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TriplePoint Venture Growth BDC (NYSE: TPVG) insider reports December stock buys

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. director and President/CIO Sajal K. Srivastava reported automatic open-market purchases of the company’s common stock made under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. On December 12, 2025, an affiliated entity bought 19,919 shares at an average price of $6.6415 per share, followed by a purchase of 30,000 shares at $6.456 per share on December 15, 2025.

After these transactions, Srivastava is reported as indirectly beneficially owning 1,474,034 shares of TPVG common stock through TriplePoint Capital LLC, while also directly holding 301,383.98 shares, which include shares received through the company’s dividend reinvestment plan. The disclosure notes that he disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/12/2025 P 19,919 A $6.6415 1,444,034(1) I(2) By TriplePoint Capital LLC
Common Stock 12/15/2025 P 30,000 A $6.456 1,474,034(1) I(2) By TriplePoint Capital LLC
Common Stock 301,383.98(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did TPVG report for Sajal Srivastava?

The report shows that an entity affiliated with Sajal K. Srivastava purchased TPVG common stock on two dates. On December 12, 2025, it bought 19,919 shares at an average price of $6.6415 per share, and on December 15, 2025, it purchased 30,000 shares at $6.456 per share.

What is Sajal Srivastava’s role at TriplePoint Venture Growth BDC Corp. (TPVG)?

Sajal K. Srivastava is identified as a director of TriplePoint Venture Growth BDC Corp. (TPVG), and also serves as the company’s President and Chief Investment Officer (CIO).

How many TPVG shares does Sajal Srivastava beneficially own after these transactions?

Following the reported purchases, Srivastava is shown as indirectly beneficially owning 1,474,034 shares of TPVG common stock through TriplePoint Capital LLC, and directly holding 301,383.98 shares, which include shares received through TPVG’s dividend reinvestment plan.

Were the TPVG trades made under a Rule 10b5-1 trading plan?

Yes. The filing explains that the reported purchases of TPVG common stock occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

What does the filing say about Srivastava’s beneficial ownership of the indirectly held TPVG shares?

The disclosure states that Srivastava disclaims beneficial ownership of the indirectly held TPVG shares through TriplePoint Capital LLC, except to the extent of his pecuniary interest in those securities.

How are Srivastava’s TPVG shares held, direct versus indirect?

According to the report, TPVG common stock is held both indirectly through TriplePoint Capital LLC (1,474,034 shares) and directly in Srivastava’s own name (301,383.98 shares), with the direct holdings including shares from the dividend reinvestment plan.

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247.25M
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1.45%
10.24%
5.67%
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