Smurfit Westrock (NYSE: SW) CEO now owns 1.73M shares
Rhea-AI Filing Summary
SMURFIT ANTHONY P J reported acquisition or exercise transactions in this Form 4 filing.
Smurfit Westrock plc (SW) reported that President and Group CEO Anthony P. J. Smurfit received a grant of 784 ordinary-share-equivalent restricted stock units on 2026-08-14. These units accrued as dividend equivalents based on the company’s quarterly dividend and increased his direct holdings to 1,728,508 ordinary shares, including 131,658 restricted stock units scheduled to vest in three equal annual installments. An additional 1,000 shares are held indirectly by his child, for which he disclaims beneficial ownership.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 784 shares
Net Buy
2 txns
Insider
SMURFIT ANTHONY P J
Role
President and Group CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Ordinary Shares F1, F2 | 784 | $0.00 | $0.00 |
| holding | Ordinary Shares F3 | -- | -- | -- |
Holdings After Transaction:
Ordinary Shares — 1,728,508 shares (Direct);
Ordinary Shares — 1,000 shares (Indirect, See footnote)
Footnotes (3)
- F1. In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents based on the Issuer's quarterly dividend of $0.4523 per ordinary share, with such accrual determined as of the dividend record date. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share
- F2. Includes 131,658 restricted stock unit awards. Each restricted stock unit represents a contingent right to receive one ordinary share. The RSUs are scheduled to vest in three equal annual installments beginning on the first anniversary of the grant date.
- F3. These shares are held by the Reporting Person's child who is part of the Reporting Person's household. The Reporting Person disclaims ownership of the shares held by this child, and this report is not an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or for any other purposes.
Key Figures
RSUs granted as dividend equivalents: 784 shares
Quarterly dividend: $0.4523 per ordinary share
Direct holdings after transaction: 1,728,508 ordinary shares
+2 more
5 metrics
RSUs granted as dividend equivalents
784 shares
Additional restricted stock units accrued on 2026-08-14 as dividend equivalents
Quarterly dividend
$0.4523 per ordinary share
Dividend rate used to determine additional RSUs accruing as dividend equivalents
Direct holdings after transaction
1,728,508 ordinary shares
Total direct ownership by Anthony P. J. Smurfit following the 2026-08-14 grant
Restricted stock unit awards included
131,658 RSUs
Number of restricted stock units included within direct holdings, vesting over three years
Indirectly held shares
1,000 ordinary shares
Shares held by the reporting person’s child, with beneficial ownership disclaimed
Key Terms
restricted stock unit, dividend equivalents, contingent right, beneficial owner
4 terms
restricted stock unit financial
"Includes 131,658 restricted stock unit awards."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
dividend equivalents financial
"additional restricted stock units accrued as dividend equivalents based on the Issuer's quarterly dividend"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one ordinary share."
beneficial owner financial
"this report is not an admission that the Reporting Person is the beneficial owner of these shares"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
FAQ
What insider transaction did Smurfit Westrock plc (SW) report for Anthony P. J. Smurfit?
Smurfit Westrock reported that Anthony P. J. Smurfit received a grant of 784 restricted stock units on 2026-08-14. These RSUs accrued as dividend equivalents and each represents the right to receive one ordinary share of Smurfit Westrock plc.
What are the terms of Anthony Smurfit’s restricted stock units in Smurfit Westrock (SW)?
Anthony Smurfit holds 131,658 restricted stock units, each representing a contingent right to one ordinary share. These RSUs are scheduled to vest in three equal annual installments, beginning on the first anniversary of the original grant date.
How were the 784 additional units for Anthony Smurfit in Smurfit Westrock (SW) calculated?
The 784 additional restricted stock units accrued as dividend equivalents under the RSU award terms. They were determined based on Smurfit Westrock’s quarterly dividend of $0.4523 per ordinary share as of the applicable dividend record date.
Was Anthony Smurfit’s Smurfit Westrock (SW) Form 4 transaction under a Rule 10b5-1 plan?
The filing indicates the Rule 10b5-1 checkbox was not marked as applicable. The acquisition reflects RSUs accruing as dividend equivalents under an existing award rather than a pre-arranged trading plan for market purchases or sales.
AI-generated analysis. How Rhea-AI works. Not financial advice.
