UP Fintech director granted 399,990 RSUs

UP Fintech Holding Ltd director LIU JIAN received a grant of 399,990 Restricted Stock Units (RSUs) on March 19, 2026.

Rhea-AI Filing Summary

UP Fintech Holding Ltd director LIU JIAN received a grant of 399,990 Restricted Stock Units (RSUs) on March 19, 2026. Each RSU converts into one Class A Ordinary Share, with no cash settlement option. The RSUs vest in four annual tranches from March 19, 2027 through March 19, 2030.

After this grant, LIU JIAN beneficially owns 500,010 Class A Ordinary Shares, including 399,990 shares underlying the new RSUs and 100,020 shares from RSUs that vested on March 19, 2026. This is a compensation-related award rather than an open-market share purchase or sale.

Insider Trade Summary

Grant/Award: 399,990 shares

Grant/Award 1 txn

Insider LIU JIAN

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Ordinary Shares	399,990	$0.00	$0.00

Holdings After Transaction: Class A Ordinary Shares — 500,010 shares (Direct)

Footnotes (3)

1. F1. Represents Restricted Stock Units (RSUs) granted to the Reporting Person on March 19, 2026.
2. F2. On March 19, 2026 (the "Grant Date"), the Reporting Person was granted an aggregate of 399,990 Restricted Stock Units ("RSUs") of UP Fintech Holding Limited (the "Issuer"). Each RSU represents the right to receive one Class A Ordinary Share of the Issuer upon vesting (1:1 ratio). The RSUs settle exclusively in Class A Ordinary Shares; no cash settlement alternative exists. The RSUs vest as follows, subject to continued employment or service through each applicable vesting date: (i) 99,990 RSUs vest on March 19, 2027; (ii) 99,990 RSUs vest on March 19, 2028; (iii) 99,990 RSUs vest on March 19, 2029; and (iv) 100,020 RSUs vest on March 19, 2030.
3. F3. The amount of securities beneficially owned following this transaction (500,010) consists of: (a) 399,990 Class A Ordinary Shares underlying the RSUs granted herein; and (b) 100,020 Class A Ordinary Shares previously reported on Form 3 (filed on March 18, 2026), representing RSUs that vested on March 19, 2026.

FAQ

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What insider transaction did UP Fintech (TIGR) report for director LIU JIAN?

UP Fintech reported that director LIU JIAN received a grant of 399,990 Restricted Stock Units (RSUs) on March 19, 2026. These RSUs are a compensation-related award and not an open-market share purchase or sale.

How do the 399,990 RSUs granted to LIU JIAN at UP Fintech (TIGR) vest?

The 399,990 RSUs vest in four annual installments, subject to continued service. 99,990 RSUs vest on March 19, 2027, 99,990 on March 19, 2028, 99,990 on March 19, 2029, and 100,020 on March 19, 2030.

What does each RSU granted to LIU JIAN by UP Fintech (TIGR) represent?

Each RSU represents the right to receive one Class A Ordinary Share of UP Fintech upon vesting. The RSUs settle exclusively in shares, with no cash settlement alternative available under the terms described.

How many UP Fintech (TIGR) shares does LIU JIAN beneficially own after this Form 4 transaction?

Following this grant, LIU JIAN beneficially owns 500,010 Class A Ordinary Shares. This consists of 399,990 shares underlying the newly granted RSUs and 100,020 shares from RSUs that vested on March 19, 2026.

Are the RSUs granted to LIU JIAN at UP Fintech (TIGR) linked to employment conditions?

Yes. The vesting of the RSUs is subject to continued employment or service through each applicable vesting date. If service ends before a vesting date, the unvested RSUs may not be delivered under the stated terms.

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Accepted by SEC EDGAR 03/19/2026 - 07:31 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LIU JIAN

(Last) (First) (Middle)

NO. 16 TAIYANGGONG MIDDLE ROAD

(Street)

BEIJING CHINA 100020

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
UP Fintech Holding Ltd [ TIGR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares(1)	03/19/2026(2)		A		399,990	A	$0	500,010(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Restricted Stock Units (RSUs) granted to the Reporting Person on March 19, 2026.

2. On March 19, 2026 (the "Grant Date"), the Reporting Person was granted an aggregate of 399,990 Restricted Stock Units ("RSUs") of UP Fintech Holding Limited (the "Issuer"). Each RSU represents the right to receive one Class A Ordinary Share of the Issuer upon vesting (1:1 ratio). The RSUs settle exclusively in Class A Ordinary Shares; no cash settlement alternative exists. The RSUs vest as follows, subject to continued employment or service through each applicable vesting date: (i) 99,990 RSUs vest on March 19, 2027; (ii) 99,990 RSUs vest on March 19, 2028; (iii) 99,990 RSUs vest on March 19, 2029; and (iv) 100,020 RSUs vest on March 19, 2030.

3. The amount of securities beneficially owned following this transaction (500,010) consists of: (a) 399,990 Class A Ordinary Shares underlying the RSUs granted herein; and (b) 100,020 Class A Ordinary Shares previously reported on Form 3 (filed on March 18, 2026), representing RSUs that vested on March 19, 2026.

	/s/Jian Liu	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)