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TriplePoint Venture Growth (TPVG) CEO discloses 10b5-1 stock purchases

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. Chief Executive Officer and director James P. Labe reported indirect open-market purchases of the company’s common stock. On 12/16/2025, TriplePoint Capital LLC bought 39,044 shares at $6.1822 per share, and on 12/17/2025 it bought an additional 27,900 shares at $6.1947 per share, with both trades reported as acquisitions.

Following these transactions, Labe reported indirect beneficial ownership of 1,540,978 shares through TriplePoint Capital LLC, plus 250 shares held indirectly in children’s custodian trust accounts and 236,690.738 shares held directly, which include stock received through the company’s dividend reinvestment plan. The filing notes the purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and states that Labe disclaims beneficial ownership of the reported securities beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/16/2025 P 39,044 A $6.1822 1,513,078(1) I(2) By TriplePoint Capital LLC
Common Stock 12/17/2025 P 27,900 A $6.1947 1,540,978(1) I(2) By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 236,690.738(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 12/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did TPVGe28099s CEO report?

James P. Labe, CEO and director of TriplePoint Venture Growth BDC Corp. (TPVG), reported indirect open-market purchases of the companye28099s common stock by TriplePoint Capital LLC. The transactions are reported as acquisitions of TPVG common shares.

On what dates and at what prices were TPVG shares purchased in this Form 4?

The filing shows two purchase dates. On 12/16/2025, 39,044 TPVG common shares were purchased at $6.1822 per share. On 12/17/2025, 27,900 TPVG common shares were purchased at $6.1947 per share, each reported as an acquired position.

How many TPVG shares does James P. Labe report beneficially owning after these transactions?

After the reported trades, Labe reports indirect beneficial ownership of 1,540,978 TPVG common shares through TriplePoint Capital LLC, 250 shares held indirectly in childrene28099s custodian trust accounts, and 236,690.738 TPVG common shares held directly. The direct position includes shares received via TPVGe28099s dividend reinvestment plan.

Were the TPVG stock purchases made under a Rule 10b5-1 trading plan?

Yes. The explanation states that the reported purchases of TPVG shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. Such plans are pre-arranged instructions for trading an issuere28099s equity securities.

What is James P. Labee28099s relationship to TriplePoint Venture Growth BDC Corp. (TPVG)?

The filing identifies James P. Labe as both a Director and an Officer of TriplePoint Venture Growth BDC Corp., with the officer title of Chief Executive Officer. The form is filed as a report by one reporting person.

How are the reported TPVG shares held (direct vs. indirect ownership)?

The filing shows multiple forms of ownership. 1,540,978 TPVG common shares are reported as indirectly owned through TriplePoint Capital LLC, and 250 shares are indirectly held in childrene28099s custodian trust accounts. An additional 236,690.738 TPVG common shares are reported as directly owned, including stock received via the companye28099s dividend reinvestment plan.

Does James P. Labe claim full beneficial ownership of all reported TPVG shares?

No. The explanation states that Labe disclaims beneficial ownership of the reported TPVG securities except to the extent of his pecuniary interest in them, and that including these shares in the report is not an admission of beneficial ownership of all or any of the shares.

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TPVG Stock Data

253.71M
39.81M
1.45%
10.24%
5.67%
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United States
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