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Symbotic (SYM) director Merline Saintil granted RSUs and converts 10,345 units to shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Symbotic Inc. director Merline Saintil reported equity awards and conversions involving company stock. On March 5, 2026, she received a grant of 4,738 restricted stock units (RSUs), each representing a right to one share of Class A common stock, which vest in full on the earliest of March 5, 2027, the company’s 2027 annual stockholders meeting, or a change of control, subject to continued service.

That same day, 10,345 previously granted RSUs were exercised and converted into 10,345 shares of Class A common stock at a price of $0.00 per share. Following these transactions, she directly held 78,758 shares of Symbotic Class A common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saintil Merline

(Last) (First) (Middle)
C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)
WILMINGTON MA 01887

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/05/2026 M 10,345 A (1) 78,758 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/05/2026 A 4,738 (3) (3) Class A Common Stock 4,738 $0 4,738 D
Restricted Stock Units (2) 03/05/2026 M 10,345 (4) (4) Class A Common Stock 10,345 $0 0 D
Explanation of Responses:
1. Restricted stock units convert into Class A common stock on a one-for-one basis.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
3. The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
4. On March 6, 2025, the Reporting Person was granted 10,345 restricted stock units that vest in full upon the earliest of: (1) March 6, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
Remarks:
/s/ Corey Dufresne, Attorney-in-Fact for Merline Saintil 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Symbotic (SYM) director Merline Saintil report?

Merline Saintil reported three acquisition-related transactions. She received 4,738 new restricted stock units, exercised 10,345 existing RSUs, and received 10,345 shares of Class A common stock, all dated March 5, 2026, with no cash purchase price disclosed for these equity awards.

How many Symbotic (SYM) restricted stock units were newly granted to Merline Saintil?

She was granted 4,738 restricted stock units. Each RSU represents a contingent right to receive one share of Symbotic’s Class A common stock, subject to vesting conditions tied to March 5, 2027, the 2027 annual meeting, or a change of control and continued service.

What are the vesting terms of Merline Saintil’s new Symbotic (SYM) RSU award?

The 4,738 RSUs vest in full upon the earliest of three events. These are March 5, 2027, Symbotic’s 2027 Annual Meeting of Stockholders, or a change of control, in each case requiring Merline Saintil to remain in service with Symbotic through the applicable vesting date.

What RSU-to-share conversion did Merline Saintil report for Symbotic (SYM)?

She reported exercising 10,345 restricted stock units. Those RSUs converted into 10,345 shares of Symbotic Class A common stock on a one-for-one basis at a stated price of $0.00 per share, reflecting the settlement of previously granted equity awards rather than an open-market stock purchase.

How many Symbotic (SYM) shares does Merline Saintil own after these transactions?

After the reported transactions, she directly owned 78,758 shares. This figure reflects her Class A common stock holdings following the conversion of 10,345 RSUs into shares and the separate grant of 4,738 new restricted stock units that remain unconverted until they vest.

Were any of Merline Saintil’s Symbotic (SYM) transactions open-market buys or sells?

No open-market buys or sells were reported. The Form 4 shows only grant and conversion activities: an award of new restricted stock units and the exercise of existing RSUs into Class A common stock, all recorded at a transaction price of $0.00 per share.
SYMBOTIC INC

NASDAQ:SYM

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6.45B
108.19M
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
WILMINGTON