TriplePoint Venture Growth (TPVG) CEO discloses 10b5-1 stock purchases
Rhea-AI Filing Summary
TriplePoint Venture Growth BDC Corp. Chief Executive Officer and director James P. Labe reported indirect open-market purchases of the company’s common stock. On 12/16/2025, TriplePoint Capital LLC bought 39,044 shares at $6.1822 per share, and on 12/17/2025 it bought an additional 27,900 shares at $6.1947 per share, with both trades reported as acquisitions.
Following these transactions, Labe reported indirect beneficial ownership of 1,540,978 shares through TriplePoint Capital LLC, plus 250 shares held indirectly in children’s custodian trust accounts and 236,690.738 shares held directly, which include stock received through the company’s dividend reinvestment plan. The filing notes the purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and states that Labe disclaims beneficial ownership of the reported securities beyond his pecuniary interest.
Positive
- None.
Negative
- None.
FAQ
What insider stock transactions did TPVG e2 80 99s CEO report?
James P. Labe, CEO and director of TriplePoint Venture Growth BDC Corp. (TPVG), reported indirect open-market purchases of the company e2 80 99s common stock by TriplePoint Capital LLC. The transactions are reported as acquisitions of TPVG common shares.
On what dates and at what prices were TPVG shares purchased in this Form 4?
The filing shows two purchase dates. On 12/16/2025, 39,044 TPVG common shares were purchased at $6.1822 per share. On 12/17/2025, 27,900 TPVG common shares were purchased at $6.1947 per share, each reported as an acquired position.
How many TPVG shares does James P. Labe report beneficially owning after these transactions?
After the reported trades, Labe reports indirect beneficial ownership of 1,540,978 TPVG common shares through TriplePoint Capital LLC, 250 shares held indirectly in children e2 80 99s custodian trust accounts, and 236,690.738 TPVG common shares held directly. The direct position includes shares received via TPVG e2 80 99s dividend reinvestment plan.
Were the TPVG stock purchases made under a Rule 10b5-1 trading plan?
Yes. The explanation states that the reported purchases of TPVG shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. Such plans are pre-arranged instructions for trading an issuer e2 80 99s equity securities.
What is James P. Labe e2 80 99s relationship to TriplePoint Venture Growth BDC Corp. (TPVG)?
The filing identifies James P. Labe as both a Director and an Officer of TriplePoint Venture Growth BDC Corp., with the officer title of Chief Executive Officer. The form is filed as a report by one reporting person.
How are the reported TPVG shares held (direct vs. indirect ownership)?
The filing shows multiple forms of ownership. 1,540,978 TPVG common shares are reported as indirectly owned through TriplePoint Capital LLC, and 250 shares are indirectly held in children e2 80 99s custodian trust accounts. An additional 236,690.738 TPVG common shares are reported as directly owned, including stock received via the company e2 80 99s dividend reinvestment plan.
Does James P. Labe claim full beneficial ownership of all reported TPVG shares?
No. The explanation states that Labe disclaims beneficial ownership of the reported TPVG securities except to the extent of his pecuniary interest in them, and that including these shares in the report is not an admission of beneficial ownership of all or any of the shares.