STOCK TITAN

[Form 4] TRIPLEPOINT VENTURE GROWTH BDC CORP. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Sajal K. Srivastava, President and CIO and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of common stock on 08/11/2025 and 08/12/2025. The filing shows an acquisition of 76,700 shares at $6.302 on 08/11/2025 and an acquisition of 28,387 shares at $6.2825 on 08/12/2025, resulting in 105,087 shares reported as indirectly owned through TriplePoint Capital LLC.

The report also lists a disposition amount of 295,889.56 shares; the filer states this figure includes shares received under TPVG's dividend reinvestment plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Sajal K. Srivastava, Presidente e CIO nonché amministratore di TriplePoint Venture Growth BDC Corp. (TPVG), ha segnalato acquisti di azioni ordinarie il 08/11/2025 e il 08/12/2025. Il deposito indica un'acquisizione di 76,700 azioni a $6.302 il 08/11/2025 e un'acquisizione di 28,387 azioni a $6.2825 il 08/12/2025, per un totale di 105,087 azioni riportate come detenute indirettamente tramite TriplePoint Capital LLC.

La relazione indica inoltre un ammontare di cessione di 295,889.56 azioni; il dichiarante afferma che questa cifra include le azioni ricevute nell'ambito del piano di reinvestimento dei dividendi di TPVG. La persona segnalante rinuncia alla titolarità beneficiaria, salvo nella misura del proprio interesse pecuniario.

Sajal K. Srivastava, presidente y CIO y miembro del directorio de TriplePoint Venture Growth BDC Corp. (TPVG), informó compras de acciones ordinarias el 08/11/2025 y el 08/12/2025. El informe muestra una adquisición de 76,700 acciones a $6.302 el 08/11/2025 y otra de 28,387 acciones a $6.2825 el 08/12/2025, resultando en 105,087 acciones declaradas como poseídas indirectamente a través de TriplePoint Capital LLC.

El informe también indica un monto de disposición de 295,889.56 acciones; el declarante señala que esta cifra incluye las acciones recibidas bajo el plan de reinversión de dividendos de TPVG. La persona que informa renuncia a la propiedad beneficiaria excepto en la medida de su interés pecuniario.

Sajal K. Srivastava는 TriplePoint Venture Growth BDC Corp. (TPVG)의 사장 겸 CIO이자 이사로서 08/11/202508/12/2025에 보통주 매수를 보고했습니다. 제출 서류에는 08/11/2025에 76,700주를 주당 $6.302에 취득한 것과 08/12/2025에 28,387주를 주당 $6.2825에 취득한 것으로 기재되어 있으며, 그 결과 TriplePoint Capital LLC를 통해 간접 보유한 것으로 보고된 총주수는 105,087주입니다.

보고서에는 또한 295,889.56주 처분액이 기재되어 있으며; 제출인은 이 수치가 TPVG의 배당금 재투자 계획을 통해 받은 주식을 포함한다고 밝혔습니다. 보고인은 본인의 금전적 이익이 미치는 범위를 제외하고는 수익적 소유권을 부인합니다.

Sajal K. Srivastava, président et CIO et administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré des achats d'actions ordinaires les 08/11/2025 et 08/12/2025. Le dossier fait état d'une acquisition de 76,700 actions à $6.302 le 08/11/2025 et d'une acquisition de 28,387 actions à $6.2825 le 08/12/2025, soit 105,087 actions déclarées comme détenues indirectement par l'intermédiaire de TriplePoint Capital LLC.

Le rapport mentionne également un montant de cession de 295,889.56 actions; le déclarant précise que ce chiffre inclut les actions reçues dans le cadre du plan de réinvestissement des dividendes de TPVG. La personne déclarante décline la propriété bénéficiaire, sauf dans la mesure de son intérêt pécuniaire.

Sajal K. Srivastava, Präsident und CIO sowie Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete Käufe von Stammaktien am 08/11/2025 und 08/12/2025. Die Einreichung weist den Erwerb von 76,700 Aktien zu $6.302 am 08/11/2025 und den Erwerb von 28,387 Aktien zu $6.2825 am 08/12/2025 aus, wodurch insgesamt 105,087 Aktien als indirekt über TriplePoint Capital LLC gehalten gemeldet wurden.

Der Bericht führt außerdem einen Veräußerungsbetrag von 295,889.56 Aktien auf; der Melder gibt an, dass diese Zahl Aktien einschließt, die im Rahmen des Dividenden-Reinvestitionsplans von TPVG erhalten wurden. Die meldende Person lehnt das wirtschaftliche Eigentum ab, soweit nicht ihr pecuniäres Interesse dem entgegensteht.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider bought 105,087 shares across two days at about $6.30 but holdings are reported indirectly, and a larger disposition is also noted.

The filings show two purchases totaling 105,087 shares at average prices near $6.30, recorded as indirect ownership via TriplePoint Capital LLC. The form also reports a 295,889.56 share disposition with an explanatory note that it "includes shares received pursuant to TPVG's dividend reinvestment plan." For investors, direct buying by insiders can signal confidence, but the indirect ownership structure and the sizable reported disposition reduce the clarity of the signal. No market-impact metrics or company-level materiality context are provided in the filing.

TL;DR: Officer and director transactions demonstrate continued engagement, but the disclaimer of beneficial ownership and indirect holding structure limit governance implications.

The reporting person is both an officer and a director and reported acquisitions recorded as indirect ownership through TriplePoint Capital LLC, totaling 105,087 shares acquired on 08/11 and 08/12/2025. The filing includes a disclosure that the reporter "disclaims beneficial ownership" except for pecuniary interest, which is a standard legal reservation that tempers the governance signal of the purchases. The separate reported disposition of 295,889.56 shares and the dividend reinvestment plan note are material to understanding net position changes but are not broken down further in the document.

Sajal K. Srivastava, Presidente e CIO nonché amministratore di TriplePoint Venture Growth BDC Corp. (TPVG), ha segnalato acquisti di azioni ordinarie il 08/11/2025 e il 08/12/2025. Il deposito indica un'acquisizione di 76,700 azioni a $6.302 il 08/11/2025 e un'acquisizione di 28,387 azioni a $6.2825 il 08/12/2025, per un totale di 105,087 azioni riportate come detenute indirettamente tramite TriplePoint Capital LLC.

La relazione indica inoltre un ammontare di cessione di 295,889.56 azioni; il dichiarante afferma che questa cifra include le azioni ricevute nell'ambito del piano di reinvestimento dei dividendi di TPVG. La persona segnalante rinuncia alla titolarità beneficiaria, salvo nella misura del proprio interesse pecuniario.

Sajal K. Srivastava, presidente y CIO y miembro del directorio de TriplePoint Venture Growth BDC Corp. (TPVG), informó compras de acciones ordinarias el 08/11/2025 y el 08/12/2025. El informe muestra una adquisición de 76,700 acciones a $6.302 el 08/11/2025 y otra de 28,387 acciones a $6.2825 el 08/12/2025, resultando en 105,087 acciones declaradas como poseídas indirectamente a través de TriplePoint Capital LLC.

El informe también indica un monto de disposición de 295,889.56 acciones; el declarante señala que esta cifra incluye las acciones recibidas bajo el plan de reinversión de dividendos de TPVG. La persona que informa renuncia a la propiedad beneficiaria excepto en la medida de su interés pecuniario.

Sajal K. Srivastava는 TriplePoint Venture Growth BDC Corp. (TPVG)의 사장 겸 CIO이자 이사로서 08/11/202508/12/2025에 보통주 매수를 보고했습니다. 제출 서류에는 08/11/2025에 76,700주를 주당 $6.302에 취득한 것과 08/12/2025에 28,387주를 주당 $6.2825에 취득한 것으로 기재되어 있으며, 그 결과 TriplePoint Capital LLC를 통해 간접 보유한 것으로 보고된 총주수는 105,087주입니다.

보고서에는 또한 295,889.56주 처분액이 기재되어 있으며; 제출인은 이 수치가 TPVG의 배당금 재투자 계획을 통해 받은 주식을 포함한다고 밝혔습니다. 보고인은 본인의 금전적 이익이 미치는 범위를 제외하고는 수익적 소유권을 부인합니다.

Sajal K. Srivastava, président et CIO et administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré des achats d'actions ordinaires les 08/11/2025 et 08/12/2025. Le dossier fait état d'une acquisition de 76,700 actions à $6.302 le 08/11/2025 et d'une acquisition de 28,387 actions à $6.2825 le 08/12/2025, soit 105,087 actions déclarées comme détenues indirectement par l'intermédiaire de TriplePoint Capital LLC.

Le rapport mentionne également un montant de cession de 295,889.56 actions; le déclarant précise que ce chiffre inclut les actions reçues dans le cadre du plan de réinvestissement des dividendes de TPVG. La personne déclarante décline la propriété bénéficiaire, sauf dans la mesure de son intérêt pécuniaire.

Sajal K. Srivastava, Präsident und CIO sowie Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete Käufe von Stammaktien am 08/11/2025 und 08/12/2025. Die Einreichung weist den Erwerb von 76,700 Aktien zu $6.302 am 08/11/2025 und den Erwerb von 28,387 Aktien zu $6.2825 am 08/12/2025 aus, wodurch insgesamt 105,087 Aktien als indirekt über TriplePoint Capital LLC gehalten gemeldet wurden.

Der Bericht führt außerdem einen Veräußerungsbetrag von 295,889.56 Aktien auf; der Melder gibt an, dass diese Zahl Aktien einschließt, die im Rahmen des Dividenden-Reinvestitionsplans von TPVG erhalten wurden. Die meldende Person lehnt das wirtschaftliche Eigentum ab, soweit nicht ihr pecuniäres Interesse dem entgegensteht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/11/2025 P 76,700 A $6.302 76,700(1) I By TriplePoint Capital LLC
Common Stock 08/12/2025 P 28,387 A $6.2825 105,087(1) I By TriplePoint Capital LLC
Common Stock 295,889.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
/s/ Sajal K. Srivastava 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Triplepoint Ven

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