Welcome to our dedicated page for Triumph Financial SEC filings (Ticker: TFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Triumph Financial, Inc. filings document a public financial and technology company with common stock and Series C preferred stock registered for exchange trading. Form 8-K reports cover quarterly operating results furnished with shareholder letters, non-GAAP reconciliations and forward-looking risk language tied to the company’s freight payments, factoring, banking and intelligence business.
Other filings disclose capital-structure actions, including preferred stock dividend declarations and common stock repurchase authorization. Proxy materials and annual meeting reports cover director elections, advisory executive-compensation votes and shareholder voting results, while company event filings also document TBK Bank credit exposure and collateral matters when they affect reported public-company disclosures.
Triumph Financial, Inc. reported that one of its directors made a charitable gift of 5,144 shares of common stock on December 15, 2025. The shares were transferred at a price of $0, reflecting a donation to a 501(c)(3) organization.
After this transaction, the director beneficially owns 127,970 common shares directly, including shares held jointly with a spouse, and an additional 10,000 shares indirectly as trustee of the Charles A. Anderson Exempt Trust.
Triumph Financial, Inc. reported that one of its directors made a charitable gift of 1,657 shares of common stock on December 16, 2025. The transaction was coded as a gift at a reported price of $0, reflecting a transfer to a 501(c)(3) charitable organization.
After this transaction, the director directly owned 9,176 Triumph Financial common shares. The director also directly held 26,500 Depository Shares, with each Depository Share representing a 1/40th interest in a share of the company’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock.
Triumph Financial, Inc. reported that its President & CEO, who is also a director, made a charitable gift of 4,325 shares of common stock on 12/11/2025. The transaction is coded as a gift at a price of $0 per share and was made to 501(c)(3) charitable organizations.
After this transaction, the reporting person beneficially owns 140,233 shares directly, consisting of 118,698 shares plus 21,535 shares of restricted stock or restricted stock units that are subject to future vesting requirements. In addition, 3,315 shares are beneficially owned indirectly through the reporting person’s spouse via a Roth IRA account.
Triumph Financial, Inc. reported that its board of directors has declared a quarterly cash dividend on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock. The dividend is $17.81 per preferred share, which equals $0.44525 per depositary share, with each depositary share representing a 1/40 interest in a Series C preferred share.
The dividend will be paid on December 30, 2025, to shareholders of record of the Series C Preferred Stock as of December 15, 2025. The company also furnished a press release with these details as an exhibit, and reiterated standard cautionary language about forward-looking statements and the risks that could affect future results.
Kayne Anderson Rudnick Investment Management, LLC filed an amended Schedule 13G reporting 11.5% beneficial ownership, equal to 2,723,729 shares, of Triumph Financial Inc (TFIN) as of the event date 09/30/2025.
Additional reporting persons include Virtus Investment Advisers, LLC at 5.8% (1,365,869 shares) and Virtus Equity Trust on behalf of Virtus KAR Small-Cap Growth Fund at 5.5% (1,303,659 shares). The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Triumph Financial, Inc. (TFIN) reported Q3 2025 results showing modest revenue stability but lower profitability. Net income was $1,708, down from $5,347 a year ago, as higher operating costs outweighed gains in fee-based revenue. Diluted EPS was $0.04.
Net interest income was $87,833 versus $88,699 in Q3 2024, while noninterest income increased to $21,448 from $17,497 on stronger fee income. Noninterest expense rose to $103,714 from $95,646, driven by higher salaries and technology-related costs, contributing to the earnings decline. Credit loss expense was $4,284, similar to last year.
On the balance sheet, loans, net were $4,953,373 (up from $4,506,246 at December 31, 2024) and total deposits were $4,955,246 (up from $4,820,820). Federal Home Loan Bank advances increased to $280,000 from $30,000, adding funding support. Total assets reached $6,357,149 and stockholders’ equity was $919,333. Goodwill and intangible assets rose alongside the build‑out of the Intelligence segment, including recent acquisitions. Shares outstanding were 23,763,401 as of October 13, 2025.
Triumph Financial, Inc. furnished its quarterly update and announced a new capital return plan. The company reported results for the quarter ended September 30, 2025 via a shareholder letter (Exhibit 99.1), which includes non-GAAP measures with reconciliations.
The board authorized a share repurchase program of up to $30 million of common stock for up to one year. Repurchases may occur at the company’s discretion in open market or privately negotiated transactions, with the amount and timing influenced by the stock’s trading price, applicable securities laws, regulatory limitations, and market and economic factors. The program does not require any minimum repurchase amount and may be modified, suspended, or discontinued at any time.
Management also furnished an investor presentation (Exhibit 99.2). The information under Items 2.02 and 7.01, including Exhibits 99.1 and 99.2, is being furnished and not deemed filed under the Exchange Act.
Triumph Financial, Inc. disclosed that its wholly owned subsidiary, TBK Bank, SSB, serves as agent bank for a $60.5 million loan facility to Tricolor Holdings, LLC, of which TBK Bank holds approximately $23 million. The loan is secured by collateral, including a perfected first lien on vehicle inventory.
On September 10, 2025, Tricolor and its affiliates filed for Chapter 7 bankruptcy in the United States District Court for the Northern District of Texas. TBK Bank is working to secure and consolidate the vehicle collateral, and the company notes that forward-looking statements are subject to risks and uncertainties described in its Annual Report on Form 10-K.
Triumph Financial, Inc. (TFIN) insider sale reported on Form 4. Edward J. Schreyer, EVP and Chief Operating Officer, sold 7,275 shares of common stock on 09/02/2025 at a weighted average price of $60.43 per share. After the sale, Schreyer beneficially owns 17,919 shares, consisting of 2,891 directly owned shares and 15,028 restricted shares or restricted stock units subject to future vesting.
The filing indicates the transaction may have been made under a Rule 10b5-1 plan. The form is signed by an attorney-in-fact on behalf of the reporting person.
Triumph Financial, Inc. (TFIN) Form 144 discloses a proposed sale of 7,275 shares of common stock through UBS Financial Services on Nasdaq with an aggregate market value of $439,992.00 and an approximate sale date of 09/02/2025. The shares were acquired as RSUs on 05/01/2025 from the issuer and payment was recorded as 05/01/2025. The filing also reports a prior sale of 7,275 shares by Edward Schreyer on 06/09/2025 generating gross proceeds of $436,500.00. The filer affirms they are not aware of undisclosed material adverse information.