SYMBOTIC INC SEC Filings

Symbotic Inc. Schedule 13D Amendment No. 6 updates beneficial ownership and a financing restriction. The Reporting Persons (Richard B. Cohen, RJJRP Holdings, Inc., and the Richard B. Cohen Revocable Trust) collectively hold 43,230,733 shares of Class V-3 common stock and 2,215,990 shares of Class V-1 common stock, each convertible one-for-one into Class A common stock. Assuming conversion of those shares, 45,446,723 Class A shares would be issuable to the Reporting Persons, representing 29.0% of Class A on that converted basis and 7.7% of total common stock on a fully diluted basis (using 590,493,305 total common shares). The amendment also discloses a Line of Credit Note dated September 19, 2025 between RJJRP Holdings, Inc. and JPMorgan Chase Bank N.A. that restricts creating liens or permitting transfers of Class A shares without the bank's consent and requires deposited proceeds or securities into an account at the bank.

Symbotic Inc. (SYM) insider William M. Boyd III reported the sale of 2,455 shares of Class A common stock on 09/15/2025. The transactions were executed under a pre-existing Rule 10b5-1 trading plan entered August 29, 2024, and were aggregated across multiple same-day sales at prices ranging roughly from $47.99 to $51.70 per share. Following these disposals, Mr. Boyd beneficially owned between 29,429 and 31,584 shares across the reported lines, with each line reflecting ownership after that specific sale. The Form 4 was signed by an attorney-in-fact on 09/17/2025.

Symbotic Inc. (SYM) Form 144 notice: An insider intends to sell 6,797 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $332,305.33. The sale is scheduled approximately for 09/11/2025 and the issuer has 111,314,938 shares outstanding. The filer reports acquiring the shares as Restricted Stock Units on 07/23/2024. The notice also lists two recent sales by the same person in the past three months: 2,184 shares on 07/24/2025 for $118,888.33 and 1,184 shares on 07/03/2025 for $54,316.47. The filing includes the broker's address but contains no additional remarks or signing date information.

Symbotic Inc. (SYM) Form 144 summary: This notice reports a proposed sale of 29,420 shares of Symbotic common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,438,343.80, and an approximate sale date of 09/11/2025 on NASDAQ. The shares were acquired as restricted stock units on 01/23/2024 and the filer reports acquisition and payment dates of 01/23/2024. The filer, identified as Miriam Ort (address listed), sold 37,870 shares during the past three months for total gross proceeds of $1,498,547.16 across trades dated 06/12/2025, 07/24/2025, and 08/08/2025. The form includes the standard representation that the seller is not aware of undisclosed material adverse information.

Todd Krasnow, a director of Symbotic Inc. (SYM), reported transactions on September 3, 2025 under a Rule 10b5-1 trading plan. He redeemed 4,000 Symbotic Holdings Units for an equal number of Class A shares and sold those Class A shares the same day. The sales were executed in multiple transactions at prices ranging from $44.935 to $46.3375 per share. The filing discloses indirect holdings across related entities: 605,079 Class V-1 shares held by Inlet View, Inc., 40,000 Class A shares held by trusts, and 180,000 Class V-1 shares held indirectly by his spouse and an irrevocable trust.

Symbotic Inc. (SYM) director Andrew D. Ross received restricted stock unit grants recorded on Form 4. The filing shows two grants totaling 12,809 restricted stock units that each convert into one share of Class A common stock upon settlement.

The first grant of 5,104 RSUs vests in full upon the earliest of August 26, 2026, the 2026 annual meeting, or a change of control, subject to continued service. The second grant of 7,705 RSUs vests in three equal annual installments on August 26, 2026, 2027, and 2028, subject to continued service. Both grants have an effective transaction date of 08/26/2025 and report a $0 price per unit. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Ross on 08/28/2025.

Symbotic Inc. Form 3 (Initial Statement) shows that Andrew D. Ross is reported as a Director of Symbotic (SYM) with an event date of 08/26/2025. The filing lists a Wilmington, MA address and states no securities are beneficially owned by Mr. Ross at the time of this initial report. The form is signed by Corey Dufresne as Attorney-in-Fact on 08/28/2025 and includes a power of attorney exhibit (24.1).

Symbotic Inc. (SYM) Form 4: The RBC Millennium GST Non-Exempt Trust reported same-day transactions on August 22, 2025 that changed its beneficial ownership. The reporting person redeemed 220,000 Symbotic Holdings Units for 220,000 shares of Class A Common Stock and sold an aggregate 220,000 Class A shares that same day. The sales occurred in multiple trades at prices ranging from $45.90 to $47.16 per share, reported in two aggregated ranges of $45.90 to $46.895 and $46.90 to $47.16. Following the transactions, the Trust holds 220,000 shares of Class A Common Stock and beneficial ownership totals shown include 2,072,405 shares of Class V-1 Common Stock and 165,427,479 restricted stock units convertible into Class A shares. The filing notes that redeemed Symbotic Holdings Units and the corresponding Class V-1 shares were cancelled and retired for no consideration.