STKS Form 4: CFO Nicole Thaung Receives 30,000 RSUs Under 2019 Plan

Rhea-AI Filing Summary

Nicole Thaung, Chief Financial Officer of ONE Group Hospitality, Inc. (STKS), received a grant of 30,000 restricted stock units (RSUs) on 09/08/2025. The RSUs were issued under the company's 2019 Equity Incentive Plan and vest over three years with one-third vesting on each anniversary. The grant price is reported as $0. Following the grant, the filing shows beneficial ownership of 73,298 shares. The Form 4 was signed by Nicole Thaung on 09/22/2025.

Insights

Financial Analyst

TL;DR: Routine equity compensation granted to the CFO; aligns executive pay with shareholder interests without immediate cash cost.

The 30,000 RSU grant is a standard long-term compensation instrument that vests over three years, which ties the CFO's compensation to future equity performance. Because the grant price is $0, there is no immediate cash outlay or purchase price; the economic value will be realized only as units vest and convert to shares. The post-grant beneficial ownership of 73,298 shares provides context on the executive's current equity stake but the filing does not disclose total outstanding shares or dilution impact.

Corporate Governance Expert

TL;DR: Standard disclosure of an equity award under the company plan; transparency requirements under Section 16 satisfied.

The filing clearly identifies the grant as RSUs under the 2019 Equity Incentive Plan and specifies the vesting schedule (one-third annually over three years), meeting typical disclosure expectations for Form 4. This is a routine administration of an equity incentive plan and provides investors with clarity on the timing of potential share issuance. The document contains no additional governance actions, amendments, or related-party transactions beyond the award.

Insider Trade Summary

Net Buyer: 30,000 shares

Net Buy 1 txn

Insider Thaung Nicole

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	30,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 73,298 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of 30,000 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan. The RSUs vest over a three year period with one-third vesting on each anniversary date.

FAQ

What did Nicole Thaung (CFO) report on the Form 4 for ONE Group Hospitality (STKS)?

She reported a grant of 30,000 restricted stock units (RSUs) on 09/08/2025 under the 2019 Equity Incentive Plan.

How do the RSUs vest for the grant reported on the Form 4?

The RSUs vest over three years with one-third vesting on each anniversary of the grant date.

What is the reported price and immediate cash cost for the RSU grant?

The grant is reported with a price of $0, indicating no immediate cash purchase price for the RSUs.

How many shares does the reporting person beneficially own after the transaction?

The Form 4 shows 73,298 shares beneficially owned following the reported transaction.

When was the Form 4 signed by the reporting person?

The Form 4 was signed by Nicole Thaung on 09/22/2025.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 09/22/2025 - 07:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thaung Nicole

(Last) (First) (Middle)

1624 MARKET ST., STE 311

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2025		A		30,000(1)	A	$0	73,298	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of 30,000 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan. The RSUs vest over a three year period with one-third vesting on each anniversary date.

	/s/ Nicole Thaung	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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