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Symbotic (SYM) director Eric Branderiz granted RSUs and converts 11,860 into Class A stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Symbotic Inc. director Eric Branderiz reported equity compensation and a conversion of awards into shares. On March 5, 2026, he received a grant of 4,738 restricted stock units, each representing a right to one share of Class A common stock. These units vest in full on the earliest of March 5, 2027, the company’s 2027 annual stockholder meeting, or a change of control, subject to continued service.

On the same date, 11,860 restricted stock units were exercised and converted into 11,860 shares of Class A common stock at a price of $0.00 per share, reflecting a standard equity award conversion rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Branderiz Eric

(Last) (First) (Middle)
C/O SYMBOTIC INC.
200 RESEARCH DRIVE

(Street)
WILMINGTON MA 01887

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/05/2026 M 11,860 A (1) 11,860 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/05/2026 A 4,738 (3) (3) Class A Common Stock 4,738 $0 4,738 D
Restricted Stock Units (2) 03/05/2026 M 11,860 (4) (4) Class A Common Stock 11,860 $0 0 D
Explanation of Responses:
1. Restricted stock units convert into Class A common stock on a one-for-one basis.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
3. The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
4. On May 14, 2025, the Reporting Person was granted 11,860 restricted stock units that vest in full upon the earliest of: (1) March 6, 2024, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
Remarks:
/s/ Corey Dufresne, Attorney-In-Fact for Eric Branderiz 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Symbotic (SYM) director Eric Branderiz report in this Form 4?

Eric Branderiz reported equity compensation activity, not an open-market trade. He received 4,738 restricted stock units and exercised 11,860 restricted stock units into 11,860 shares of Symbotic Class A common stock at $0.00 per share as part of his director compensation.

How many Symbotic (SYM) restricted stock units were granted to Eric Branderiz?

Eric Branderiz was granted 4,738 restricted stock units. Each unit represents a contingent right to receive one share of Symbotic’s Class A common stock, subject to vesting conditions tied to service and timing events such as the 2027 annual meeting or a change of control.

When do Eric Branderiz’s new Symbotic (SYM) restricted stock units vest?

The 4,738 restricted stock units vest in full at the earliest of March 5, 2027, Symbotic’s 2027 annual meeting of stockholders, or a change of control. Vesting requires Eric Branderiz to continue providing service to Symbotic through the applicable vesting date.

What conversion took place between Symbotic (SYM) RSUs and Class A shares?

11,860 restricted stock units were exercised and converted into 11,860 shares of Symbotic Class A common stock. The conversion occurred at $0.00 per share, reflecting a derivative exercise of previously granted equity awards rather than a cash purchase on the open market.

Does this Symbotic (SYM) Form 4 show any stock sales by Eric Branderiz?

No stock sales are reported for Eric Branderiz here. The Form 4 shows only acquisitions: a new grant of 4,738 restricted stock units and the exercise of 11,860 restricted stock units into an equal number of Class A common shares at no cash exercise price.

What does one Symbotic (SYM) restricted stock unit represent for Eric Branderiz?

Each restricted stock unit represents a contingent right to receive one share of Symbotic’s Class A common stock. Delivery of those shares depends on satisfying vesting conditions, including reaching specified dates or corporate events while Eric Branderiz continues to serve the company.
SYMBOTIC INC

NASDAQ:SYM

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6.61B
108.19M
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
WILMINGTON