Welcome to our dedicated page for Smith & Wesson Brands SEC filings (Ticker: SWBI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Smith & Wesson Brands, Inc. (SWBI) SEC filings page on Stock Titan brings together the company’s public regulatory disclosures from the U.S. Securities and Exchange Commission. Smith & Wesson Brands, Inc., a Nevada corporation listed on the Nasdaq Global Select Market, files a variety of documents that describe its firearm manufacturing and design business, financial condition, governance, and shareholder matters.
Investors can use this page to review annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide audited or reviewed financial statements, segment information related to its firearms operations, and discussions of risks and accounting policies. These core filings are central to understanding trends in net sales, gross margin, net income or loss, cash flows, and balance sheet items such as inventories, notes and loans payable, and stockholders’ equity.
The page also surfaces current reports on Form 8-K, which Smith & Wesson Brands, Inc. uses to furnish earnings releases, disclose entries into or amendments of material credit agreements, and report the results of its annual meeting of stockholders. Examples include 8-K filings tied to quarterly and annual financial results, the First Amendment to the Second Amended and Restated Credit Agreement, and voting outcomes on director elections, say-on-pay, and auditor ratification.
In addition, users can access the company’s DEF 14A definitive proxy statement, which contains detailed information about board structure, executive compensation, and items of business for the annual meeting. Together, these filings outline how the company is governed and how stockholders participate in key decisions.
Stock Titan enhances these documents with AI-powered summaries that highlight important points from lengthy filings, helping readers quickly identify key financial metrics, capital structure changes, and governance decisions. Real-time updates from EDGAR ensure that new SWBI filings, including 10-Ks, 10-Qs, 8-Ks, and proxy materials, appear promptly, while dedicated access to relevant forms makes it easier to follow the company’s regulatory history.
Renaissance Technologies LLC and Renaissance Technologies Holdings Corporation report beneficial ownership of 2,196,874 shares of Smith & Wesson Brands, Inc. common stock, representing 4.94% of the class as of 12/31/2025. They have sole voting and dispositive power over these shares and no shared power.
The filing states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of Smith & Wesson. Certain funds managed by Renaissance Technologies LLC have the right to receive dividends and sale proceeds from these shares.
Dimensional Fund Advisors LP filed an amended Schedule 13G reporting beneficial ownership of 2,473,250 shares of Smith & Wesson Brands Inc common stock, representing 5.6% of the class.
Dimensional has sole voting power over 2,424,631 shares and sole dispositive power over all 2,473,250 shares, while the shares are owned by investment funds it advises and it disclaims beneficial ownership beyond Section 13(d) purposes. Dimensional certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Smith & Wesson Brands.
Smith & Wesson Brands, Inc. (SWBI) reported an insider ownership update via a Form 3. The company’s Vice President, Marketing is shown as beneficially owning 140,620 shares of common stock as of the event date 09/15/2025.
The total includes restricted stock units scheduled to vest over time: 5,333 RSUs (grant 06/15/2022, vest at year 4); 12,788 RSUs (grant 06/15/2023, vest 50% at years 3 and 4); 23,437 RSUs (grant 06/15/2024, vest 33% at years 2–4); and 35,680 RSUs (grant 06/15/2025, vest 33% at years 1–3).
Michelle Lohmeier, a director of Smith & Wesson Brands, Inc. (SWBI), reported an acquisition of 12,711 shares of common stock via restricted stock units on 09/15/2025. The reported transaction shows a $0 price per share because the shares were granted as RSUs, and Lohmeier's beneficial ownership following the grant is 38,161 shares held directly. The RSUs vest 1/12th on the 15th day of each month after grant, with 100% of vested shares to be delivered on the one-year anniversary of the grant. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Denis G. Suggs, a director of Smith & Wesson Brands, Inc. (SWBI), was granted 12,711 restricted stock units on 09/15/2025. The award was reported as an acquisition at a $0 price and increases his beneficial ownership to 48,315 shares following the grant. The restricted stock units vest monthly at a rate of 1/12th on the 15th day of each month after the grant date, with 100% of vested shares to be delivered on the one-year anniversary of the grant. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Fred M. Diaz, a director of Smith & Wesson Brands, Inc. (SWBI), received 12,711 restricted stock units on 09/15/2025. The reported grant was recorded at a $0 per-share price and increases his beneficial ownership to 48,615 shares. The RSUs vest in monthly 1/12th installments on the 15th of each month following the grant date, with 100% of vested shares delivered on the one-year anniversary of the grant. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Smith & Wesson Brands director Robert L. Scott was granted 12,711 restricted stock units (RSUs) on 09/15/2025, recorded as an acquisition at $0 per share. Following the grant, Mr. Scott beneficially owns 89,391 shares. The RSUs vest 1/12th on the 15th of each month after grant, with 100% of shares delivered on the one-year anniversary of the grant date.
Insider acquisition via RSU vesting: Director Anita D. Britt was reported as acquiring 12,711 shares of Smith & Wesson Brands, Inc. common stock on 09/15/2025 through the vesting of restricted stock units, recorded at a price of $0. After this transaction she beneficially owns 68,029 shares. The filing explains the RSU award vests 1/12th on the 15th of each month following grant and that 100% of vested shares will be delivered on the one-year anniversary of grant. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Barry M. Monheit, a director of Smith & Wesson Brands, Inc. (SWBI), received a grant of 12,711 restricted stock units on 09/15/2025 that vest in equal monthly installments (1/12th each month) with 100% of vested shares delivered on the one-year anniversary of the grant. After the reported transaction, Mr. Monheit beneficially owns 24,822 shares directly and 95,369 shares indirectly through the SEP PROP Monheit Family Trust. The indirect holdings are identified as held by Mr. Monheit as trustee. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Smith & Wesson Brands, Inc. reported the results of its annual stockholder meeting held on September 15, 2025. Stockholders elected all seven director nominees, with votes for each candidate ranging from about 17.3 million to 17.6 million, and broker non-votes of 12,571,781 for each director.
Stockholders approved the non-binding advisory "say-on-pay" vote on executive compensation for fiscal 2025, with 16,458,436 votes for, 1,501,908 against, 222,562 abstentions, and 12,571,781 broker non-votes. They also ratified the appointment of KPMG LLP as the independent registered public accounting firm for fiscal 2026, receiving 29,688,661 votes for, 689,248 against, and 376,778 abstentions.