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Director at Triumph Financial (TFIN) receives 1,258-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

McSherry Melissa K reported acquisition or exercise transactions in this Form 4 filing.

Triumph Financial, Inc. director Melissa K. McSherry received an equity grant of 1,258 shares of Common Stock in the form of time-vested restricted stock units, awarded at $0.00 per share as compensation rather than an open-market purchase. These restricted stock units vest one year from the award date. Following the grant, she beneficially owns a total of 1,871 shares, consisting of 613 shares already held and 1,258 shares of restricted stock or restricted stock units subject to future vesting conditions.

Positive

  • None.

Negative

  • None.
Insider McSherry Melissa K
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,258 $0.00 --
Holdings After Transaction: Common Stock — 1,871 shares (Direct, null)
Footnotes (1)
  1. Shares represented by time-vested restricted stock units that vest one year from date of award. Consists of (i) 613 shares beneficially owned by reporting person. and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
Equity grant size 1,258 shares Restricted stock or restricted stock units granted to director
Grant price per share $0.00 per share Compensation-related award, not open-market purchase
Total shares after grant 1,871 shares Beneficially owned following reported transaction
Previously held shares 613 shares Beneficially owned by reporting person before this grant
time-vested restricted stock units financial
"Shares represented by time-vested restricted stock units that vest one year from date of award."
beneficially owned financial
"Consists of (i) 613 shares beneficially owned by reporting person."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
restricted stock or restricted stock units financial
"and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McSherry Melissa K
(Last)(First)(Middle)
12700 PARK CENTRAL DRIVE
SUITE 1700
(Street)
DALLAS TEXAS 75251
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026A1,258(1)A$01,871(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares represented by time-vested restricted stock units that vest one year from date of award.
2. Consists of (i) 613 shares beneficially owned by reporting person. and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
Remarks:
/s/ Adam D. Nelson, Attorney-in-fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Triumph Financial (TFIN) director Melissa K. McSherry report on this Form 4?

Melissa K. McSherry reported receiving an equity grant of 1,258 shares of Triumph Financial Common Stock. The grant is in the form of restricted stock or restricted stock units and reflects a compensation-related award rather than an open-market stock purchase.

Is the Triumph Financial (TFIN) transaction a stock purchase by the director?

No, the transaction is not an open-market stock purchase. It is a grant of 1,258 shares of restricted stock or restricted stock units at $0.00 per share, indicating a compensation-related award instead of the director buying shares in the market.

When do Melissa K. McSherry’s restricted stock units in Triumph Financial (TFIN) vest?

The restricted stock units reported by Melissa K. McSherry vest one year from the date of award. Until vesting, they remain subject to time-based vesting requirements, meaning she does not fully own all the granted shares immediately.

How many Triumph Financial (TFIN) shares does Melissa K. McSherry beneficially own after this grant?

After the grant, she beneficially owns 1,871 shares of Triumph Financial Common Stock. This consists of 613 shares already held plus 1,258 shares of restricted stock or restricted stock units that remain subject to future vesting conditions.

What is the structure of the equity award reported by Triumph Financial (TFIN) director McSherry?

The award consists of time-vested restricted stock units representing 1,258 shares of Common Stock. These units vest one year from the grant date and form part of her overall beneficial ownership, alongside previously held shares.