What are Laura Easley’s direct Triumph Financial share holdings after the grant?

After the reported grant, her directly beneficially owned position is 9,559 shares of Common Stock. This total consists of 8,301 shares she beneficially owns plus 1,258 restricted shares or units that remain subject to future vesting requirements under the award terms.

Triumph Financial (TFIN) director receives 1,258-share equity award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Easley Laura reported acquisition or exercise transactions in this Form 4 filing.

Triumph Financial, Inc. director Laura Easley reported an equity award and updated share holdings. She received 1,258 shares of Common Stock as a grant of restricted stock or restricted stock units at $0.00 per share, described as time-vested units that vest one year from the award date. Following this award, she directly beneficially owns 9,559 shares, which include 8,301 currently beneficially owned shares and the 1,258 restricted shares or units subject to future vesting requirements. Separately, 1,895 shares are held indirectly through the Easley Family Trust, where she is trustee and disclaims beneficial ownership except to the extent of her pecuniary interest.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Easley Laura

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,258	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 9,559 shares (Direct, null); Common Stock — 1,895 shares (Indirect, Easley Family Trust)

Footnotes (1)

Shares represented by time-vested restricted stock units that vest one year from date of award. Consists of (i) 8,301 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. These 1,895 shares are beneficially owned by reporting person as trustee of the Easley Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

Key Figures

Equity grant: 1,258 shares Grant price: $0.00 per share Direct holdings after grant: 9,559 shares +2 more

5 metrics

Equity grant 1,258 shares Restricted stock or restricted stock units granted to Laura Easley

Grant price $0.00 per share Price per share for 1,258-share restricted award

Direct holdings after grant 9,559 shares Total directly beneficially owned Common Stock after transaction

Indirect trust holdings 1,895 shares Shares held via Easley Family Trust with disclaimed beneficial ownership

Time-vested RSUs 1,258 units Restricted stock units vest one year from date of award

Key Terms

restricted stock units, time-vested, beneficially owned, pecuniary interest, +1 more

5 terms

restricted stock units financial

"Shares represented by time-vested restricted stock units that vest one year from date of award."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

time-vested financial

"Shares represented by time-vested restricted stock units that vest one year from date of award."

Time-vested describes a right—such as stock options, restricted shares, or pension benefits—that becomes fully owned by an individual only after they have waited for or worked through a specified period. For investors, it matters because these delayed ownership rules affect when insiders or employees can sell shares, which influences share supply, executive incentives, and the timing of potential stock dilution or insider-driven stock sales.

beneficially owned financial

"Consists of (i) 8,301 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units..."

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

pecuniary interest financial

"Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein."

Easley Family Trust financial

"These 1,895 shares are beneficially owned by reporting person as trustee of the Easley Family Trust."

Form 4 Insider Transactions: What Each Field Means →

05/05/2026 - 04:31 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Easley Laura

(Last)

(First)

(Middle)

12700 PARK CENTRAL CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS

TEXAS

75251

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/01/2026		A		1,258⁽¹⁾	A	$0	9,559⁽²⁾	D
Common Stock								1,895	I	Easley Family Trust⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares represented by time-vested restricted stock units that vest one year from date of award.

2. Consists of (i) 8,301 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

3. These 1,895 shares are beneficially owned by reporting person as trustee of the Easley Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Triumph Financial (TFIN) director Laura Easley report on this Form 4?

Laura Easley reported an equity grant and updated her holdings. She received 1,258 shares of Triumph Financial Common Stock as restricted stock or restricted stock units and disclosed updated direct and indirect share ownership positions, including trust-held shares.

How many Triumph Financial (TFIN) shares were granted to Laura Easley?

She was granted 1,258 shares of Common Stock as a restricted stock or restricted stock unit award. The grant price is reported as $0.00 per share, indicating it is an equity award rather than an open-market purchase, subject to vesting conditions.

When do Laura Easley’s Triumph Financial restricted stock units vest?

The filing states that the time-vested restricted stock units vest one year from the date of award. This means the 1,258 granted units are subject to a one-year vesting period before becoming fully vested shares available to her.

What Triumph Financial shares are held through the Easley Family Trust?

The filing notes 1,895 shares of Triumph Financial Common Stock are beneficially owned by Laura Easley as trustee of the Easley Family Trust. She disclaims beneficial ownership of these shares except to the extent of her pecuniary interest in the trust’s holdings.

Is Laura Easley’s Triumph Financial grant an acquisition or sale of shares?

The transaction is recorded with code A, described as a grant, award, or other acquisition. It reflects an acquisition of 1,258 shares of Common Stock as equity compensation, with no reported open-market buying or selling associated with this Form 4.