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  4. [Form 4] STANLEY BLACK & DECKER, INC. Insider Trading Activity

Stanley Black & Decker (SWK) SVP awarded RSUs and stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lopez Diaz Agustin reported acquisition or exercise transactions in this Form 4 filing.

STANLEY BLACK & DECKER, INC. senior vice president and Chief Supply Chain Officer Agustin Lopez Diaz reported equity awards consisting of restricted stock units and stock options. He was granted 4,366 restricted stock units and 16,741 stock options, both awarded at a price of $0.00 per unit.

The restricted stock units will vest in three approximately equal annual installments beginning on February 27, 2027. The stock options will become exercisable in three approximately equal annual installments beginning on the same date, creating a multi-year, performance‑retention incentive.

Positive

  • None.

Negative

  • None.
Insider Lopez Diaz Agustin
Role SVP Chief Supply Chain Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,366 $0.00 --
Grant/Award Stock Option (Right to Buy) 16,741 $0.00 --
Holdings After Transaction: Restricted Stock Units — 4,366 shares (Direct); Stock Option (Right to Buy) — 16,741 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. RSUs will vest in three approximately equal annual installments beginning on February 27, 2027. Options will become exercisable in three approximately equal annual installments beginning on February 27, 2027.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lopez Diaz Agustin
(Last) (First) (Middle)
1000 STANLEY DRIVE
(Street)
NEW BRITAIN CT 06053
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Chief Supply Chain Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/27/2026 A 4,366 (2) (2) Common Stock 4,366 $0 4,366 D
Stock Option (Right to Buy) $85.9 02/27/2026 A 16,741 (3) 02/27/2036 Common Stock 16,741 $0 16,741 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. RSUs will vest in three approximately equal annual installments beginning on February 27, 2027.
3. Options will become exercisable in three approximately equal annual installments beginning on February 27, 2027.
Remarks:
/s/ Donald J. Riccitelli, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did SWK executive Agustin Lopez Diaz report?

Agustin Lopez Diaz reported equity award grants, not open-market trades. He received 4,366 restricted stock units and 16,741 stock options, both at $0.00 per unit, reflecting standard executive compensation structured as long-term incentives.

How many restricted stock units were granted to the SWK executive?

He was granted 4,366 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Stanley Black & Decker common stock, subject to vesting in three approximately equal annual installments starting February 27, 2027.

What stock options were granted in this SWK Form 4 filing?

The filing shows a grant of 16,741 stock options, described as a “Stock Option (Right to Buy).” These options were granted at $0.00 per option and will become exercisable in three approximately equal annual installments beginning on February 27, 2027.

When do the SWK restricted stock units begin vesting for the executive?

The restricted stock units begin vesting on February 27, 2027. Vesting occurs in three approximately equal annual installments, meaning the executive earns the right to receive the underlying common shares gradually over a three-year period.

When do the stock options for the SWK executive become exercisable?

The stock options become exercisable starting February 27, 2027. They are scheduled to vest in three approximately equal annual installments, aligning the executive’s potential share purchases with a multi-year service and performance timeframe.

Is the SWK Form 4 transaction a buy or sell of shares?

The Form 4 reflects acquisitions via grants, not market buys or sells. Both the restricted stock units and stock options were awarded as compensation under code “A” (grant, award, or other acquisition), with no reported open-market purchase or sale activity.