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Tilray Brands (TLRY) grants 281,901 RSUs and withholds shares for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tilray Brands, Inc. reports that Chief Strategy Officer Denise M. Faltischek exercised previously granted restricted stock units (RSUs) on July 29 and 30, 2026, converting 93,685 and 26,120 RSUs, respectively, into an equal number of Tilray common shares. In connection with these vestings, 49,654 and 13,844 common shares were withheld at $3.99 and $4.20 per share to satisfy tax obligations.

On July 29, 2026, Faltischek also received a new award of 281,901 RSUs, vesting 50% on July 29, 2027 and 50% on July 29, 2028, subject to continued employment. All reported RSU and share amounts reflect Tilray’s 1‑for‑10 reverse stock split effective December 2, 2025.

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Insider FALTISCHEK DENISE M
Role Chief Strategy Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F6 26,120 $0.00 $0.00
Exercise Common Stock F1, F2 26,120 $0.00 $0.00
Exercise Price or Tax Liability Common Stock F2 13,844 $4.20 $58K
Exercise Restricted Stock Units F1, F4 93,685 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F5 281,901 $0.00 $0.00
Exercise Common Stock F1, F2, F3 93,685 $0.00 $0.00
Exercise Price or Tax Liability Common Stock F2 49,654 $3.99 $198K
Holdings After Transaction: Restricted Stock Units — 375,586 shares (Direct); Common Stock — 138,785 shares (Direct)
Footnotes (6)
  1. F1. Each unit represents a contingent right to receive one (1) share of Tilray Common Stock.
  2. F2. Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested restricted stock unites ("RSUs").
  3. F3. Effective December 2, 2025, Tilray implemented a 1-for-10 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. All RSUs and listed securities amounts have been adjusted to reflect the Reverse Stock Split.
  4. F4. Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 29, 2026, and July 29, 2027, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.
  5. F5. Subject to the reporting person's continued employment through the vesting date, the RSUs shall vest as follows: 50% on the 1-year anniversary of grant date, July 29, 2027 and the remaining 50% on the 2-year anniversary, July 29, 2028.
  6. F6. Subject to the reporting person's continuous employment through the vesting date, the 2024 LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2025, and July 26, 2026, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary resignation by the reporting person prior to the vesting date, all RSUs will be forfeited.
New RSU grant 281,901 units Restricted stock units granted to Chief Strategy Officer on July 29, 2026
RSUs converted July 29, 2026 93,685 units RSUs exercised and converted into common stock
RSUs converted July 30, 2026 26,120 units RSUs exercised and converted into common stock
Shares withheld for taxes 49,654 shares at $3.99 Common shares withheld on July 29, 2026 to satisfy tax obligations
Shares withheld for taxes 13,844 shares at $4.20 Common shares withheld on July 30, 2026 to satisfy tax obligations
Reverse stock split ratio 1-for-10 Reverse split of Tilray common stock effective December 2, 2025
Restricted Stock Units financial
"Each unit represents a contingent right to receive one (1) share of Tilray Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
reverse stock split financial
"Tilray implemented a 1-for-10 reverse stock split of its outstanding shares of Common Stock."
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
beneficially owned financial
"Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
LTIP RSUs financial
"the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 29, 2026"

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FAQ

What insider equity transactions did Tilray (TLRY) report for Denise Faltischek?

Tilray reported that Chief Strategy Officer Denise M. Faltischek exercised RSUs into 93,685 and 26,120 common shares and had shares withheld to cover related tax obligations. She also received a new grant of 281,901 RSUs subject to future vesting.

How many RSUs were granted to Tilray (TLRY) Chief Strategy Officer Denise Faltischek?

Denise Faltischek received a new award of 281,901 restricted stock units (RSUs). According to the grant terms, these RSUs vest in two equal installments: 50% on July 29, 2027 and the remaining 50% on July 29, 2028, contingent on continued employment.

What were the RSU conversion details in Tilray (TLRY)’s Form 4 for Denise Faltischek?

Faltischek converted 93,685 RSUs on July 29, 2026, and 26,120 RSUs on July 30, 2026, each into an equal number of Tilray common shares. Each unit represents a contingent right to receive one share of Tilray common stock.

How many Tilray (TLRY) shares were withheld for taxes in this Form 4?

Tilray reports that 49,654 common shares were withheld at $3.99 per share on July 29, 2026, and 13,844 shares were withheld at $4.20 per share on July 30, 2026, to satisfy tax obligations related to RSU vesting.

What vesting conditions apply to the new RSU grant reported by Tilray (TLRY)?

The 281,901 RSU grant to Denise Faltischek vests 50% on July 29, 2027 and 50% on July 29, 2028, provided she remains employed through each vesting date. Unvested RSUs are forfeited upon certain earlier employment terminations.

How does Tilray (TLRY)’s reverse stock split affect the share figures in this Form 4?

Tilray implemented a 1‑for‑10 reverse stock split of its common stock effective December 2, 2025. All RSU and share amounts in Denise Faltischek’s Form 4 are adjusted to reflect this split, so reported figures are on a post‑split basis.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FALTISCHEK DENISE M

(Last)(First)(Middle)
C/O TILRAY BRANDS, INC.
265 TALBOT STREET WEST

(Street)
LEAMINGTONA6N8H 4H3

(City)(State)(Zip)

CANADA (FEDERAL LEVEL)

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tilray Brands, Inc. [ TLRY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Strategy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/29/2026M93,685(1)A$0.00176,163(2)(3)D
Common Stock07/29/2026F49,654D$3.99126,509(2)D
Common Stock07/30/2026M26,120(1)A$0.00152,629(2)D
Common Stock07/30/2026F13,844D$4.2138,785(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/29/2026M93,685 (4) (4)Common Stock93,685$0.0093,685D
Restricted Stock Units(1)07/29/2026A281,901 (5) (5)Common Stock281,901$0.00281,901D
Restricted Stock Units(1)07/30/2026M26,120 (6) (6)Common Stock26,120$0.000D
Explanation of Responses:
1. Each unit represents a contingent right to receive one (1) share of Tilray Common Stock.
2. Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested restricted stock unites ("RSUs").
3. Effective December 2, 2025, Tilray implemented a 1-for-10 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. All RSUs and listed securities amounts have been adjusted to reflect the Reverse Stock Split.
4. Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 29, 2026, and July 29, 2027, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.
5. Subject to the reporting person's continued employment through the vesting date, the RSUs shall vest as follows: 50% on the 1-year anniversary of grant date, July 29, 2027 and the remaining 50% on the 2-year anniversary, July 29, 2028.
6. Subject to the reporting person's continuous employment through the vesting date, the 2024 LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2025, and July 26, 2026, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary resignation by the reporting person prior to the vesting date, all RSUs will be forfeited.
/s/ Denise M. Faltischek07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)