Symbotic CTO James Kuffner converts 47,923 stock units

The award's schedule included one-third vesting on January 23, 2026, followed by quarterly one-twelfth installments, subject to continued service.

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Rhea-AI Filing Summary

Symbotic Inc. Chief Technology Officer James Kuffner reported conversion of 47,923 restricted stock units into 47,923 Class A common shares on October 23, 2026. Afterward, he directly held 239,616 restricted stock units and 267,781 Class A common shares. Each unit represented a contingent right to one share. The award of 575,048 units, granted January 23, 2025, was scheduled to vest one-third on January 23, 2026, then one-twelfth quarterly, subject to continued service.

Insider Trade Summary

47,923 shares exercised/converted

Exercise 2 txns

Insider Kuffner James

Role Chief Technology Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F1, F2}	47,923	$0.00	$0.00
Exercise	Class A Common Stock ^F1	47,923	--	--

Holdings After Transaction: Restricted Stock Units — 239,616 contracts (Direct); Class A Common Stock — 267,781 shares (Direct)

Footnotes (2)

F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
F2. On January 23, 2025, the Reporting Person was granted 575,048 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on January 23, 2026, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

Key Figures

Restricted stock units converted: 47,923 units Class A common shares acquired: 47,923 shares Restricted stock units held: 239,616 units +4 more

7 metrics

Restricted stock units converted 47,923 units October 23, 2026

Class A common shares acquired 47,923 shares October 23, 2026

Restricted stock units held 239,616 units Direct holdings following the transaction

Class A common shares held 267,781 shares Direct holdings following the transaction

Restricted stock units granted 575,048 units Granted January 23, 2025

First scheduled vesting installment 1/3 of the units January 23, 2026, subject to continued service

Subsequent scheduled vesting installments 1/12 of the units quarterly After January 23, 2026, subject to continued service

Key Terms

Restricted Stock Units, contingent right, vest

3 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right technical

"represents a contingent right to receive one share"

vest financial

"restricted stock units vest as follows"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SYM shares did Symbotic CTO James Kuffner receive from RSUs?

On October 23, 2026, he converted 47,923 restricted stock units into 47,923 Class A common shares. After the transaction, he directly held 267,781 Class A common shares and 239,616 restricted stock units.

What was the vesting schedule for James Kuffner's SYM restricted stock units?

The 575,048 restricted stock units were granted January 23, 2025. The award was scheduled to vest one-third on January 23, 2026, and one-twelfth quarterly thereafter, subject to his continued service with Symbotic Inc. on the applicable vesting dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/27/2026 - 09:33 PM EDT Accepted by SEC EDGAR 10/27/2026 - 09:33 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kuffner James

(Last)

(First)

(Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON

MASSACHUSETTS

01887

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/23/2026		M		47,923	A	⁽¹⁾	267,781	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	10/23/2026		M			47,923	⁽²⁾	⁽²⁾	Class A Common Stock	47,923	$0	239,616	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

2. On January 23, 2025, the Reporting Person was granted 575,048 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on January 23, 2026, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

Remarks:

	Corey Dufresne, Attorney-in-Fact for James Kuffner	10/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR