Every Form 4 that Triumph Financial, Inc. (TFIN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow TFIN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full TFIN filings page.
Triumph Financial, Inc. (TFIN) executive Edward Joseph Schreyer, EVP and Chief Operating Officer, reported selling 2,900 shares of common stock on 2026-08-20 in an open-market or private transaction at a weighted average price of $73.75 per share, under a Rule 10b5-1 trading plan. After this sale, Schreyer reports beneficial ownership of 15,534 shares, consisting of 3,534 shares of common stock and 12,000 restricted shares or RSUs subject to future vesting.
Triumph Financial, Inc. executive Nelson Adam D, EVP and General Counsel, sold 3,750 shares of common stock on August 4, 2026 at $79.05 per share in a sale described as an open-market or private transaction. After this trade, he holds 23,755 shares, consisting of 19,294 shares beneficially owned and 4,461 restricted shares or restricted stock units subject to future vesting requirements. The transaction was not reported as made under a Rule 10b5-1 trading plan.
Triumph Financial, Inc. executive vice president and chief operating officer Edward Joseph Schreyer reported an open-market sale of 2,900 shares of common stock on May 22, 2026 at a weighted average price of $66.70 per share. After this transaction, he beneficially owns 18,434 shares, consisting of 6,434 shares directly owned and 12,000 shares of restricted stock or restricted stock units that are subject to future vesting requirements. This filing reflects a routine insider sale while the executive maintains a meaningful remaining equity stake in the company.
Triumph Financial, Inc. disclosed that Todd Ritterbusch, President of TBK Bank, SSB, made an open‑market purchase of 7,000 shares of common stock at a weighted average price of $67.01 per share. Following this transaction, he directly owns 22,804 common shares and 21,000 depository shares.
Footnotes explain that his common stock stake includes 17,402 shares he beneficially owns outright and 5,402 restricted stock or restricted stock units that are subject to future vesting. Each depository share represents a 1/40th interest in Triumph’s 7.125% Series C preferred stock.
Triumph Financial, Inc. reported equity compensation changes for Todd Ritterbusch, President of TBK Bank. On the reported date, he received 2,017 and 2,359 shares of common stock as grant or award acquisitions at a stated price of $0.0000 per share. The filing also shows 1,431 common shares disposed of to cover tax withholding obligations at $67.55 per share, which is not an open-market sale. Following these transactions, one line shows direct ownership of 15,218 common shares. In addition, he received employee stock options covering 4,376 underlying common shares at an exercise price of $67.55 per share, expiring in 2036, alongside previously granted options at exercise prices between $51.25 and $88.63 with expirations from 2031 to 2035.
Triumph Financial, Inc. director and President & CEO Aaron P. Graft reported equity awards and holdings. On May 1, 2026, he acquired 10,730 and 9,391 shares of common stock as grant or award transactions, represented by restricted stock units that vest ratably over four years or based on performance goals. Following these awards, he directly owns 169,303 shares of common stock, including restricted shares and RSUs subject to future vesting. He also holds a new grant of 17,418 employee stock options with a $67.55 exercise price expiring in 2036, alongside multiple earlier option grants at exercise prices ranging from $25.80 to $88.63. In addition, 3,315 shares are indirectly owned through his spouse’s IRA.
Triumph Financial, Inc. executive Adam D. Nelson, EVP and General Counsel, reported compensation-related equity activity on May 1, 2026. He received 3,432 employee stock options with an exercise price of $67.55 per share, expiring May 1, 2036, plus common stock awards of 1,850 and 2,017 shares. The amendment corrects an earlier report to reflect the 2,017‑share grant. In connection with restricted stock and performance awards vesting, 1,194 shares of common stock were forfeited to cover tax withholding obligations at $67.55 per share. Reported holdings include 23,044 shares beneficially owned, 4,461 restricted shares or RSUs subject to vesting, and several outstanding option grants over additional common shares at exercise prices between $31.00 and $88.63.
Triumph Financial EVP and COO Edward Joseph Schreyer reported equity compensation changes in Triumph Financial, Inc. common stock. He received two grants of common stock totaling 6,854 shares (4,163 and 2,691 shares) at no cost, structured as restricted stock and restricted stock units that vest ratably over four years based on service and performance conditions. He also received 7,722 non-qualified employee stock options with an exercise price of $67.55 per share, expiring in 2036, which become exercisable over four years. To cover tax withholding on vesting awards, 3,439 shares of common stock were forfeited rather than sold on the market. Following these transactions, Schreyer holds 24,773 shares of common stock directly, consisting of 9,334 currently owned shares and 12,000 restricted or RSU shares subject to future vesting, plus multiple option grants covering additional shares of Triumph Financial common stock.
Triumph Financial, Inc. Chief Financial Officer William B. Voss reported routine equity-compensation activity. He received 2,691 shares of common stock as a grant or award and 2,220 shares earned from performance-based restricted stock units. The company withheld 1,672 shares at $67.55 per share to cover tax obligations on vesting, which is not an open-market sale. Voss also received 4,118 employee stock options for common stock at an exercise price of $67.55 per share, expiring in 2036. After these transactions, he directly holds 17,668 shares of common stock, including 10,525 shares beneficially owned and 5,471 restricted shares or RSUs subject to future vesting, and maintains multiple outstanding option grants with various exercise prices and expiration dates.
Triumph Financial, Inc. director Michael P. Rafferty received an award of 1,258 shares of common stock as restricted stock units that vest one year from the award date. The award was recorded at a price of $0.00 per share as a compensation grant, not an open-market purchase.
This amended Form 4 corrects a prior filing that mistakenly reported 1,528 shares instead of 1,258. After the award, Rafferty directly and jointly beneficially owns 38,301 shares of common stock, including 20,909 shares held individually, 1,258 restricted shares or units subject to vesting, and 16,134 shares held jointly with his spouse. He also directly holds 9,338 depository shares, each representing a 1/40th interest in Triumph Financial’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock acquired in an underwritten public offering.
Triumph Financial, Inc. director Carlos M. Sepulveda reported receiving an equity award of 1,628 shares of common stock in the form of restricted stock or restricted stock units at $0.00 per share, described as a grant, award, or other acquisition for compensation.
After this award, he holds 352,940 shares of common stock directly, plus 12,798 depository shares representing interests in the company’s 7.125% Series C preferred stock, and 265 common shares indirectly through his spouse. The time-vested restricted stock units vest one year from the award date.
Triumph Financial EVP and General Counsel Adam D. Nelson reported equity compensation changes and related tax withholding. He received 2,710 and 1,850 shares of common stock as grant or award acquisitions, and 3,432 employee stock options with a $67.55 exercise price expiring on May 1, 2036.
In connection with vesting of restricted stock and performance awards, 1,194 shares of common stock were disposed of to cover tax withholding obligations at $67.55 per share. Following these transactions, he directly holds 29,392 common shares, consisting of 23,737 shares beneficially owned and 4,461 restricted shares or RSUs subject to future vesting requirements.
Anderson Charles Albert reported acquisition or exercise transactions in this Form 4 filing.
Triumph Financial, Inc. director Charles A. Anderson received an equity grant of 1,258 shares of common stock as a grant or award, at a stated price of $0.00 per share. These time-vested restricted stock units vest one year from the award date.
After this grant, Anderson directly holds 129,228 shares of Triumph Financial common stock, including 1,258 restricted shares or units subject to future vesting and 12,741 shares held jointly with his spouse. Separately, 10,000 shares are held in the Charles A. Anderson Exempt Trust, where he acts as trustee and disclaims beneficial ownership except for his pecuniary interest.
Triumph Financial, Inc. director Debra A. Bradford received an award of 1,258 shares of common stock, recorded as a grant/award acquisition at $0.00 per share. These time-vested restricted stock units vest one year from the award date. Following the grant, she directly holds 8,537 shares, including restricted stock subject to future vesting requirements, and an additional 3,348 shares are held indirectly through the Bradford Living Trust, where she is trustee and disclaims beneficial ownership except for her pecuniary interest.
McSherry Melissa K reported acquisition or exercise transactions in this Form 4 filing.
Triumph Financial, Inc. director Melissa K. McSherry received an equity grant of 1,258 shares of Common Stock in the form of time-vested restricted stock units, awarded at $0.00 per share as compensation rather than an open-market purchase. These restricted stock units vest one year from the award date. Following the grant, she beneficially owns a total of 1,871 shares, consisting of 613 shares already held and 1,258 shares of restricted stock or restricted stock units subject to future vesting conditions.
Triumph Financial, Inc. director C. Todd Sparks reported an equity award and updated holdings. He received 1,258 shares of common stock in the form of time-vested restricted stock units, which vest one year from the award date. Following this grant, he directly holds 50,757 shares, including the 1,258 restricted shares subject to future vesting requirements. He also has indirect ownership of 4,000 shares through C. Todd Sparks FLP, 122,119 shares through SBS Equity, LLC, and 5,959 shares held by his spouse. He exercises voting and dispositive control over these indirect shares and disclaims beneficial ownership except to the extent of his pecuniary interest.
Rafferty Michael P reported acquisition or exercise transactions in this Form 4 filing.
Triumph Financial director Michael P. Rafferty received a grant of 1,528 shares of common stock on May 1, 2026 as a stock award at $0.00 per share. These shares are represented by time-vested restricted stock units that vest one year from the award date.
After this grant, Rafferty directly holds 38,571 shares of Triumph Financial common stock, including restricted shares and restricted stock units subject to future vesting requirements and shares held jointly with his spouse. A separate line in the filing shows direct ownership of 9,338 Depository Shares representing interests in the company’s 7.125% Series C preferred stock, which were purchased in an underwritten public offering.
Triumph Financial director Deadman Davis R reported an equity award of 1,258 shares of common stock, classified as a grant or award acquisition at $0.00 per share. These time-vested restricted stock units vest one year from the award date, bringing his direct common stock holdings to 10,434 shares. He also directly holds 26,500 Depository Shares, each representing a 1/40th interest in the company’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock.
Easley Laura reported acquisition or exercise transactions in this Form 4 filing.
Triumph Financial, Inc. director Laura Easley reported an equity award and updated share holdings. She received 1,258 shares of Common Stock as a grant of restricted stock or restricted stock units at $0.00 per share, described as time-vested units that vest one year from the award date. Following this award, she directly beneficially owns 9,559 shares, which include 8,301 currently beneficially owned shares and the 1,258 restricted shares or units subject to future vesting requirements. Separately, 1,895 shares are held indirectly through the Easley Family Trust, where she is trustee and disclaims beneficial ownership except to the extent of her pecuniary interest.
Triumph Financial, Inc. Chief Financial Officer William B. Voss exercised employee stock options for 427 shares of common stock at $15.87 per share and then sold 427 shares at a weighted average price of $59.57 on March 10, 2026.
After these transactions, he directly owned 12,757 shares, consisting of 7,729 shares and 5,028 restricted shares or restricted stock units subject to future vesting under the company’s 2014 Omnibus Incentive Plan.
Triumph Financial, Inc. President and CEO Aaron P. Graft reported an open‑market purchase of 8,949 shares of common stock on February 27, 2026 at a weighted average price of $55.87 per share. After this trade, he directly owns 149,182 shares, consisting of 127,647 shares he beneficially owns and 21,535 shares of restricted stock or restricted stock units that are subject to future vesting. In addition, 3,315 shares are indirectly owned through his spouse’s IRA account.
Triumph Financial, Inc. executive Adam D. Nelson, who serves as EVP and General Counsel, reported selling 3,000 shares of the company’s common stock on 12/18/2025. The shares were sold at a price of $65.18 per share. After this transaction, he beneficially owns a total of 24,832 shares, consisting of 20,768 directly owned shares and 4,064 shares of restricted stock or restricted stock units that are subject to future vesting requirements. The filing was made as a Form 4 for a single reporting person.
Triumph Financial, Inc. reported that one of its directors made a charitable gift of 5,144 shares of common stock on December 15, 2025. The shares were transferred at a price of $0, reflecting a donation to a 501(c)(3) organization.
After this transaction, the director beneficially owns 127,970 common shares directly, including shares held jointly with a spouse, and an additional 10,000 shares indirectly as trustee of the Charles A. Anderson Exempt Trust.
Triumph Financial, Inc. reported that one of its directors made a charitable gift of 1,657 shares of common stock on December 16, 2025. The transaction was coded as a gift at a reported price of $0, reflecting a transfer to a 501(c)(3) charitable organization.
After this transaction, the director directly owned 9,176 Triumph Financial common shares. The director also directly held 26,500 Depository Shares, with each Depository Share representing a 1/40th interest in a share of the company’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock.
Triumph Financial, Inc. reported that its President & CEO, who is also a director, made a charitable gift of 4,325 shares of common stock on 12/11/2025. The transaction is coded as a gift at a price of $0 per share and was made to 501(c)(3) charitable organizations.
After this transaction, the reporting person beneficially owns 140,233 shares directly, consisting of 118,698 shares plus 21,535 shares of restricted stock or restricted stock units that are subject to future vesting requirements. In addition, 3,315 shares are beneficially owned indirectly through the reporting person’s spouse via a Roth IRA account.