STOCK TITAN

[Form 4] Symbotic Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Symbotic Inc. director Rollin L. Ford reported equity award and vesting-related activity in Symbotic Inc. Class A common stock. He received a grant of 4,738 restricted stock units, each representing a contingent right to one Class A share.

On the same date, 10,345 previously granted restricted stock units were exercised and converted into 10,345 shares of Class A common stock at a price of $0.00 per share. The new RSUs vest in full upon the earliest of March 5, 2027, the company’s 2027 annual stockholders’ meeting, or a change of control, provided he continues service. Additional Class A shares are held indirectly by the Rollin L Ford Trust and by his spouse, with footnotes noting limited voting and investment control over certain trust-held shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ford Rollin L.

(Last) (First) (Middle)
C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)
WILMINGTON MA 01887

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/05/2026 M 10,345 A (1) 24,852 D
Class A Common Stock 8,000 I By Rollin L Ford Trust
Class A Common Stock 30,000 I By Spouse(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 03/05/2026 A 4,738 (4) (4) Class A Common Stock 4,738 $0 4,738 D
Restricted Stock Units (3) 03/05/2026 M 10,345 (5) (5) Class A Common Stock 10,345 $0 0 D
Explanation of Responses:
1. Restricted stock units convert into Class A common stock on a one-for-one basis.
2. Rollin Ford may be considered to have an indirect pecuniary interest in 30,000 shares of Class A Common Stock held directly by the RLF 2020 Gift Trust, in which Mr. Ford's wife acts as trustee and to which Mr. Ford's immediate family have a pecuniary interest. Rollin Ford does not have voting or investment control over the shares and disclaims beneficial ownership of the shares held by the RLF 2020 Gift Trust except to the extent that Mr. Ford may be considered to have an indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held by the RLF 2020 Gift Trust for purposes of Section 16 or for any other purpose.
3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
4. The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
5. On March 6, 2025, the Reporting Person was granted 10,345 restricted stock units that vest in full upon the earliest of: (1) March 6, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
Remarks:
/s/ Corey Dufresne, as Attorney-in-Fact for Reporting Person 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did SYM director Rollin L. Ford report?

Rollin L. Ford reported an award of 4,738 restricted stock units and the exercise of 10,345 restricted stock units into 10,345 shares of Symbotic Inc. Class A common stock. These transactions reflect equity compensation and vesting rather than open-market buying or selling activity.

How many Symbotic (SYM) restricted stock units were granted to Rollin L. Ford?

Rollin L. Ford was granted 4,738 restricted stock units, each representing a contingent right to receive one share of Symbotic Inc. Class A common stock. The units vest upon specific future events, including a set date, an annual meeting, or a change of control, subject to continued service.

What are the vesting terms of Rollin L. Ford’s new SYM restricted stock units?

The 4,738 restricted stock units vest in full on the earliest of March 5, 2027, Symbotic Inc.’s 2027 Annual Meeting of Stockholders, or a change of control. Vesting is conditioned on Rollin L. Ford’s continued service with the company through the applicable vesting date.

How did Rollin L. Ford’s prior Symbotic (SYM) restricted stock units convert into shares?

10,345 previously granted restricted stock units were exercised and converted into 10,345 shares of Symbotic Inc. Class A common stock at $0.00 per share. The Form 4 notes that each restricted stock unit converts into one share of Class A common stock on a one-for-one basis.

Does Rollin L. Ford have indirect holdings of Symbotic (SYM) Class A common stock?

The filing reports indirect ownership of Class A common stock through the Rollin L Ford Trust and through his spouse. A footnote explains that certain trust-held shares are controlled by a trustee and that Rollin L. Ford disclaims beneficial ownership except for any indirect pecuniary interest.

Are Rollin L. Ford’s Symbotic (SYM) transactions open-market buys or sales?

The disclosed Symbotic transactions consist of an equity award and the exercise and conversion of restricted stock units into Class A shares at $0.00 per share. The Form 4 does not report any open-market purchases or sales by Rollin L. Ford in this instance.
SYMBOTIC INC

NASDAQ:SYM

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6.45B
108.19M
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
WILMINGTON