STOCK TITAN

Notifications

Limited Time Offer! Get Platinum at the Gold price until January 31, 2026!

Sign up now and unlock all premium features at an incredible discount.

Read more on the Pricing page

TriplePoint (TPVG) Officer Purchases 122k Shares at ~$6.44 Each

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Sajal K. Srivastava, President and CIO and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported two open-market purchases of the issuer's common stock in August 2025. On 08/22/2025 he purchased 42,003 shares at $6.438 per share and on 08/25/2025 he purchased 80,000 shares at $6.4781 per share. Following the 08/22 transaction the report shows 217,657 shares beneficially owned indirectly by TriplePoint Capital LLC and, after the 08/25 purchase, 297,657 shares beneficially owned indirectly by TriplePoint Capital LLC. The filing also reports 295,889.56 shares held directly, including shares received under the company dividend reinvestment plan. The reporting person disclaims beneficial ownership except for his pecuniary interest.

Positive

  • Insider purchases: The reporting person acquired 42,003 shares on 08/22/2025 and 80,000 shares on 08/25/2025, showing purchase activity by a senior executive.
  • Clear disclosure of holdings: The Form 4 specifies both direct holdings (295,889.56 shares) and indirect holdings via TriplePoint Capital LLC (reported as 217,657 and 297,657 shares).

Negative

  • None.

Insights

TL;DR: Insider purchases totaling 122,003 shares at ~$6.44 suggest direct buying activity by the company’s President and CIO.

The transactions are coded as purchases and occurred on 08/22/2025 and 08/25/2025. The report differentiates between direct holdings (295,889.56 shares, which include dividend reinvestment plan shares) and indirect holdings attributed to TriplePoint Capital LLC (reported as 217,657 after the first trade and 297,657 after the second). The reporting person includes a disclaimer limiting asserted beneficial ownership. For investors, these are explicit insider purchases but the filing does not provide context such as total outstanding shares or dollar values beyond per-share prices, so impact must be evaluated with additional company-level data.

TL;DR: Director/officer reported two share purchases and clarified ownership is largely held indirectly through TriplePoint Capital LLC.

The Form 4 shows the reporting person serves both as a director and as President and CIO and that purchases were made under Code "P" on two dates in August 2025. The report explicitly notes indirect ownership through TriplePoint Capital LLC and a disclaimer regarding beneficial ownership scope. This filing is a routine Section 16 disclosure of insider transactions and contains no additional governance actions or amendments.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/22/2025 P 42,003 A $6.438 217,657(1) I By TriplePoint Capital LLC
Common Stock 08/25/2025 P 80,000 A $6.4781 297,657(1) I By TriplePoint Capital LLC
Common Stock 295,889.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG report on this Form 4?

The report shows purchases of common stock by Sajal K. Srivastava: 42,003 shares on 08/22/2025 at $6.438 and 80,000 shares on 08/25/2025 at $6.4781.

What positions does the reporting person hold at TriplePoint Venture Growth BDC Corp. (TPVG)?

The reporting person is listed as a Director and as President and CIO of TPVG.

How many shares does the Form 4 report as directly owned by the reporting person?

The Form 4 reports 295,889.56 shares as directly owned, which includes shares received under the company’s dividend reinvestment plan.

Are any holdings reported as indirect ownership?

Yes. The filing reports indirect beneficial ownership through TriplePoint Capital LLC, shown as 217,657 shares after the 08/22 transaction and 297,657 shares after the 08/25 transaction.

Did the reporting person disclaim beneficial ownership?

Yes. The report includes a disclaimer stating the reporting person disclaims beneficial ownership of certain securities except to the extent of his pecuniary interest.
Triplepoint Ven

NYSE:TPVG

TPVG Rankings

TPVG Latest News

TPVG Latest SEC Filings

TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
Link
United States
MENLO PARK