STOCK TITAN

Director Ita M. Rahilly adds Tompkins Financial (TMP) shares via purchase plan

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Tompkins Financial Corp director Ita M. Rahilly increased her stake through a purchase of common stock. She bought 1,164.144 shares of Tompkins Financial Corp common stock at a price of $85.90 per share in an open-market transaction.

Following this trade, her directly held position rose to 11,849.391 shares of common stock. The footnote explains that this was an optional cash purchase made through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan, indicating it was executed via the company’s shareholder plan rather than a one-off brokered trade.

Positive

  • None.

Negative

  • None.
Insider Rahilly Ita M
Role Director
Bought 1,164.144 shs ($100K)
Type Security Shares Price Value
Purchase Common Stock 1,164.144 $85.90 $100K
Holdings After Transaction: Common Stock — 11,849.391 shares (Direct)
Footnotes (1)
  1. F1. Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
Shares purchased 1,164.144 shares Open-market purchase of common stock
Purchase price $85.90 per share Price paid for Tompkins Financial common stock
Post-transaction holdings 11,849.391 shares Director’s direct ownership after the transaction
open-market purchase financial
"She bought 1,164.144 shares of Tompkins Financial Corp common stock at a price of $85.90 per share in an open-market transaction."
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Dividend Reinvestment and Stock Purchase and Sale Plan financial
"Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan."
Form 4 regulatory
"After this Form 4 transaction, Ita M. Rahilly directly owns 11,849.391 shares of Tompkins Financial common stock."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Tompkins Financial Corp (TMP) disclose for Ita M. Rahilly?

Tompkins Financial Corp reported that director Ita M. Rahilly bought 1,164.144 shares of common stock. The shares were acquired at $85.90 each, increasing her direct holdings to 11,849.391 shares after the transaction.

At what price did Ita M. Rahilly purchase Tompkins Financial (TMP) shares?

Ita M. Rahilly purchased Tompkins Financial common stock at $85.90 per share. This price applied to 1,164.144 shares acquired in an open-market transaction executed through the company’s Dividend Reinvestment and Stock Purchase and Sale Plan.

How many Tompkins Financial (TMP) shares does Ita M. Rahilly hold after this Form 4 transaction?

After the reported transaction, Ita M. Rahilly directly owns 11,849.391 shares of Tompkins Financial common stock. This reflects the addition of 1,164.144 shares purchased in the open market through the dividend reinvestment and stock purchase and sale plan.

Was the Tompkins Financial (TMP) insider trade an open-market purchase or another type of transaction?

The filing identifies the transaction as an open-market purchase of common stock. A footnote clarifies it was an optional cash purchase executed through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan, rather than a discretionary brokered sale or complex derivative exercise.

What does the dividend reinvestment and stock purchase plan note mean in the Tompkins Financial (TMP) Form 4?

The footnote explains the shares were bought via the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan. This indicates the director used a company-sponsored plan that allows shareholders to reinvest dividends or add cash to purchase additional shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rahilly Ita M

(Last)(First)(Middle)
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460

(Street)
ITHACA NEW YORK 14851

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026P1,164.144(1)A$85.911,849.391D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
/s/ Ita M. Rahilly05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)