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[Form 3] TNF Pharmaceuticals, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Bruce Bernstein, a director, filed an Initial Statement of Beneficial Ownership reporting an indirect interest in Q/C Technologies, Inc. (QCLS). The form states a beneficial interest in 23 common shares held indirectly through Stormy Monday LLC. It also reports warrants dated 11/17/2020 that expire 05/18/2026 covering 23 underlying common shares with a listed exercise price of $12,360. The transaction date triggering the filing is 09/01/2025 and the form was signed on 10/06/2025. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest as a member of Stormy Monday LLC.

Bruce Bernstein, un regista, ha presentato una Dichiarazione Iniziale di Proprietà Beneficiaria riferendo un interesse indiretto in Q/C Technologies, Inc. (QCLS). Il modulo indica un interesse benefico di 23 azioni ordinarie detenute indirettamente tramite Stormy Monday LLC. Riporta anche warrant datati 11/17/2020 che scadono 05/18/2026 coprendo 23 azioni ordinarie sottostanti con un prezzo di esercizio indicato di $12,360. La data della transazione che ha innescato la presentazione è 09/01/2025 e il modulo è stato firmato il 10/06/2025. La persona che riferisce si discosta dal possesso benefico eccetto nella misura del proprio interesse pecuniario come socio di Stormy Monday LLC.

Bruce Bernstein, un director, presentó una Declaración Inicial de Propiedad Beneficiaria reportando un interés indirecto en Q/C Technologies, Inc. (QCLS). El formulario indica un interés beneficioso en 23 acciones comunes poseídas indirectamente a través de Stormy Monday LLC. También reporta warrants fechados 11/17/2020 que vencen 05/18/2026 cubriendo 23 acciones comunes subyacentes con un precio de ejercicio listado de $12,360. La fecha de la transacción que desencadena la presentación es 09/01/2025 y el formulario fue firmado el 10/06/2025. La persona informante se desvincula de la propiedad beneficiosa excepto en la medida de su interés pecuniario como miembro de Stormy Monday LLC.

브루스 번스타인이사로서 Q/C Technologies, Inc. (QCLS)에 대한 간접 이해를 보고하는 초기 수 Beneficial Ownership 진술서를 제출했다. 양식은 Stormy Monday LLC를 통해 간접적으로 보유한 23주식의 유익한 이해이 있다고 명시한다. 또한 11/17/2020로 dated인 워런트가 있으며 만기일은 05/18/2026로, 23개의 기초 일반주식를 커버하며 행사가격은 $12,360로 기록되어 있다. 이 제출을 촉발한 거래일은 2025-09-01이고 서명일은 2025-10-06이다. 보고자는 Stormy Monday LLC의 구성원으로서의 재정적 이해 범위를 제외하고는 유익한 소유권을 포기한다.

Bruce Bernstein, un directeur, a déposé une Déclaration initiale de propriété bénéficiaire déclarant un intérêt indirect dans Q/C Technologies, Inc. (QCLS). Le formulaire indique un intérêt bénéficiaire sur 23 actions ordinaires détenu indirectement par Stormy Monday LLC. Il mentionne également des warrants datés du 11/17/2020 qui expirent le 05/18/2026 couvrant 23 actions ordinaires sous-jacentes avec un prix d’exercice indiqué de $12,360. La date de transaction qui déclenche le dépôt est le 01/09/2025 et le formulaire a été signé le 06/10/2025. La personne déclarant se déclare comme n’ayant aucun droit de propriété bénéficiaire sauf dans la mesure de son intérêt pécuniaire en tant que membre de Stormy Monday LLC.

Bruce Bernstein, ein Director, hat eine Erstbeschreibung Beneficial Ownership eingereicht und dabei ein indirektes Interesse an Q/C Technologies, Inc. (QCLS) gemeldet. Das Formular gibt ein wirtschaftliches Interesse an 23 Stammaktien an, das indirekt über Stormy Monday LLC gehalten wird. Es meldet auch Warrants datiert auf 11/17/2020, die am 05/18/2026 verfallen und 23 zugrunde liegende Stammaktien abdecken, mit einem ausgewiesenen Ausübungspreis von $12,360. Das Transaktionsdatum, das die Einreichung auslöst, ist der 01/09/2025 und das Formular wurde am 06/10/2025 unterzeichnet. Die meldende Person schließt eine wirtschaftliche Eigentümerschaft außer in dem Umfang aus, wie es ihr finanzielles Interesse als Mitglied von Stormy Monday LLC zulässt.

برايس برنستين، مدير، قدم بيانًا ابتدائيًا يعلن ملكية مستفيدين تقليدياً عن مصلحة غير مباشرة في Q/C Technologies, Inc. (QCLS). يذكر النموذج وجود مصلحة مستفيدة في 23 سهمًا عاديًا مملوكة بشكل غير مباشر من خلال Stormy Monday LLC. كما يورد صكوك ضمان بتاريخ 11/17/2020 تنقضي صلاحيتها في 05/18/2026 وتغطي 23 سهمًا عاديًا أساسياً بسعر ممارَسة مدرج قدره $12,360. تاريخ المعاملة الذي ي trigger تقديمه هو 09/01/2025 وتم توقيع النموذج في 10/06/2025. ينفي الشخص المبلِّغ الملكية المفيدة باستثناء مدى مصلحته المالية كعضو في Stormy Monday LLC.

布鲁斯·伯恩斯坦,一位导演,提交了初步受益所有权声明,报告对Q/C Technologies, Inc. (QCLS)的间接权益。表格显示通过Stormy Monday LLC间接持有的23股普通股的受益权益。还报告了日期为11/17/2020的认股权证,到期日为05/18/2026,涵盖23只基础普通股,行权价列为$12,360。触发提交的交易日期为2025/09/01,表格于2025/10/06签署。报告人除作为Stormy Monday LLC成员所拥有的经济利益之外,对受益所有权不承认其他权利。

Positive
  • Timely disclosure of director's ownership via Form 3, showing compliance with reporting rules
  • Clear identification of indirect ownership through Stormy Monday LLC, including pecuniary interest disclaimer
Negative
  • Holding size is minimal at 23 shares, implying limited economic or voting influence
  • High listed exercise price of $12,360 for warrants may limit likelihood of near-term exercise

Insights

Director reports a small, indirect stake via an LLC and outstanding warrants.

The filing documents that Bruce Bernstein holds an indirect interest in 23 common shares of Q/C Technologies through Stormy Monday LLC. It also lists warrants exercisable from 11/17/2020 that expire on 05/18/2026 for the same 23-share amount at an exercise price shown as $12,360.

This disclosure is routine under Section 16(a) and signals compliance with insider-reporting rules; the holding size is small and therefore unlikely to change control dynamics in the near term. Monitor warrant expiry on 05/18/2026 for any exercise activity that would convert derivative exposure into common shares.

Bruce Bernstein, un regista, ha presentato una Dichiarazione Iniziale di Proprietà Beneficiaria riferendo un interesse indiretto in Q/C Technologies, Inc. (QCLS). Il modulo indica un interesse benefico di 23 azioni ordinarie detenute indirettamente tramite Stormy Monday LLC. Riporta anche warrant datati 11/17/2020 che scadono 05/18/2026 coprendo 23 azioni ordinarie sottostanti con un prezzo di esercizio indicato di $12,360. La data della transazione che ha innescato la presentazione è 09/01/2025 e il modulo è stato firmato il 10/06/2025. La persona che riferisce si discosta dal possesso benefico eccetto nella misura del proprio interesse pecuniario come socio di Stormy Monday LLC.

Bruce Bernstein, un director, presentó una Declaración Inicial de Propiedad Beneficiaria reportando un interés indirecto en Q/C Technologies, Inc. (QCLS). El formulario indica un interés beneficioso en 23 acciones comunes poseídas indirectamente a través de Stormy Monday LLC. También reporta warrants fechados 11/17/2020 que vencen 05/18/2026 cubriendo 23 acciones comunes subyacentes con un precio de ejercicio listado de $12,360. La fecha de la transacción que desencadena la presentación es 09/01/2025 y el formulario fue firmado el 10/06/2025. La persona informante se desvincula de la propiedad beneficiosa excepto en la medida de su interés pecuniario como miembro de Stormy Monday LLC.

브루스 번스타인이사로서 Q/C Technologies, Inc. (QCLS)에 대한 간접 이해를 보고하는 초기 수 Beneficial Ownership 진술서를 제출했다. 양식은 Stormy Monday LLC를 통해 간접적으로 보유한 23주식의 유익한 이해이 있다고 명시한다. 또한 11/17/2020로 dated인 워런트가 있으며 만기일은 05/18/2026로, 23개의 기초 일반주식를 커버하며 행사가격은 $12,360로 기록되어 있다. 이 제출을 촉발한 거래일은 2025-09-01이고 서명일은 2025-10-06이다. 보고자는 Stormy Monday LLC의 구성원으로서의 재정적 이해 범위를 제외하고는 유익한 소유권을 포기한다.

Bruce Bernstein, un directeur, a déposé une Déclaration initiale de propriété bénéficiaire déclarant un intérêt indirect dans Q/C Technologies, Inc. (QCLS). Le formulaire indique un intérêt bénéficiaire sur 23 actions ordinaires détenu indirectement par Stormy Monday LLC. Il mentionne également des warrants datés du 11/17/2020 qui expirent le 05/18/2026 couvrant 23 actions ordinaires sous-jacentes avec un prix d’exercice indiqué de $12,360. La date de transaction qui déclenche le dépôt est le 01/09/2025 et le formulaire a été signé le 06/10/2025. La personne déclarant se déclare comme n’ayant aucun droit de propriété bénéficiaire sauf dans la mesure de son intérêt pécuniaire en tant que membre de Stormy Monday LLC.

Bruce Bernstein, ein Director, hat eine Erstbeschreibung Beneficial Ownership eingereicht und dabei ein indirektes Interesse an Q/C Technologies, Inc. (QCLS) gemeldet. Das Formular gibt ein wirtschaftliches Interesse an 23 Stammaktien an, das indirekt über Stormy Monday LLC gehalten wird. Es meldet auch Warrants datiert auf 11/17/2020, die am 05/18/2026 verfallen und 23 zugrunde liegende Stammaktien abdecken, mit einem ausgewiesenen Ausübungspreis von $12,360. Das Transaktionsdatum, das die Einreichung auslöst, ist der 01/09/2025 und das Formular wurde am 06/10/2025 unterzeichnet. Die meldende Person schließt eine wirtschaftliche Eigentümerschaft außer in dem Umfang aus, wie es ihr finanzielles Interesse als Mitglied von Stormy Monday LLC zulässt.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Bernstein Bruce

(Last) (First) (Middle)
1185 AVENUE OF THE AMERICAS,
SUITE 249

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025
3. Issuer Name and Ticker or Trading Symbol
Q/C TECHNOLOGIES, INC. [ QCLS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock, par value $0.001 per share 23 I By Stormy Monday LLC(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 11/17/2020 05/18/2026 Common stock, par value $0.001 per share 23 $12,360 I By Stormy Monday LLC(1)
Explanation of Responses:
1. The reported securities are directly owned by Stormy Monday LLC ("Stormy Monday") and may be deemed to be beneficially owned by the Reporting Person as member of Stormy Monday. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Bruce Bernstein 10/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Bruce Bernstein disclose about Q/C Technologies (QCLS)?

He disclosed an indirect interest in 23 common shares of Q/C Technologies held through Stormy Monday LLC and warrants covering 23 shares exercisable from 11/17/2020 to 05/18/2026.

When was the Form 3 event date and signature date filed?

The event requiring the statement is dated 09/01/2025 and the form is signed on 10/06/2025.

Does Bruce Bernstein claim direct beneficial ownership of the reported securities?

No. He disclaims beneficial ownership except to the extent of his pecuniary interest as a member of Stormy Monday LLC.

What are the warrant terms disclosed on the form?

Warrants dated 11/17/2020 expire on 05/18/2026, cover 23 underlying common shares, and show an exercise price of $12,360.
TNF Pharmaceuticals

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