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Stanley Black & Decker (SWK) director defers 2,603 vested RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

OKelly Shane M reported acquisition or exercise transactions in this Form 4 filing.

Stanley Black & Decker director Shane M. O’Kelly received an award of 2,603 shares of common stock through restricted stock units. The units are 100% vested upon grant, but settlement and share delivery are deferred under the 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors until after his Board service ends.

The restricted stock units will be settled in company shares on the 90th day following the date he ceases to be a Board member, either in a lump sum or in three, five, or ten annual installments. Following this grant, he directly holds 2,603 shares.

Positive

  • None.

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Insider OKelly Shane M
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,603 $0.00 --
Holdings After Transaction: Common Stock — 2,603 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant 2,603 shares Restricted stock units representing common stock granted on May 4, 2026
Transaction price per share $0.00 Compensation-related grant, not an open-market purchase
Shares following transaction 2,603 shares Total direct holdings after reported RSU award
Settlement timing 90th day Shares delivered on 90th day after director ceases Board service
restricted stock units financial
"Represents number of shares to be delivered upon settlement of restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors financial
"under the Stanley Black & Decker, Inc. 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors."
settled on the 90th day financial
"Such restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board"
annual installments financial
"either in one lump sum or in three, five or ten annual installments."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
OKelly Shane M

(Last)(First)(Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CONNECTICUT 06051

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/04/2026A2,603(1)A$02,603D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 100% vested upon grant. Represents number of shares to be delivered upon settlement of restricted stock units. The reporting person has elected to defer settlement of such restricted stock units under the Stanley Black & Decker, Inc. 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors. Such restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.
Remarks:
/s/ Donald J. Riccitelli, Attorney-in-Fact05/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Stanley Black & Decker (SWK) director Shane O’Kelly report on this Form 4?

He reported receiving 2,603 shares of Stanley Black & Decker common stock through a restricted stock unit grant. The units are fully vested at grant, and settlement is deferred under the company’s 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors.

How many Stanley Black & Decker (SWK) shares were granted to Shane O’Kelly?

The filing shows an award of 2,603 restricted stock units tied to Stanley Black & Decker common stock. These represent 2,603 shares to be delivered upon settlement, with delivery timing governed by the company’s 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors.

Are Shane O’Kelly’s new Stanley Black & Decker (SWK) restricted stock units vested?

Yes. The footnote states the restricted stock units are 100% vested upon grant. Although fully vested, settlement into shares is deferred under the 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors until after he ceases to be a member of the Board.

When will Shane O’Kelly’s Stanley Black & Decker (SWK) restricted stock units be settled?

The units will be settled on the 90th day after he is no longer a member of the Board. At that time, the award may be paid in a single lump sum or in three, five, or ten annual installments, as allowed under the plan.

Is Shane O’Kelly’s Form 4 transaction in SWK an open-market purchase or sale?

No. The Form 4 reports a grant classified as a "Grant, award, or other acquisition" of 2,603 restricted stock units. The transaction price per share is shown as zero, indicating a compensation-related equity award rather than an open-market stock purchase or sale.

How many Stanley Black & Decker (SWK) shares does Shane O’Kelly hold after this RSU grant?

Following the reported transaction, total shares owned directly are 2,603. These correspond to the restricted stock units reported in the filing, which will convert into common shares on the specified settlement schedule after his Board service ends.