Welcome to our dedicated page for Tomi Environmental Solutions I SEC filings (Ticker: TOMZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TOMI Environmental Solutions, Inc. (NASDAQ: TOMZ) files a range of reports and disclosures with the U.S. Securities and Exchange Commission that document its business activities, financing arrangements, and listing status as a global decontamination and infection prevention company. These SEC filings provide detailed information on how TOMI supports its SteraMist and Binary Ionization Technology (BIT) platform, as well as key corporate decisions and compliance matters.
Among the company’s recent filings are multiple Form 8-K current reports. One 8-K describes deficiency letters from Nasdaq regarding the minimum bid price requirement and minimum stockholders’ equity requirement for continued listing on The Nasdaq Capital Market, explaining the timeframes and potential paths to regain compliance. Another 8-K outlines an Equity Purchase Agreement with Hudson Global Ventures, LLC, under which TOMI has the right, but not the obligation, to sell shares of common stock over a defined commitment period, subject to Nasdaq rules and registration requirements.
Additional 8-K filings cover topics such as the filing of a universal shelf registration statement on Form S-3, entry into an equity line of credit facility, submission of matters to a vote of shareholders at the annual meeting, and the appointment or resignation of directors. TOMI also files periodic reports that include financial statements, balance sheet details, and discussions of revenue, margins, backlog, and liquidity related to its disinfection and decontamination operations.
On this page, Stock Titan provides access to TOMZ’s SEC filings as they are made available on EDGAR. Users can review 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and other documents to understand TOMI’s financial condition, capital structure, governance decisions, and developments affecting its SteraMist and BIT-based business.
TOMI Environmental Solutions, Inc. director Lim Boh Soon reported acquiring 10,000 shares of common stock on January 9, 2026. The shares were acquired at a price of $0.79 per share, increasing his directly held position to 198,524 common shares. The filing indicates that the ownership of these shares is held directly rather than through an intermediary entity.
TOMI Environmental Solutions director Harold Paul reported an open-market stock purchase. On 01/09/2026, he acquired 20,000 shares of TOMI Environmental Solutions, Inc. common stock at a price of $0.79 per share.
Following this transaction, he beneficially owns 81,300 shares of common stock directly. The filing also shows he holds common stock purchase options exercisable at $4.40 per share for 3,125 underlying common shares, with an expiration date of 02/03/2026.
TOMI Environmental Solutions director reports stock purchase. Director Francesco Fragasso acquired 20,000 shares of TOMI Environmental Solutions, Inc. common stock on 01/09/2026 at a price of $0.79 per share. Following this transaction, he beneficially owns 20,000 shares, held directly.
TOMI Environmental Solutions, Inc. reported that Nasdaq has notified the company of two listing deficiencies. Nasdaq advised that the company’s common stock failed to meet the minimum $1.00 per share bid price requirement for 30 consecutive business days, triggering a 180‑day grace period until May 18, 2026 to regain compliance by maintaining a closing bid of at least $1.00 for 10 consecutive business days.
Separately, Nasdaq informed the company that it is not meeting the $2,500,000 stockholders’ equity requirement. TOMI has 45 calendar days from November 21, 2025 to submit a compliance plan, and Nasdaq may grant up to an additional 180 days if the plan is accepted. The company states it intends to pursue all reasonable measures to regain compliance, and its shares will continue to trade on the Nasdaq Capital Market under the symbol TOMZ while this process continues.
TOMI Environmental Solutions, Inc. reported the results of its 2025 Annual Meeting of Shareholders held on November 19, 2025. Shareholders elected Francesco Fragasso and Harold Paul as Class II directors to serve three-year terms expiring at the 2028 Annual Meeting, with Fragasso receiving 10,310,356 votes for and 108,880 withheld, and Paul receiving 10,253,327 votes for and 165,909 withheld, plus 2,213,789 broker non-votes for each.
Of the 20,075,205 shares of voting stock outstanding as of the September 29, 2025 record date, 12,633,025 shares were represented, constituting a quorum. Shareholders also ratified the appointment of Rosenberg Rich Baker Berman & Co. as independent registered public accounting firm for the fiscal year ending December 31, 2025, with 12,419,062 votes for, 180,804 against, and 33,159 abstentions.
TOMI Environmental Solutions (Nasdaq: TOMZ) filed an S-3 shelf registration to offer, from time to time, up to $50,000,000 of common stock, preferred stock, debt securities, warrants, rights, and units. The company may sell these securities in one or more offerings, with final amounts, prices, and terms to be set in accompanying prospectus supplements.
The filing allows sales through underwriters, dealers, agents, direct placements, or a combination of methods. Net proceeds, if and when securities are sold, are intended for general corporate purposes, which may include working capital, capital expenditures, debt repayment, investments, acquisitions, and potential repurchases or redemptions of securities.
TOMI’s common stock trades on Nasdaq under “TOMZ”; the closing price was $0.81 per share on November 13, 2025. As of November 14, 2025, shares outstanding were 20,225,205. The company is authorized to issue 250,000,000 shares of common stock and has 63,750 shares of Series A preferred stock outstanding.
TOMI Environmental Solutions (TOMZ) entered an Equity Purchase Agreement with Hudson Global Ventures, giving the company the right, but not the obligation, to sell up to
Sales can occur only after a registration statement is effective. For each draw, the purchase price per share will equal 92% of the lesser of: (i) the average of the three lowest trading prices over the ten trading days before the Put Date, or (ii) the lowest closing price during the Valuation Period defined in the agreement.
Under Nasdaq rules, issuances are limited to an Exchange Cap of 19.99% of shares outstanding immediately prior to the agreement unless stockholder approval is obtained. TOMI will issue 52,000 commitment shares to Hudson as consideration for the facility. The company may send Put Notices from time to time during the commitment period and may terminate the agreement by written notice, while Hudson is not required to purchase shares above the Exchange Cap.
TOMI Environmental Solutions (TOMZ) reported an initial insider ownership filing. A company director filed a Form 3 effective 09/11/2025 and reported no securities beneficially owned. The filing was made by one reporting person and marks the individual’s relationship as Director. This is a routine disclosure of insider ownership and does not announce any transactions.
Insider award and holdings update: The Chief Financial Officer of TOMI Environmental Solutions, Inc. acquired a one-time sign-on grant of 100,000 time-based restricted stock units (RSUs) on
The transaction was reported on
Paul Harold, identified as a director of TOMI Environmental Solutions, Inc. (TOMZ), reported beneficial ownership following an event dated 09/25/2025. He holds 61,300 shares of common stock directly and owns 3,125 common stock purchase options exercisable from
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