Form 144: Proposed sale by holder for TFIN (TFIN) lists 13,878 shares
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of shares of Common Stock by a selling holder affiliated with Harrison Barnes. The filing lists specific prior open-market purchases on 06/13/2022 and 06/14/2022 and a prior sale dated 05/01/2026 with 13,878 shares and $940,827.09 shown.
Positive
- None.
Negative
- None.
Key Figures
Reported sale shares: 13,878 shares
Proceeds shown: $940,827.09
Open-market purchases: 3,800 shares and 4,500 shares
+1 more
4 metrics
Reported sale shares
13,878 shares
Securities Sold During The Past 3 Months (05/01/2026)
Proceeds shown
$940,827.09
Securities Sold During The Past 3 Months (05/01/2026)
Open-market purchases
3,800 shares and 4,500 shares
Open Market purchases on 06/13/2022 and 06/14/2022
Form type
Form 144
Notice of proposed sale under SEC rules
Key Terms
Form 144, Open Market Purchase, Securities Sold During The Past 3 Months
3 terms
Form 144 regulatory
"144: Securities Sold During The Past 3 Months"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Open Market Purchase market
"Common | 06/13/2022 | Open Market Purchase"
An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.
Securities Sold During The Past 3 Months regulatory
"144: Securities Sold During The Past 3 Months | HARRISON BARNES"
FAQ
What does the TFIN Form 144 filing report?
The filing reports proposed sales of Common Stock by a selling holder represented by Morgan Stanley Smith Barney LLC. It lists past open-market purchases on 06/13/2022 and 06/14/2022 and a reported sale of 13,878 shares with proceeds of $940,827.09.
Who is the broker or representative listed on the filing?
The filing identifies Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York, NY. It is listed in the securities information as the broker/representative handling the Form 144 transactions in the excerpt.
Does this Form 144 indicate the sales were completed?
Form 144 is a notice of proposed sale and does not by itself confirm completion. The excerpt lists prior purchases and a reported sale date, but it does not provide a definitive closing confirmation of future proposed transactions.