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TriplePoint Venture Growth (NYSE: TPVG) CEO discloses Rule 10b5-1 stock buys

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. (TPVG) CEO and director James P. Labe reported open-market purchases of common stock through an affiliated entity. On 12/10/2025, TriplePoint Capital LLC bought 27,200 TPVG shares at an average price of $6.7821, and on 12/11/2025 it bought another 24,590 shares at an average price of $6.6899, both reported as indirectly owned. Following these transactions, Labe reports 1,424,115 shares indirectly held via TriplePoint Capital LLC, 250 shares held in children’s custodian trust accounts, and 236,690.738 shares directly held, which include shares received under TPVG’s dividend reinvestment plan. The filing notes that the 12/10 and 12/11 purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/10/2025 P 27,200 A $6.7821 1,399,525(1) I(2) By TriplePoint Capital LLC
Common Stock 12/11/2025 P 24,590 A $6.6899 1,424,115(1) I(2) By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 236,690.738(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TPVGs CEO report on this Form 4?

TPVG CEO and director James P. Labe reported indirect open-market purchases of TPVG common stock by TriplePoint Capital LLC on 12/10/2025 and 12/11/2025, which increased his reported beneficial ownership.

How many TPVG shares were purchased and at what prices?

TriplePoint Capital LLC purchased 27,200 TPVG common shares at an average price of $6.7821 on 12/10/2025 and 24,590 shares at an average price of $6.6899 on 12/11/2025, all reported as acquisitions.

What is James P. Labes reported TPVG share ownership after these transactions?

After the reported transactions, James P. Labe reports 1,424,115 TPVG shares indirectly owned through TriplePoint Capital LLC, 250 shares indirectly held in childrens custodian trust accounts, and 236,690.738 shares directly held.

Was a Rule 10b5-1 trading plan involved in these TPVG share purchases?

Yes. The filing states that the reported purchases on 12/10/2025 and 12/11/2025 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

How does TPVGs dividend reinvestment plan affect the CEOs share count?

The Form 4 notes that the 236,690.738 shares directly owned by James P. Labe include shares received pursuant to TPVGs dividend reinvestment plan, meaning some of his holdings come from automatic dividend reinvestment.

Does the Form 4 state whether the CEO fully admits beneficial ownership of all reported TPVG shares?

No. The filing explains that the reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, and that including these shares is not an admission of beneficial ownership for Section 16 or other purposes.

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249.67M
39.81M
1.45%
10.24%
5.67%
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