STOCK TITAN

TriplePoint Venture Growth (TPVG) director and officer logs Rule 10b5-1 stock buys

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider activity shows multiple open‑market common stock purchases reported on a Form 4. On December 22, 2025, the reporting person, through TriplePoint Capital LLC, purchased 26,900 shares at $6.2894 per share. Additional indirect purchases followed: 31,910 shares at $6.2863 on December 23, 26,756 shares at $6.3027 on December 24, and 31,600 shares at $6.2995 on December 26.

After these transactions, the reporting person beneficially owned 1,712,144 shares indirectly through TriplePoint Capital LLC and 301,383.98 shares directly. The filer is a director and an officer (President and CIO) of TriplePoint Venture Growth BDC Corp., and the reported purchases occurred automatically under a Rule 10b5‑1 trading plan adopted on November 6, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/22/2025 P 26,900 A $6.2894 1,621,878(1) I(2) By TriplePoint Capital LLC
Common Stock 12/23/2025 P 31,910 A $6.2863 1,653,788(1) I(2) By TriplePoint Capital LLC
Common Stock 12/24/2025 P 26,756 A $6.3027 1,680,544(1) I(2) By TriplePoint Capital LLC
Common Stock 12/26/2025 P 31,600 A $6.2995 1,712,144(1) I(2) By TriplePoint Capital LLC
Common Stock 301,383.98(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 12/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions were reported for TPVG in this Form 4?

The Form 4 reports that a director and officer of TriplePoint Venture Growth BDC Corp. (TPVG) made several indirect open‑market purchases of common stock through TriplePoint Capital LLC on December 22, 23, 24, and 26, 2025, at prices around $6.29 per share.

How many TPVG shares did the insider buy and at what prices?

The insider, through TriplePoint Capital LLC, bought 26,900 shares at $6.2894 on December 22, 31,910 shares at $6.2863 on December 23, 26,756 shares at $6.3027 on December 24, and 31,600 shares at $6.2995 on December 26, 2025.

What is the insiders total beneficial ownership in TPVG after these trades?

Following the reported transactions, the filer beneficially owned 1,712,144 TPVG common shares indirectly through TriplePoint Capital LLC and 301,383.98 TPVG common shares directly.

What is the relationship of the reporting person to TPVG?

The reporting person is a director and an officer of TriplePoint Venture Growth BDC Corp., serving as President and CIO, as indicated in the filing.

Were the TPVG insider purchases made under a Rule 10b5-1 trading plan?

Yes. The filing states that the reported purchase of shares occurred automatically pursuant to a Rule 10b5‑1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Are all TPVG shares in this Form 4 held directly by the insider?

No. The Form 4 shows indirect ownership of 1,712,144 shares held by TriplePoint Capital LLC and separate direct ownership of 301,383.98 shares. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

What disclaimer about beneficial ownership is included in this TPVG Form 4?

The filing explains that the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, and that including these shares in the report is not an admission of beneficial ownership for Section 16 or any other purpose.

Triplepoint Ven

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TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
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United States
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