Welcome to our dedicated page for Triumph Financial SEC filings (Ticker: TFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Triumph Financial, Inc. (TFIN) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Triumph is a Texas-incorporated financial and technology company with a focus on payments, factoring, intelligence and banking for freight transactions, and its filings offer detailed insight into how this business is structured and governed.
Through documents such as Form 8-K, Triumph reports material events, including board decisions on quarterly cash dividends for its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, share repurchase authorizations, workforce restructuring initiatives, changes in exchange listings and specific credit situations involving its bank subsidiary, TBK Bank, SSB. These filings also contain forward-looking statement disclosures and discussions of risks related to commercial banking, transportation industry concentration, credit quality, liquidity, competition and regulatory changes.
Filings like Form 25 document the company’s notification of removal from listing and/or registration of its securities on a particular exchange, such as its voluntary withdrawal from The Nasdaq Stock Market LLC in connection with a transfer of listing to the New York Stock Exchange. Other exhibits referenced in Triumph’s filings include shareholder letters and investor presentations that expand on financial results and strategic positioning.
On Stock Titan, users can review Triumph’s SEC reports in one place and use AI-powered summaries to interpret complex sections of 8-Ks and related exhibits. This helps readers quickly understand key points about dividends, capital actions, listing changes, risk factors and operational updates disclosed by Triumph Financial, Inc. over time.
Triumph Financial, Inc. disclosed that its wholly owned subsidiary, TBK Bank, SSB, serves as agent bank for a $60.5 million loan facility to Tricolor Holdings, LLC, of which TBK Bank holds approximately $23 million. The loan is secured by collateral, including a perfected first lien on vehicle inventory.
On September 10, 2025, Tricolor and its affiliates filed for Chapter 7 bankruptcy in the United States District Court for the Northern District of Texas. TBK Bank is working to secure and consolidate the vehicle collateral, and the company notes that forward-looking statements are subject to risks and uncertainties described in its Annual Report on Form 10-K.
Triumph Financial, Inc. (TFIN) insider sale reported on Form 4. Edward J. Schreyer, EVP and Chief Operating Officer, sold 7,275 shares of common stock on 09/02/2025 at a weighted average price of $60.43 per share. After the sale, Schreyer beneficially owns 17,919 shares, consisting of 2,891 directly owned shares and 15,028 restricted shares or restricted stock units subject to future vesting.
The filing indicates the transaction may have been made under a Rule 10b5-1 plan. The form is signed by an attorney-in-fact on behalf of the reporting person.
Triumph Financial, Inc. (TFIN) Form 144 discloses a proposed sale of 7,275 shares of common stock through UBS Financial Services on Nasdaq with an aggregate market value of $439,992.00 and an approximate sale date of 09/02/2025. The shares were acquired as RSUs on 05/01/2025 from the issuer and payment was recorded as 05/01/2025. The filing also reports a prior sale of 7,275 shares by Edward Schreyer on 06/09/2025 generating gross proceeds of $436,500.00. The filer affirms they are not aware of undisclosed material adverse information.
Triumph Financial, Inc. reported that its board of directors declared a quarterly cash dividend on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock. The dividend is $17.81 per share of Series C Preferred Stock, which is equivalent to $0.44525 per depositary share, with each depositary share representing a 1/40th interest in a share of Series C Preferred Stock.
The dividend will be payable on September 30, 2025, to shareholders of record of the Series C Preferred Stock as of September 15, 2025. The company also furnished a press release as an exhibit and included standard cautionary language regarding forward-looking statements and risk factors.
Adam D. Nelson, EVP and General Counsel of Triumph Financial, Inc. (TFIN), reported a sale of 3,500 shares of Common Stock on 08/25/2025 at a reported price of $60.39 per share under a 10b5-1 plan. After the transaction, Mr. Nelson beneficially owns 27,832 shares, consisting of 23,768 directly owned shares and 4,064 restricted shares or RSUs subject to future vesting. The Form 4 was signed on 08/26/2025.
Aaron P. Graft, President & CEO and a director of Triumph Financial, Inc. (TFIN), executed a planned sale of 6,500 shares of the company's common stock on 08/22/2025 at a weighted-average price of $60.18 per share under a written plan indicated by the checked Rule 10b5-1 box. After the transaction, Mr. Graft beneficially owned 144,558 shares (consisting of 123,023 directly held shares and 21,535 restricted shares/RSUs subject to vesting). An additional 3,315 shares are indirectly owned through his spouse via a custodial IRA.
Triumph Financial, Inc. (TFIN) filed a Form 144 disclosing a proposed sale of 3,500 shares of common stock through Merrill Lynch on the NASDAQ with an aggregate market value of $211,164.00. The shares were originally acquired as a stock bonus on 04/01/2018 from "TRIUMPH" and the filing identifies an approximate sale date of 08/25/2025.
The notice also reports a related sale of 3,500 shares on 07/01/2025 generating $210,345.00 in gross proceeds. The filing includes the standard Rule 10b5-1/representation language and a signature notice certifying no undisclosed material adverse information.
Triumph Financial, Inc. announced a workforce reduction affecting approximately 5% of its employees as part of broader cost-saving initiatives. The company expects to record about $4.5 million in charges, largely in the third quarter of 2025, mainly for one-time severance and related employee benefits.
The reduction in force, along with cuts in facilities, legacy technology, vendor spending and travel, is expected to generate $18 to $20 million in annualized run-rate cash savings. Triumph anticipates realizing around 80% of these savings starting in the fourth quarter of 2025, with the remainder in the first half of 2026. Management links these actions to technology investments that have improved efficiency and states they are intended to strengthen the company’s competitive position and support long-term growth.
Triumph Financial, Inc. is the subject of a Form 25 filing with the SEC, in which The NASDAQ Stock Market LLC gives notice of the removal of Triumph’s securities from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934.
The filing covers Triumph’s common stock, par value $0.01 per share, and its depositary shares, each representing a 1/40th interest in a share of 7.125% Series C fixed-rate non-cumulative perpetual preferred stock. The notification is signed on behalf of the company by its Executive Vice President & General Counsel, Adam D. Nelson.
Triumph Financial, Inc. filed an 8-K to disclose that its Board has authorized a voluntary transfer of the company’s common stock (symbol: TFIN) and its 7.125% Series C preferred depositary shares from the Nasdaq Global Select Market to the New York Stock Exchange (NYSE).
Key timing disclosed: trading on Nasdaq is expected to cease after the close on 18 Aug 2025; trading on the NYSE is slated to begin at market open on 19 Aug 2025. The preferred depositary shares will trade on the NYSE under “TFIN PR.” In addition, the common stock is scheduled to list on NYSE Texas on 20 Aug 2025. Nasdaq was notified of the withdrawal on 7 Aug 2025, and the NYSE has already approved the new listings.
The company furnished a press release (Exhibit 99.1) on 8 Aug 2025 under Item 7.01 to announce the move. No financial metrics, capital raising, or operational changes were included in this filing; the disclosure is limited to the mechanics and dates of the exchange transfer.