Welcome to our dedicated page for The One Grou Ord SEC filings (Ticker: STKS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ONE Group Hospitality, Inc. filings document a Nasdaq-listed restaurant operator with common stock registered under the Exchange Act. Current reports furnish quarterly and annual-period operating results, preliminary sales releases, investor-presentation updates, and material event disclosures tied to its restaurant portfolio, including STK, Benihana, Grill Concepts, and ONE Hospitality.
Proxy materials cover annual meeting matters and stockholder governance for the company, while Form 12b-25 records periodic-report timing for the fiscal 2025 Form 10-K. The filings also identify disclosure subjects such as fiscal calendar changes, owned-restaurant revenue trends, cost of sales, capital expenditures, debt reduction, development activity, and portfolio optimization.
The ONE Group Hospitality announced a planned Chief Financial Officer transition. Tyler Loy decided to resign as CFO effective September 26, 2025 to pursue other opportunities. The Board appointed Nicole Thaung, currently CFO of Benihana, as the new CFO effective September 8, 2025.
Thaung has over 15 years with Benihana, serving as CFO since August 2018 after earlier finance leadership roles, and previously worked nearly eight years at Ernst & Young. Her new compensation includes a $500,000 base salary, target incentive equal to 75% of base salary, long-term incentives targeted at 100% of base salary, and 30,000 restricted stock units vesting over three years.
On 05-Aug-2025, The ONE Group Hospitality (STKS) Chief Financial Officer Tyler Loy filed a Form 4 covering an automatic share withholding tied to equity compensation. On 04-Aug-2025, the company withheld 390 common shares at an implied price of $3.20 (transaction code “F”) to satisfy tax obligations triggered by the vesting of 891 restricted stock units.
Because the transaction was tax-related and executed directly by the issuer, no cash was realized by the insider and no discretionary open-market trading occurred. Following the withholding, Loy’s direct ownership stands at 209,379 shares, a marginal decrease of roughly 0.2 % from the pre-settlement level. Such routine Form 4 activity generally carries low informational value for investors, as it does not signal a change in the insider’s sentiment regarding the company’s prospects.
What happened: A director and 10% owner of ONE Group Hospitality reported that restricted stock units vested and shares were withheld to cover tax obligations.
Who it affects: The reporting person, Jonathan Segal, remains a large insider: the filing shows 3,196,191 shares beneficially owned after the reported transaction. The filing records a transaction code of F and includes an explanation that the entry reflects shares withheld for tax on the vesting of 1,439 restricted stock units.
Why it matters: This is a routine internal event—vesting and tax withholding—rather than an open-market sale, and it confirms continued significant insider ownership.
Form 4 filing for The ONE Group Hospitality, Inc. (STKS) dated 07/09/2025 discloses coordinated insider sales by 10% owner David Kanen and affiliated investment vehicles.
- Reporting persons: David Kanen, Kanen Wealth Management LLC ("KWM"), Philotimo Fund LP and Philotimo Focused Growth & Income Fund (collectively the “Reporting Persons”). All entities are managed or controlled by Kanen and are classed as 10% owners.
- Sales activity 07/07-07/09/2025:
• KWM sold 48,780 shares at $4.94, 42,242 shares at $4.77 and 87,904 shares at $4.70 (total 178,926).
• Philotimo Fund LP sold 40,000 shares at $4.94, 34,638 shares at $4.77 and 72,096 shares at $4.70 (total 146,734). - Total shares disposed: 325,660 common shares over three trading days at a weighted-average price near $4.80.
- Remaining ownership (as individually reported after each trade): • KWM: 2,110,941 shares. • Philotimo Fund LP: 1,823,266 shares. Philotimo Focused Growth & Income Fund and direct Kanen holdings are unchanged at 393,975 and 20,237 shares respectively.
- The filing states that each party disclaims beneficial ownership beyond its pecuniary interest.
These transactions reduce but do not eliminate the group’s >10 % stake, signalling partial profit-taking or portfolio rebalancing by a key insider.