Form 144: Proposed sale notice lists 13,878 shares

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of shares of Common Stock by a selling holder affiliated with Harrison Barnes.

Accepted by SEC EDGAR 05/04/2026 - 04:13 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of shares of Common Stock by a selling holder affiliated with Harrison Barnes. The filing lists specific prior open-market purchases on 06/13/2022 and 06/14/2022 and a prior sale dated 05/01/2026 with 13,878 shares and $940,827.09 shown.

Key Figures

Reported sale shares: 13,878 shares Proceeds shown: $940,827.09 Open-market purchases: 3,800 shares and 4,500 shares +1 more

4 metrics

Reported sale shares 13,878 shares Securities Sold During The Past 3 Months (05/01/2026)

Proceeds shown $940,827.09 Securities Sold During The Past 3 Months (05/01/2026)

Open-market purchases 3,800 shares and 4,500 shares Open Market purchases on 06/13/2022 and 06/14/2022

Form type Form 144 Notice of proposed sale under SEC rules

Key Terms

Form 144, Open Market Purchase, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase market

"Common | 06/13/2022 | Open Market Purchase"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months | HARRISON BARNES"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the TFIN Form 144 filing report?

The filing reports proposed sales of Common Stock by a selling holder represented by Morgan Stanley Smith Barney LLC. It lists past open-market purchases on 06/13/2022 and 06/14/2022 and a reported sale of 13,878 shares with proceeds of $940,827.09.

How many shares and proceeds are shown in the TFIN excerpt?

The excerpt shows a sale entry of 13,878 shares with proceeds of $940,827.09. These figures appear under the "Securities Sold During The Past 3 Months" section attributed to Harrison Barnes at the listed address.

Who is the broker or representative listed on the filing?

The filing identifies Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York, NY. It is listed in the securities information as the broker/representative handling the Form 144 transactions in the excerpt.

Does this Form 144 indicate the sales were completed?

Form 144 is a notice of proposed sale and does not by itself confirm completion. The excerpt lists prior purchases and a reported sale date, but it does not provide a definitive closing confirmation of future proposed transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001893802
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	TRIUMPH FINANCIAL, INC.
SEC File Number	001-36722
Address of Issuer	12700 Park Central Drive Dallas TEXAS 75251
Phone	(214) 365-6900
Name of Person for Whose Account the Securities are To Be Sold	HARRISON BARNES
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	former board member

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8300	549875.00	23806253	05/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/13/2022	Open Market Purchase	Open Market			3800	06/13/2022	Cash
Common	06/14/2022	Open Market Purchase	Open Market			4500	06/14/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
HARRISON BARNES 12700 Park Central Drive Dallas TX 75251	Common	05/01/2026	13878	940827.09

144: Remarks and Signature

Remarks
Date of Notice	05/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Harrison Barnes
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)