Symbotic SVP Alexander converts 20,512 stock units
The SVP, Commercial award granted April 23, 2025, vests one-third in April 2026 and one-twelfth quarterly thereafter, subject to continued service.
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Form Type
4
Rhea-AI Filing Summary
Symbotic Inc. (SYM) SVP, Commercial Brian Daniel Alexander converted 20,512 restricted stock units into 20,512 Class A common shares on October 23, 2026. After the transaction, he reported 76,184 directly held Class A shares and 123,075 restricted stock units; he also reported 43 shares held indirectly through an HSA.
Insider Trade Summary
20,512 shares exercised/converted
Exercise
3 txns
Insider
Alexander Brian Daniel
Role
SVP, Commercial
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 20,512 | $0.00 | $0.00 |
| Exercise | Class A Common Stock F1, F2 | 20,512 | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 123,075 contracts (Direct);
Class A Common Stock — 76,184 shares (Direct);
Class A Common Stock — 42.77 shares (Indirect, By HSA)
Footnotes (3)
- F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
- F2. Includes 61 shares acquired on August 31, 2026 under the Symbotic Inc. 2022 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F3. On April 23, 2025, the Reporting Person was granted 246,135 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on April 23, 2026, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
Key Figures
Restricted stock units converted: 20,512 restricted stock units
Class A shares acquired: 20,512 shares
Direct Class A shares following transaction: 76,184 shares
+3 more
6 metrics
Restricted stock units converted
20,512 restricted stock units
October 23, 2026
Class A shares acquired
20,512 shares
October 23, 2026
Direct Class A shares following transaction
76,184 shares
Reported after the October 23, 2026 transaction
Restricted stock units following transaction
123,075 restricted stock units
Reported after the October 23, 2026 transaction
Indirect Class A shares held through HSA
43 shares
Reported October 23, 2026
Restricted stock units granted
246,135 restricted stock units
Granted April 23, 2025
Key Terms
restricted stock unit, 2022 Employee Stock Purchase Plan, Rule 16b-3(d), Rule 16b-3(c)
4 terms
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
2022 Employee Stock Purchase Plan financial
"under the Symbotic Inc. 2022 Employee Stock Purchase Plan"
Rule 16b-3(d) regulatory
"transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c)"
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
Rule 16b-3(c) regulatory
"transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c)"
An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What was the vesting schedule for Brian Daniel Alexander's Symbotic RSUs?
On April 23, 2025, Alexander received 246,135 restricted stock units. One-third vest on April 23, 2026, and one-twelfth vest quarterly thereafter, subject to his continued service on the applicable vesting dates.
AI-generated analysis. How Rhea-AI works. Not financial advice.
