Triumph Financial, Inc. (TFIN) director gifts 1,657 common shares

Rhea-AI Filing Summary

Triumph Financial, Inc. reported that one of its directors made a charitable gift of 1,657 shares of common stock on December 16, 2025. The transaction was coded as a gift at a reported price of $0, reflecting a transfer to a 501(c)(3) charitable organization.

After this transaction, the director directly owned 9,176 Triumph Financial common shares. The director also directly held 26,500 Depository Shares, with each Depository Share representing a 1/40th interest in a share of the company’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock.

Insider Trade Summary

1,657 shares gifted

Mixed 2 txns

Insider Deadman Davis R

Role Director

Type	Security	Shares	Price	Value
Gift	Common Stock	1,657	$0.00	--
holding	Depository Shares	--	--	--

Holdings After Transaction: Common Stock — 9,176 shares (Direct); Depository Shares — 26,500 shares (Direct)

Footnotes (1)

1. Represents a gift by the reporting person to a 501(c)(3) charitable organization Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Deadman Davis R

(Last) (First) (Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS TX 75251

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/16/2025		G		1,657(1)	D	$0	9,176	D
Depository Shares(2)								26,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a gift by the reporting person to a 501(c)(3) charitable organization

2. Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	12/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Triumph Financial, Inc. (TFIN) disclose?

A Triumph Financial director reported a charitable gift of 1,657 common shares of the company’s stock, coded as a gift transaction.

When did the Triumph Financial (TFIN) director make the stock gift?

The charitable gift of common stock was reported with a transaction date of December 16, 2025.

How many Triumph Financial common shares does the director own after the gift?

Following the reported gift, the director directly owns 9,176 shares of Triumph Financial common stock.

Was the Triumph Financial director’s transaction a sale for cash?

No. The transaction was reported as a gift to a 501(c)(3) charitable organization with a stated price of $0 per share.

What are the Triumph Financial Depository Shares mentioned in the report?

The director holds 26,500 Depository Shares. Each Depository Share represents a 1/40th interest in a share of Triumph Financial’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

Does the Triumph Financial filing indicate the director is a 10% owner?

The report marks the individual’s relationship to Triumph Financial as a Director, and the 10% owner box is not marked.