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TriplePoint Venture Growth BDC (TPVG) President reports 51,790-share insider purchase

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider Sajal K. Srivastava, who serves as President, Chief Investment Officer and director, reported automatic open‑market purchases of the company’s common stock. On 12/10/2025, an indirect account held through TriplePoint Capital LLC bought 27,200 shares at an average price of $6.7821 per share, and on 12/11/2025 it bought another 24,590 shares at an average price of $6.6899 per share.

Following these transactions, Srivastava reported 1,424,115 shares beneficially owned indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly, which include shares received through the company’s dividend reinvestment plan. The filing notes that the purchases were executed under a Rule 10b5‑1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and that Srivastava disclaims beneficial ownership beyond his pecuniary interest.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/10/2025 P 27,200 A $6.7821 1,399,525(1) I(2) By TriplePoint Capital LLC
Common Stock 12/11/2025 P 24,590 A $6.6899 1,424,115(1) I(2) By TriplePoint Capital LLC
Common Stock 301,383.98(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TPVG report for Sajal K. Srivastava?

The report shows that Sajal K. Srivastava, President, CIO and director of TriplePoint Venture Growth BDC Corp. (TPVG), indirectly purchased company common stock through TriplePoint Capital LLC on 12/10/2025 and 12/11/2025.

How many TPVG shares were purchased in the reported Form 4 transactions?

The filing reports indirect open‑market purchases of 27,200 TPVG shares on 12/10/2025 at $6.7821 per share and 24,590 shares on 12/11/2025 at $6.6899 per share.

What is Sajal K. Srivastava’s reported TPVG share ownership after these trades?

After the transactions, Srivastava reported 1,424,115 TPVG common shares beneficially owned indirectly through TriplePoint Capital LLC and 301,383.98 TPVG common shares held directly.

Were the TPVG insider purchases made under a Rule 10b5-1 trading plan?

Yes. The filing states that the reported purchases were effected automatically under a Rule 10b5‑1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Does Sajal K. Srivastava claim full beneficial ownership of the reported TPVG shares?

No. Srivastava disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, and their inclusion is not an admission of full beneficial ownership.

Does the TPVG Form 4 mention dividend reinvestment plan shares?

Yes. The explanation notes that the directly held 301,383.98 TPVG shares include stock received through TPVG’s dividend reinvestment plan.

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TPVG Stock Data

247.25M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
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United States
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