STOCK TITAN
  1. Home
  2. Sec-filings
  3. TPVG
  4. [Form 4] TriplePoint Venture Growth BDC Corp. Insider Trading Activity

TriplePoint Venture Growth BDC Corp. (TPVG) CEO adds shares in Rule 10b5-1 trades

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp.'s Chief Executive Officer and director, James P. Labe, reported open‑market purchases of the company's common stock through an affiliated entity. On 12/12/2025, TriplePoint Capital LLC bought 19,919 shares at a price of $6.6415 per share, followed by an additional 30,000 shares at $6.456 per share on 12/15/2025, both coded as purchases and reported as indirectly owned.

After these transactions, Labe is reported as beneficially owning 1,474,034 shares indirectly through TriplePoint Capital LLC, 250 shares indirectly in children's custodian trust accounts, and 236,690.738 shares directly, which include shares received under the dividend reinvestment plan. The purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and the reporting person disclaims beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Labe James
Role Chief Executive Officer
Bought 49,919 shs ($326K)
Type Security Shares Price Value
Purchase Common Stock 30,000 $6.456 $194K
Purchase Common Stock 19,919 $6.6415 $132K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,474,034 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 236,690.738 shares (Direct)
Footnotes (1)
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James
(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/12/2025 P 19,919 A $6.6415 1,444,034(1) I(2) By TriplePoint Capital LLC
Common Stock 12/15/2025 P 30,000 A $6.456 1,474,034(1) I(2) By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 236,690.738(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did TPVG report for its CEO?

TriplePoint Venture Growth BDC Corp. reported that its Chief Executive Officer and director, James P. Labe, purchased shares of the company’s common stock via an affiliated entity, TriplePoint Capital LLC, in open‑market transactions.

How many TPVG shares were purchased and on what dates?

TriplePoint Capital LLC purchased 19,919 TPVG common shares on 12/12/2025 at $6.6415 per share and 30,000 shares on 12/15/2025 at $6.456 per share, both reported as purchases.

What is James P. Labe’s relationship to TriplePoint Venture Growth BDC Corp. (TPVG)?

James P. Labe is reported as both a Director and an Officer of TriplePoint Venture Growth BDC Corp., serving as its Chief Executive Officer.

How many TPVG shares does James P. Labe beneficially own after these transactions?

Following the reported trades, he is shown as beneficially owning 1,474,034 shares indirectly through TriplePoint Capital LLC, 250 shares indirectly in children’s custodian trust accounts, and 236,690.738 shares directly, which include shares received under the dividend reinvestment plan.

Were the TPVG share purchases made under a Rule 10b5-1 trading plan?

Yes. The purchases were executed automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, as noted in the explanation of responses.

Does James P. Labe claim full beneficial ownership of all reported TPVG shares?

No. The filing states that the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, and their inclusion should not be deemed an admission of beneficial ownership for any purpose.