Symbotic Inc. SEC Filings

Symbotic Inc. (SYM) Form 144 summary: This notice reports a proposed sale of 29,420 shares of Symbotic common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,438,343.80, and an approximate sale date of 09/11/2025 on NASDAQ. The shares were acquired as restricted stock units on 01/23/2024 and the filer reports acquisition and payment dates of 01/23/2024. The filer, identified as Miriam Ort (address listed), sold 37,870 shares during the past three months for total gross proceeds of $1,498,547.16 across trades dated 06/12/2025, 07/24/2025, and 08/08/2025. The form includes the standard representation that the seller is not aware of undisclosed material adverse information.

Todd Krasnow, a director of Symbotic Inc. (SYM), reported transactions on September 3, 2025 under a Rule 10b5-1 trading plan. He redeemed 4,000 Symbotic Holdings Units for an equal number of Class A shares and sold those Class A shares the same day. The sales were executed in multiple transactions at prices ranging from $44.935 to $46.3375 per share. The filing discloses indirect holdings across related entities: 605,079 Class V-1 shares held by Inlet View, Inc., 40,000 Class A shares held by trusts, and 180,000 Class V-1 shares held indirectly by his spouse and an irrevocable trust.

Symbotic Inc. (SYM) director Andrew D. Ross received restricted stock unit grants recorded on Form 4. The filing shows two grants totaling 12,809 restricted stock units that each convert into one share of Class A common stock upon settlement.

The first grant of 5,104 RSUs vests in full upon the earliest of August 26, 2026, the 2026 annual meeting, or a change of control, subject to continued service. The second grant of 7,705 RSUs vests in three equal annual installments on August 26, 2026, 2027, and 2028, subject to continued service. Both grants have an effective transaction date of 08/26/2025 and report a $0 price per unit. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Ross on 08/28/2025.

Symbotic Inc. Form 3 (Initial Statement) shows that Andrew D. Ross is reported as a Director of Symbotic (SYM) with an event date of 08/26/2025. The filing lists a Wilmington, MA address and states no securities are beneficially owned by Mr. Ross at the time of this initial report. The form is signed by Corey Dufresne as Attorney-in-Fact on 08/28/2025 and includes a power of attorney exhibit (24.1).

Symbotic Inc. expanded its Board of Directors from eight to nine members and appointed Andrew Ross as a new director, effective August 26, 2025. Ross is President and Chief Operating Officer of Parker-Hannifin Corporation and brings extensive leadership experience from multiple senior roles since joining Parker-Hannifin in 1998. He will participate in Symbotic’s standard non-employee director compensation program and has entered into the company’s customary indemnification agreement.

The company also reported that on August 7, 2025, the SEC informed Symbotic it has concluded its previously disclosed investigation and does not intend to recommend an enforcement action. The investigation related to alleged violations of Rule 21F-17, the company’s 2024 revenue restatement for the year ended September 28, 2024, and certain other matters, and its closure removes this specific regulatory uncertainty.

Symbotic Inc. (SYM) Form 4: The RBC Millennium GST Non-Exempt Trust reported same-day transactions on August 22, 2025 that changed its beneficial ownership. The reporting person redeemed 220,000 Symbotic Holdings Units for 220,000 shares of Class A Common Stock and sold an aggregate 220,000 Class A shares that same day. The sales occurred in multiple trades at prices ranging from $45.90 to $47.16 per share, reported in two aggregated ranges of $45.90 to $46.895 and $46.90 to $47.16. Following the transactions, the Trust holds 220,000 shares of Class A Common Stock and beneficial ownership totals shown include 2,072,405 shares of Class V-1 Common Stock and 165,427,479 restricted stock units convertible into Class A shares. The filing notes that redeemed Symbotic Holdings Units and the corresponding Class V-1 shares were cancelled and retired for no consideration.

Symbotic Inc. (SYM) filed a Form 144 reporting a proposed sale of 220,000 shares of common stock on NASDAQ through Morgan Stanley Smith Barney. The notice lists an aggregate market value of $10,218,516 and indicates 111,314,938 shares outstanding, with an approximate sale date of 08/22/2025. The shares were acquired on 06/07/2022 as founder stock from the issuer and paid for in cash. The filer reports no securities sold in the past three months and affirms they are not aware of any undisclosed material adverse information about the issuer.

Charles Kane, a director of Symbotic Inc. (SYM), reported transactions dated 08/19/2025 in which he redeemed 25,000 Symbotic Holdings Units for an equal number of Class A common shares and then sold those 25,000 Class A shares the same day in multiple block trades at prices reported in aggregated ranges from $46.38 to $49.99. After the transactions, Mr. Kane beneficially owns 604,353 shares of Class V-1 common stock and 79,507 shares of Class A common stock, reflecting the redemption and the same-day sales. The filing was signed by an attorney-in-fact on behalf of Mr. Kane on 08/21/2025.

Maria G. Freve, Vice President, Controller and Chief Accounting Officer of Symbotic Inc. (SYM), reported the sale of 2,000 shares of Class A common stock on 08/18/2025 at a price of $51.93 per share. The sale was executed pursuant to a Rule 10b5-1 trading plan established on May 19, 2025. Following the reported transaction, the filing shows the Reporting Person beneficially owned 1,312 shares in a direct form. The Form 4 was signed by an attorney-in-fact on behalf of Ms. Freve on 08/20/2025.