Welcome to our dedicated page for Triumph Financial SEC filings (Ticker: TFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Triumph Financial, Inc. filings document a public financial and technology company with common stock and Series C preferred stock registered for exchange trading. Form 8-K reports cover quarterly operating results furnished with shareholder letters, non-GAAP reconciliations and forward-looking risk language tied to the company’s freight payments, factoring, banking and intelligence business.
Other filings disclose capital-structure actions, including preferred stock dividend declarations and common stock repurchase authorization. Proxy materials and annual meeting reports cover director elections, advisory executive-compensation votes and shareholder voting results, while company event filings also document TBK Bank credit exposure and collateral matters when they affect reported public-company disclosures.
Triumph Financial, Inc. (TFIN) filed a Form 144 disclosing a proposed sale of 3,500 shares of common stock through Merrill Lynch on the NASDAQ with an aggregate market value of $211,164.00. The shares were originally acquired as a stock bonus on 04/01/2018 from "TRIUMPH" and the filing identifies an approximate sale date of 08/25/2025.
The notice also reports a related sale of 3,500 shares on 07/01/2025 generating $210,345.00 in gross proceeds. The filing includes the standard Rule 10b5-1/representation language and a signature notice certifying no undisclosed material adverse information.
Triumph Financial, Inc. announced a workforce reduction affecting approximately 5% of its employees as part of broader cost-saving initiatives. The company expects to record about $4.5 million in charges, largely in the third quarter of 2025, mainly for one-time severance and related employee benefits.
The reduction in force, along with cuts in facilities, legacy technology, vendor spending and travel, is expected to generate $18 to $20 million in annualized run-rate cash savings. Triumph anticipates realizing around 80% of these savings starting in the fourth quarter of 2025, with the remainder in the first half of 2026. Management links these actions to technology investments that have improved efficiency and states they are intended to strengthen the company’s competitive position and support long-term growth.
Triumph Financial, Inc. is the subject of a Form 25 filing with the SEC, in which The NASDAQ Stock Market LLC gives notice of the removal of Triumph’s securities from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934.
The filing covers Triumph’s common stock, par value $0.01 per share, and its depositary shares, each representing a 1/40th interest in a share of 7.125% Series C fixed-rate non-cumulative perpetual preferred stock. The notification is signed on behalf of the company by its Executive Vice President & General Counsel, Adam D. Nelson.
Triumph Financial, Inc. filed an 8-K to disclose that its Board has authorized a voluntary transfer of the company’s common stock (symbol: TFIN) and its 7.125% Series C preferred depositary shares from the Nasdaq Global Select Market to the New York Stock Exchange (NYSE).
Key timing disclosed: trading on Nasdaq is expected to cease after the close on 18 Aug 2025; trading on the NYSE is slated to begin at market open on 19 Aug 2025. The preferred depositary shares will trade on the NYSE under “TFIN PR.” In addition, the common stock is scheduled to list on NYSE Texas on 20 Aug 2025. Nasdaq was notified of the withdrawal on 7 Aug 2025, and the NYSE has already approved the new listings.
The company furnished a press release (Exhibit 99.1) on 8 Aug 2025 under Item 7.01 to announce the move. No financial metrics, capital raising, or operational changes were included in this filing; the disclosure is limited to the mechanics and dates of the exchange transfer.