Symbotic (NASDAQ: SYM) director acquires shares via RSU grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Symbotic Inc. director Charles Kane reported equity awards tied to his board service. He received 4,738 restricted stock units (RSUs) and exercised 10,345 RSUs into an equal number of Class A shares at $0 per share, bringing his direct Class A holdings to 89,852 shares.

Each RSU converts into one Class A share. One RSU grant vests in full at the earliest of March 6, 2026, the 2026 annual meeting, or a change of control; the newer grant vests on a similar schedule anchored to March 5, 2027, in each case subject to his continued service.

Insider Trade Summary

10,345 shares exercised/converted

Mixed 3 txns

Insider KANE CHARLES

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	4,738	$0.00	--
Exercise	Restricted Stock Units	10,345	$0.00	--
Exercise	Class A Common Stock	10,345	$0.00	--

Holdings After Transaction: Restricted Stock Units — 4,738 shares (Direct); Class A Common Stock — 89,852 shares (Direct)

Footnotes (1)

Restricted stock units convert into Class A common stock on a one-for-one basis. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date. The restricted stock units vest in full upon the earliest of: (1) March 6, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

Form 4 Insider Transactions: What Each Field Means →

03/09/2026 - 05:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KANE CHARLES

(Last)

(First)

(Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON

01887

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	03/05/2026		M		10,345	A	⁽¹⁾	89,852	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	03/05/2026		A		4,738		⁽³⁾	⁽³⁾	Class A Common Stock	4,738	$0	4,738	D
Restricted Stock Units	⁽²⁾	03/05/2026		M			10,345	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	10,345	$0	0	D

Explanation of Responses:

1. Restricted stock units convert into Class A common stock on a one-for-one basis.

2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

3. The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

4. The restricted stock units vest in full upon the earliest of: (1) March 6, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

Remarks:

	/s/ Corey Dufresne, Attorney-in-Fact for Charles Kane	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Symbotic (SYM) director Charles Kane report?

Charles Kane reported equity awards related to his role as a Symbotic director. He received 4,738 restricted stock units and exercised 10,345 restricted stock units into the same number of Class A common shares, all at a reported price of $0 per share.

How many Symbotic (SYM) shares does Charles Kane hold after this Form 4?

After these transactions, Charles Kane directly holds 89,852 shares of Symbotic Class A common stock. This figure reflects the conversion of 10,345 restricted stock units into Class A shares reported in the filing, in addition to his previously held direct Class A share position.

What are the vesting terms of Charles Kane’s new Symbotic (SYM) RSU grant?

The new grant of 4,738 restricted stock units vests in full at the earliest of March 5, 2027, Symbotic’s 2027 annual stockholders meeting, or a change of control, provided Charles Kane continues serving the company through the applicable vesting date as described.

How do Charles Kane’s Symbotic (SYM) restricted stock units convert into shares?

Each restricted stock unit held by Charles Kane represents a contingent right to receive one share of Symbotic’s Class A common stock. Upon vesting and settlement, the RSUs convert on a one-for-one basis into Class A shares, according to the terms stated in the filing’s footnotes.

What earlier Symbotic (SYM) RSU grant for Charles Kane is referenced in this Form 4?

The filing references another RSU grant that fully vests at the earliest of March 6, 2026, Symbotic’s 2026 annual stockholders meeting, or a change of control. As with the newer award, vesting is conditioned on Charles Kane’s continued service with the company.

Did Charles Kane buy or sell Symbotic (SYM) shares on the open market?

The transactions reported involve an RSU grant and an exercise of derivative securities into Class A common stock at a price of $0 per share. The Form 4 does not show open-market purchases or sales; it reflects equity compensation and related share issuance mechanics.