Symbotic (SYM) CTO logs RSU vesting and mandated share sale

Rhea-AI Filing Summary

Symbotic Inc. Chief Technology Officer James Kuffner reported several equity transactions involving Class A common stock and restricted stock units. On February 25, 2026, he sold 3,669 shares of Class A common stock in an open-market transaction at an average price of $56.8365 per share.

The filing states these shares were sold to cover tax withholding obligations related to vesting restricted stock units and did not represent discretionary trades. On February 23, 2026, 9,748 restricted stock units were converted into the same number of Class A shares at no exercise price. Following these transactions, Kuffner directly held 151,061 Class A shares and 68,241 restricted stock units.

Insider Trade Summary

Net Seller: 3,669 shares ($208,533)

Net Sell 3 txns

Insider Kuffner James

Role Chief Technology Officer

Sold 3,669 shs ($209K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	3,669	$56.8365	$209K
Exercise	Restricted Stock Units	9,748	$0.00	--
Exercise	Class A Common Stock	9,748	$0.00	--

Holdings After Transaction: Class A Common Stock — 151,061 shares (Direct); Restricted Stock Units — 68,241 shares (Direct)

Footnotes (1)

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. This transaction represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales were mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction, and do not represent discretionary trades by the Reporting Person. In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $56.485 to $57.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. On November 23, 2024, the Reporting Person was granted 116,977 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on November 23, 2025, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kuffner James

(Last) (First) (Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON MA 01887

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/23/2026		M		9,748	A	(1)	154,730	D
Class A Common Stock	02/25/2026		S(2)		3,669	D	$56.8365(3)	151,061	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/23/2026		M			9,748	(4)	(4)	Class A Common Stock	9,748	$0	68,241	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

2. This transaction represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales were mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction, and do not represent discretionary trades by the Reporting Person.

3. In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $56.485 to $57.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

4. On November 23, 2024, the Reporting Person was granted 116,977 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on November 23, 2025, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

Remarks:

	Corey Dufresne, Attorney-in-Fact for James Kuffner	02/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transactions did Symbotic (SYM) CTO James Kuffner report?

James Kuffner reported RSU vesting and a related share sale. He acquired 9,748 Class A shares through restricted stock unit conversion and sold 3,669 shares to cover tax withholding obligations, as required under Symbotic’s equity incentive plan.

How many Symbotic (SYM) shares did the CTO sell and at what price?

The CTO sold 3,669 shares of Symbotic Class A common stock. The average sale price was $56.8365 per share, with individual trades occurring in a range between $56.485 and $57.00, according to the Form 4 footnote disclosure.

Were James Kuffner’s Symbotic (SYM) share sales discretionary trades?

The filing states the sales were not discretionary trades. The 3,669 shares were sold under a mandated “sell to cover” arrangement to fund tax withholding obligations arising from vesting and settlement of restricted stock units under Symbotic’s equity incentive plans.

How many Symbotic (SYM) shares and RSUs does the CTO hold after these transactions?

After the reported transactions, James Kuffner directly holds 151,061 shares of Symbotic Class A common stock. He also holds 68,241 restricted stock units, each representing a contingent right to receive one additional Class A share upon vesting and settlement.

What is the vesting schedule of James Kuffner’s Symbotic (SYM) RSU grant?

A grant of 116,977 restricted stock units was made on November 23, 2024. One-third of these units vest on November 23, 2025, and one-twelfth vests quarterly thereafter, subject to James Kuffner’s continued service with Symbotic on each applicable vesting date.