Vanguard Capital Management (TFIN) discloses 5.01% Triumph Financial ownership on 13G
Rhea-AI Filing Summary
Vanguard Capital Management LLC, together with certain affiliates, reports beneficial ownership of 1,194,592 shares of Triumph Financial Inc common stock on a Schedule 13G. This represents 5.01% of the class as of June 30, 2026.
Vanguard has sole voting power over 174,973 shares and sole dispositive power over 1,194,592 shares, with no shared voting or dispositive power. The holdings include securities owned by Vanguard funds and managed accounts over which Vanguard or its listed affiliates exercise voting and/or dispositive authority. Vanguard and these accounts have the right to receive dividends and sale proceeds, but no other single person’s interest exceeds 5% of the class.
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Key Figures
Beneficial ownership: 1,194,592 shares
Percent of class: 5.01%
Sole voting power: 174,973 shares
+3 more
6 metrics
Beneficial ownership
1,194,592 shares
Amount of Triumph Financial Inc common stock beneficially owned by Vanguard Capital Management
Percent of class
5.01%
Portion of Triumph Financial Inc common stock class reported as owned
Sole voting power
174,973 shares
Shares of Triumph Financial Inc over which Vanguard has sole voting power
Shared voting power
0 shares
Shares of Triumph Financial Inc over which Vanguard has shared voting power
Sole dispositive power
1,194,592 shares
Shares of Triumph Financial Inc over which Vanguard has sole dispositive power
Shared dispositive power
0 shares
Shares of Triumph Financial Inc over which Vanguard has shared dispositive power
Key Terms
beneficially owned, dispositive power, sole voting power, percent of class, +2 more
6 terms
beneficially owned financial
"this reflects the securities beneficially owned, or deemed to be beneficially owned, by Vanguard"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
dispositive power financial
"over which Vanguard Capital Management LLC exercises dispositive power"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
sole voting power financial
"Sole Voting Power 174,973.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
percent of class financial
"Percent of class: 5.01 %"
Percent of class is the portion of a specific category of securities—such as a company’s common shares, preferred shares, or a bond series—that takes part in or approves a corporate action (vote, consent, tender, etc.). Investors watch this number because it reveals how much support or opposition exists within that particular shareholder group; like counting how many members of a club back a proposal, it can determine whether a plan passes or how influence is distributed.
Schedule 13G regulatory
"In accordance with SEC Release No. 34-39538 (January 12, 1998)"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
Investment Company Act of 1940 regulatory
"investment companies registered under the Investment Company Act of 1940"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What percentage of Triumph Financial Inc (TFIN) does Vanguard Capital Management report owning?
Vanguard Capital Management reports beneficial ownership of 5.01% of Triumph Financial Inc’s common stock. This stake is based on 1,194,592 shares reported as beneficially owned on Schedule 13G as of June 30, 2026.
Does any other person have more than 5% economic interest in Vanguard’s TFIN holdings?
No other person has more than a 5% interest in the Triumph Financial Inc securities reported by Vanguard. Vanguard notes that no single other person’s interest in the reported securities exceeds this 5% threshold.
Which Vanguard entities are included in the Triumph Financial Inc (TFIN) 13G filing?
The filing covers securities beneficially owned by Vanguard Capital Management LLC and affiliates including Vanguard Asset Management Limited, Vanguard Fiduciary Trust Company, Vanguard Global Advisers, LLC, and Vanguard Investments Australia Ltd, as well as certain Vanguard funds and managed accounts.
Who signed the Vanguard Capital Management Schedule 13G for TFIN and in what capacity?
The Schedule 13G was signed by My Trieu-Gatt as Authorized Signatory, Head of Global Fund Administration. The signature confirms the reporting on behalf of Vanguard Capital Management with respect to Triumph Financial Inc shares.