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UP Fintech (NASDAQ: TIGR) director reports ADS and RSU stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

UP Fintech Holding Ltd director Yang Conor Chia-hung filed an initial ownership report showing equity interests in the company. The filing lists 19,999 American Depositary Shares held directly. It also reports 100,005 restricted stock units tied to Class A ordinary shares, scheduled to vest in full on January 23, 2027, contingent on continued service.

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Insider Yang Conor Chia-hung
Role Director
Type Security Shares Price Value
holding American Depositary Shares -- -- --
holding Class A ordinary shares -- -- --
Holdings After Transaction: American Depositary Shares — 19,999 shares (Direct); Class A ordinary shares — 100,005 shares (Direct)
Footnotes (1)
  1. Each ADS represents 15 Class A Ordinary Shares of the Issuer. The securities represents 100,005 restricted stock units ('RSUs') granted to the Reporting Person. Each RSU represents a contingent right to receive one Class A Ordinary Share of the Issuer. These RSUs settle exclusively in shares of the Issuer and do not have a cash settlement alternative. The RSUs are scheduled to vest in full on January 23, 2027, subject to the Reporting Person's continued service through such date.
ADS holdings 19,999 American Depositary Shares Direct holdings reported on Form 3
RSU grant 100,005 restricted stock units Equity award tied to Class A ordinary shares
RSU vesting date January 23, 2027 RSUs vest in full on this date, subject to service
ADS ratio 1 ADS = 15 Class A ordinary shares Conversion ratio disclosed in footnote
American Depositary Shares financial
"The filing lists 19,999 American Depositary Shares held directly."
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
restricted stock units financial
"The securities represents 100,005 restricted stock units ('RSUs') granted to the Reporting Person."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A ordinary shares financial
"Each RSU represents a contingent right to receive one Class A Ordinary Share of the Issuer."
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yang Conor Chia-hung
(Last)(First)(Middle)
NO. 16 TAIYANGGONG MIDDLE ROAD
(Street)
BEIJINGCHINA100020
(City)(State)(Zip)
CHINA
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
UP Fintech Holding Ltd [ TIGR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares(1)19,999D
Class A ordinary shares(2)100,005D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each ADS represents 15 Class A Ordinary Shares of the Issuer.
2. The securities represents 100,005 restricted stock units ('RSUs') granted to the Reporting Person. Each RSU represents a contingent right to receive one Class A Ordinary Share of the Issuer. These RSUs settle exclusively in shares of the Issuer and do not have a cash settlement alternative. The RSUs are scheduled to vest in full on January 23, 2027, subject to the Reporting Person's continued service through such date.
/s/YANG Chia Hung04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the TIGR Form 3 filing by Yang Conor Chia-hung show?

The Form 3 shows initial ownership by director Yang Conor Chia-hung in UP Fintech. It lists 19,999 American Depositary Shares and 100,005 restricted stock units tied to Class A ordinary shares, giving investors a baseline view of his equity stake and incentives.

How many American Depositary Shares does Yang Conor Chia-hung hold in UP Fintech (TIGR)?

The filing reports that Yang Conor Chia-hung directly holds 19,999 American Depositary Shares. These ADSs represent an indirect interest in UP Fintech’s Class A ordinary shares and form part of his overall economic exposure to the company as a board member.

What are the details of the 100,005 RSUs reported in the TIGR Form 3?

The Form 3 discloses 100,005 restricted stock units granted to Yang Conor Chia-hung. Each RSU represents a contingent right to receive one Class A ordinary share, settles only in shares, and is scheduled to vest in full on January 23, 2027, subject to continued service.

What is the ADS-to-share ratio for UP Fintech (TIGR) in this filing?

A footnote states that each American Depositary Share represents 15 Class A ordinary shares of UP Fintech. This ratio helps investors translate the 19,999 ADS position into the underlying number of ordinary shares represented by those depositary receipts.

When do Yang Conor Chia-hung’s RSUs in UP Fintech vest?

The filing notes that the 100,005 RSUs are scheduled to vest in full on January 23, 2027. Vesting is conditioned on his continued service through that date, aligning his long-term incentives with the company’s performance over several years.