held by Alyeska Master Fund, L.P. Anand Parekh, as Chief Executive Officer of Alyeska Investment Group, L.P., may be deemed the beneficial owner of such shares. Mr. Parekh disclaims beneficial ownership of such shares. JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on SCHEDULE 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on SCHEDULE 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.