CEO of TransAct Technologies (NASDAQ: TACT) converts 8,675 RSUs to stock

Rhea-AI Filing Summary

TransAct Technologies CEO John Dillon exercised previously granted Restricted Stock Units that vested under the company’s 2014 Equity Incentive Plan, converting 8,675 RSUs into the same number of common shares at a price of $0.00 per share.

After these derivative exercises and conversions on February 28, March 1, and March 2, Dillon directly owned 167,218 shares of common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DILLON JOHN

(Last) (First) (Middle)

2319 WHITNEY AVENUE

(Street)

HAMDEN CT 06518

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TRANSACT TECHNOLOGIES INC [ TACT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		M		5,825	A	(1)	164,368	D
Common Stock	03/01/2026		M		1,600	A	(2)	165,968	D
Common Stock	03/02/2026		M		1,250	A	(3)	167,218	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/28/2026		M			5,825	(1)	(1)	Common Stock	5,825	(1)	11,650	D
Restricted Stock Units	(2)	03/01/2026		M			1,600	(2)	(2)	Common Stock	1,600	(2)	1,600	D
Restricted Stock Units	(3)	03/02/2026		M			1,250	(3)	(3)	Common Stock	1,250	(3)	0	D

Explanation of Responses:

1. Restricted Stock Units issued on February 29, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

2. Restricted Stock Units issued on March 1, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

3. Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

	/s/ Madison Gallagher, Attorney-in-Fact for John Dillion	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did TACT CEO John Dillon report in this Form 4 filing?

John Dillon reported the exercise and conversion of vested Restricted Stock Units into common stock. These transactions reflect equity awards under TransAct’s 2014 Equity Incentive Plan, increasing his directly owned common shares without any open-market purchases or sales.

How many TransAct Technologies (TACT) shares did the CEO acquire?

The CEO acquired 8,675 shares of common stock through RSU conversions. These came from three separate batches of Restricted Stock Units that vested and converted on a one-for-one basis into common shares at a stated price of $0.00 per share.

On what dates did the TACT RSU conversions take place?

The RSU conversions occurred on February 28, March 1, and March 2, 2026. Each date involved exercises of vested Restricted Stock Units that had been granted in prior years under the 2014 Equity Incentive Plan and were converting into common stock.

What is John Dillon’s direct common stock ownership after these transactions?

After these transactions, John Dillon directly owned 167,218 shares of TransAct common stock. This figure reflects his holdings following the final RSU-to-common-stock conversion reported, showing his updated direct equity stake in the company.

Were the TACT CEO’s transactions open-market buys or sales?

The transactions were not open-market buys or sales; they were derivative exercises and conversions. Dillon’s Restricted Stock Units vested and converted into common stock at a stated price of $0.00 per share, consistent with typical equity award settlement mechanics.

Which equity plan governed the Restricted Stock Units exercised by TACT’s CEO?

The Restricted Stock Units were issued under TransAct’s 2014 Equity Incentive Plan, as Amended and Restated. Footnotes state that these RSUs vest 25% annually starting one year after grant and convert into common stock on a one-for-one basis upon vesting.