Morgan Stanley Smith Barney (NYSE: STT) files Rule 144 notices for vested shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted Rule 144 notices reporting proposed sales of Common stock tied to restricted stock vesting, including 16,100 shares associated with vesting on 02/13/2026 and additional vesting-related lots on 02/15/2026.

The notices list the securities as being sold by the issuer under a registered plan and identify the transactions as resulting from services rendered. The filing lists per-lot quantities and vesting dates but does not state purchasers or proceeds.

Insights

Securities Counsel

Rule 144 notices record proposed resale of vested restricted shares; this filing lists lot sizes and vesting dates.

The filing lists Common stock lots tied to restricted stock vesting on 02/13/2026 and 02/15/2026, including a 16,100 share line. It describes the transfers as "Services Rendered" and identifies the filer as Morgan Stanley Smith Barney LLC.

Timing and purchaser details are not given here; cash-flow treatment is not specified in the provided excerpt. Subsequent transaction details would appear in sale reports or confirmations if and when trades occur.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	16100	2001684.02	278728211	03/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/13/2026	Restricted stock vesting under a registered plan	Issuer			13191	02/13/2026	Services Rendered
Common	02/15/2026	Restricted stock vesting under a registered plan	Issuer			1183	02/15/2026	Services Rendered
Common	02/15/2026	Restricted stock vesting under a registered plan	Issuer			1726	02/15/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the STT Form 144 filing report?

Direct answer: The filing reports proposed sales of Common shares tied to restricted stock vesting. Context: It lists lot sizes including 16,100 shares on 02/13/2026 and additional lots on 02/15/2026, described as transfers for "Services Rendered."

Who is the filer listed on the Form 144 for STT?

Direct answer: The filer is listed as Morgan Stanley Smith Barney LLC. Context: The filing header shows that entity as the reporting broker/dealer handling the proposed resale of vested restricted Common stock under a registered plan.

Does the Form 144 disclose who will buy the shares or the proceeds for STT?

Direct answer: No, the excerpt does not disclose purchasers or proceeds. Context: The filing itemizes vesting dates and share lots; it does not state buyers, prices, or cash-flow treatment in the provided content.

Which dates and share quantities are shown in the STT excerpt?

Direct answer: The excerpt shows vesting-related entries on 02/13/2026 and 02/15/2026. Context: Line items include 16,100, 13,191, 1,183, and 1,726 share quantities associated with those vesting dates.

What does "Services Rendered" indicate in this Form 144?

Direct answer: It identifies the reason for issuance or transfer as compensation for services. Context: The filing ties the listed Common share lots to restricted stock vesting described as "Services Rendered" under a registered plan on the stated dates.